0001174850-19-000008.txt : 20190206 0001174850-19-000008.hdr.sgml : 20190206 20190206123910 ACCESSION NUMBER: 0001174850-19-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190206 DATE AS OF CHANGE: 20190206 EFFECTIVENESS DATE: 20190206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 19570589 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 12-31-2018 12-31-2018 NICOLET BANKSHARES INC

111 N WASHINGTON ST GREEN BAY WI 54301

13F HOLDINGS REPORT 028-17319 N Ann K Lawson 920-617-5325 Ann K Lawson Green Bay WI 02-06-2019 0 175 207891 false INFORMATION TABLE 2 a4q1813ffilinginformationt.xml INFORMATION TABLE ABBOTT LABS COMMON STOCK 002824100 1826 25247 SH DFND 25247 0 0 ABBVIE INC COMMON STOCK 00287Y109 462 5012 SH DFND 4971 0 41 ACI WORLDWIDE INC COMMON STOCK 004498101 361 13055 SH DFND 13055 0 0 ADOBE INC COMMON STOCK 00724F101 940 4154 SH DFND 4154 0 0 AES CORP COMMON STOCK 00130H105 346 23900 SH DFND 23900 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 279 2868 SH DFND 2714 0 154 AFLAC INC COMMON STOCK 001055102 523 11478 SH DFND 11478 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 327 5355 SH DFND 5355 0 0 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 332 3415 SH DFND 3415 0 0 ALLERGAN PLC COMMON STOCK G0177J108 156 1165 SH DFND 1165 0 0 ALLIANCE DATA SYS CORP COMMON STOCK 018581108 207 1382 SH DFND 1382 0 0 ALLSTATE CORP COMMON STOCK 020002101 443 5363 SH DFND 5363 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 812 777 SH DFND 771 0 6 ALPHABET INC CL C COMMON STOCK 02079K107 2389 2307 SH DFND 2190 0 117 ALTRIA GROUP INC COMMON STOCK 02209S103 413 8367 SH DFND 8295 0 72 AMAZON.COM INC COMMON STOCK 023135106 799 532 SH DFND 532 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 330 3633 SH DFND 3633 0 0 APPLE INC COMMON STOCK 037833100 3791 24035 SH DFND 23987 0 48 AT&T INC COMMON STOCK 00206R102 348 12208 SH DFND 12208 0 0 BANK FIRST NATIONAL CORP COMMON STOCK 06211J100 548 11759 SH DFND 11759 0 0 BAXTER INTL INC COMMON STOCK 071813109 366 5566 SH DFND 4948 0 618 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 1034 5063 SH DFND 5063 0 0 BIOGEN INC COMMON STOCK 09062X103 525 1746 SH DFND 1730 0 16 BOEING CO COMMON STOCK 097023105 628 1947 SH DFND 1947 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 774 16125 SH DFND 16125 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 821 15799 SH DFND 15799 0 0 CARNIVAL CORP COMMON STOCK 143658300 190 3852 SH DFND 3852 0 0 CATERPILLAR INC COMMON STOCK 149123101 452 3561 SH DFND 3561 0 0 CELGENE CORP COMMON STOCK 151020104 269 4204 SH DFND 4204 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 746 17962 SH DFND 17280 0 682 CHEVRON CORPORATION COMMON STOCK 166764100 1473 13539 SH DFND 13510 0 29 CIGNA CORP COMMON STOCK 125523100 415 2184 SH DFND 2178 0 6 CISCO SYSTEMS INC COMMON STOCK 17275R102 325 7508 SH DFND 7332 0 176 CITIGROUP INC COMMON STOCK 172967424 376 7229 SH DFND 7229 0 0 COCA COLA CO COMMON STOCK 191216100 1414 29868 SH DFND 29868 0 0 COGNIZANT TECHNOLOGY SOLUTIONS COMMON STOCK 192446102 274 4312 SH DFND 4247 0 65 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 1152 5656 SH DFND 5656 0 0 CSX CORP COMMON STOCK 126408103 539 8671 SH DFND 8671 0 0 CVS HEALTH CORPORATION COMMON STOCK 126650100 402 6134 SH DFND 6134 0 0 DANAHER CORP COMMON STOCK 235851102 537 5208 SH DFND 4287 0 921 DEERE & CO COMMON STOCK 244199105 458 3072 SH DFND 3072 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 1254 11440 SH DFND 11145 0 295 DOWDUPONT INC COMMON STOCK 26078J100 308 5758 SH DFND 5120 0 638 DUKE ENERGY CORP COMMON STOCK 26441C204 160 1849 SH DFND 1849 0 0 EOG RES INC COMMON STOCK 26875P101 152 1745 SH DFND 1745 0 0 E TRADE FINANCIAL CORP COMMON STOCK 269246401 320 7303 SH DFND 7303 0 0 EQUIFAX INC COMMON STOCK 294429105 307 3295 SH DFND 3295 0 0 EXACT SCIENCES CORP COMMON STOCK 30063P105 864 13700 SH DFND 13700 0 0 EXELON CORP COMMON STOCK 30161N101 205 4540 SH DFND 4540 0 0 EXXONMOBIL CORP COMMON STOCK 30231G102 1663 24390 SH DFND 24390 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 625 4769 SH DFND 4389 0 380 FEDEX CORPORATION COMMON STOCK 31428X106 233 1446 SH DFND 1424 0 22 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1303 12706 SH DFND 12706 0 0 FISERV INC COMMON STOCK 337738108 670 9119 SH DFND 9119 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 201 1279 SH DFND 1279 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 164 21658 SH DFND 21658 0 0 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 408 3955 SH DFND 3955 0 0 GRAINGER W W INC COMMON STOCK 384802104 305 1079 SH DFND 1079 0 0 HALLIBURTON CO COMMON STOCK 406216101 157 5923 SH DFND 5923 0 0 HOME DEPOT INC COMMON STOCK 437076102 699 4068 SH DFND 4030 0 38 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 673 5094 SH DFND 5094 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 437 3448 SH DFND 3403 0 45 INTEL CORP COMMON STOCK 458140100 1235 26310 SH DFND 26152 0 158 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 795 10552 SH DFND 9752 0 800 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 449 3948 SH DFND 3948 0 0 INTUIT INC COMMON STOCK 461202103 793 4027 SH DFND 3712 0 315 JOHNSON & JOHNSON COMMON STOCK 478160104 1417 10983 SH DFND 10512 0 471 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2039 20892 SH DFND 20794 0 98 KLA TENCOR CORP COMMON STOCK 482480100 195 2175 SH DFND 2175 0 0 ESTEE LAUDER COMPANIES CLASS A COMMON STOCK 518439104 431 3310 SH DFND 3310 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 430 3770 SH DFND 3770 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 300 1147 SH DFND 1147 0 0 LOWES COS INC COMMON STOCK 548661107 862 9335 SH DFND 9335 0 0 MASCO CORP COMMON STOCK 574599106 294 10040 SH DFND 10040 0 0 MASTERCARD INC CL A COMMON STOCK 57636Q104 484 2564 SH DFND 2203 0 361 MCDONALDS CORP COMMON STOCK 580135101 1357 7640 SH DFND 7640 0 0 MERCK & CO INC COMMON STOCK 58933Y105 671 8785 SH DFND 7994 0 791 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 450 6254 SH DFND 6254 0 0 MICROSOFT CORP COMMON STOCK 594918104 2860 28158 SH DFND 27261 0 897 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 811 20266 SH DFND 18222 0 2044 NAVIENT CORP COMMON STOCK 63938C108 147 16705 SH DFND 16705 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 37667 771855 SH DFND 760144 0 11711 NICOLET BANKSHARES INC COMMON STOCK 65406E102 641 13141 SH OTR 13141 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 1127 15203 SH DFND 15203 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 343 2294 SH DFND 2294 0 0 NORTHERN TRUST CORP COMMON STOCK 665859104 207 2480 SH DFND 2115 0 365 NUCOR CORP COMMON STOCK 670346105 282 5441 SH DFND 5441 0 0 NVIDIA CORP COMMON STOCK 67066G104 230 1724 SH DFND 1724 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 815 18057 SH DFND 18057 0 0 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 275 3276 SH DFND 3276 0 0 PEPSICO INC COMMON STOCK 713448108 889 8043 SH DFND 8043 0 0 PFIZER INC COMMON STOCK 717081103 1503 34428 SH DFND 34428 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 613 9178 SH DFND 9178 0 0 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 379 8588 SH DFND 8588 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1352 14704 SH DFND 14704 0 0 QUALCOMM INC COMMON STOCK 747525103 290 5089 SH DFND 4388 0 701 RPM INTERNATIONAL INC COMMON STOCK 749685103 299 5095 SH DFND 4755 0 340 SALESFORCE.COM COMMON STOCK 79466L302 860 6280 SH DFND 6280 0 0 SS&C TECHNOLOGIES HOLDINGS INC COMMON STOCK 78467J100 211 4680 SH DFND 4680 0 0 STARBUCKS CORP COMMON STOCK 855244109 1005 15607 SH DFND 15170 0 437 STRYKER CORPORATION COMMON STOCK 863667101 419 2671 SH DFND 2671 0 0 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 451 4885 SH DFND 4885 0 0 TEXAS PACIFIC LAND TRUST COMMON STOCK 882610108 211 390 SH DFND 390 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 667 2981 SH DFND 2561 0 420 TWENTY-FIRST CENTURY FOX INC C COMMON STOCK 90130A101 954 19823 SH DFND 19823 0 0 UNION PAC CORP COMMON STOCK 907818108 494 3572 SH DFND 3539 0 33 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 493 5057 SH DFND 5057 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 510 4794 SH DFND 4750 0 44 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 502 2016 SH DFND 1983 0 33 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 939 16706 SH DFND 15756 0 950 VISA INC CL A COMMON STOCK 92826C839 752 5702 SH DFND 4698 0 1004 WALMART INC COMMON STOCK 931142103 284 3054 SH DFND 3054 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 2004 28939 SH DFND 28939 0 0 WELLS FARGO & CO COMMON STOCK 949746101 1909 41424 SH DFND 41424 0 0 WYNDHAM HOTELS & RESORTS INC COMMON STOCK 98311A105 295 6505 SH DFND 6505 0 0 XCEL ENERGY INC COMMON STOCK 98389B100 437 8872 SH DFND 8872 0 0 XILINX INC COMMON STOCK 983919101 218 2555 SH DFND 2555 0 0 YUM! BRANDS INC COMMON STOCK 988498101 523 5691 SH DFND 5691 0 0 ZIMMER BIOMET HOLDINGS, INC COMMON STOCK 98956P102 441 4252 SH DFND 4252 0 0 3M CO COMMON STOCK 88579Y101 602 3157 SH DFND 3157 0 0 SHIRE PLC SPONS ADR COMMON STOCK 82481R106 616 3538 SH DFND 3538 0 0 EATON CORP PLC COMMON STOCK G29183103 346 5040 SH DFND 5040 0 0 EVERTEC INC COMMON STOCK 30040P103 399 13900 SH DFND 13900 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 253 7021 SH DFND 6129 0 892 AMERICAN TOWER CORP REIT OTHER 03027X100 692 4377 SH DFND 3877 0 500 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 435 7587 SH DFND 7587 0 0 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 1815 32697 SH DFND 32490 0 207 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 24 424 SH OTR 424 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 10727 366351 SH DFND 364979 0 1372 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 51 1735 SH OTR 1735 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 352 3676 SH DFND 3676 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 237 3422 SH DFND 3422 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 664 2639 SH DFND 2639 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 7264 123573 SH DFND 123573 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 81 1382 SH OTR 1382 0 0 ISHARES MSCI EAFE SMALL CAP ET OTHER 464288273 396 7644 SH DFND 7644 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 785 5658 SH DFND 5658 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 5879 44906 SH DFND 44906 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2496 22477 SH DFND 22418 0 59 ISHARES RUSSELL 2000 ETF OTHER 464287655 1440 10754 SH DFND 10754 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 724 18385 SH DFND 18210 0 175 ISHARES S&P 500 GROWTH ETF OTHER 464287309 6251 41489 SH DFND 41489 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 2748 27174 SH DFND 27174 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 340 12175 SH DFND 12175 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 412 17500 SH DFND 17500 0 0 SCHWAB INTL EQUITY ETF OTHER 808524805 280 9880 SH DFND 9880 0 0 SPDR MSCI EMRG MRKTS OTHER 78463X426 93 1709 SH DFND 1709 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US OTHER 78463X889 1750 66145 SH DFND 66145 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 372 1229 SH DFND 1229 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 5759 23043 SH DFND 23043 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 149 596 SH OTR 596 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 573 12578 SH DFND 12578 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 8666 233579 SH DFND 232832 0 747 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 24 644 SH OTR 644 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 4458 117013 SH DFND 116487 0 526 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 25 644 SH OTR 644 0 0 VANGUARD GROWTH ETF OTHER 922908736 1547 11520 SH DFND 11520 0 0 VANGUARD HEALTH CARE ETF OTHER 92204A504 430 2677 SH DFND 2677 0 0 VANGUARD LARGE-CAP ETF OTHER 922908637 9053 78816 SH DFND 78181 0 635 VANGUARD S&P 500 ETF OTHER 922908363 849 3696 SH DFND 3696 0 0 VANGUARD IND FD MID-CAP ETF OTHER 922908629 95 688 SH DFND 688 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 389 2945 SH DFND 2945 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 739 5792 SH DFND 5792 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 53 412 SH OTR 412 0 0 VANGUARD VALUE ETF OTHER 922908744 616 6286 SH DFND 6286 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 1709 71744 SH DFND 71744 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 8 349 SH OTR 349 0 0 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 4179 173257 SH DFND 172245 0 1012 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 11 471 SH OTR 471 0 0 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1194 10907 SH DFND 10907 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 293 2900 SH DFND 2900 0 0 SPDR PORT SHRT TRM CORP BND OTHER 78464A474 269 8926 SH DFND 8926 0 0 VANGUARD INTERMEDIATE-TERM B OTHER 921937819 241 2969 SH DFND 2969 0 0 VANGUARD SHORT TERM BOND ETF OTHER 921937827 281 3574 SH DFND 3574 0 0 ISHARES NATIONAL MUNI BOND ETF OTHER 464288414 336 3084 SH DFND 3084 0 0