0001174850-18-000008.txt : 20181029 0001174850-18-000008.hdr.sgml : 20181029 20181029144154 ACCESSION NUMBER: 0001174850-18-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181029 DATE AS OF CHANGE: 20181029 EFFECTIVENESS DATE: 20181029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 181143884 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 09-30-2018 09-30-2018 NICOLET BANKSHARES INC

111 N WASHINGTON ST GREEN BAY WI 54301

13F HOLDINGS REPORT 028-17319 N Ann K. Lawson 920-617-5325 Ann K. Lawson Green Bay WI 10-29-2018 0 191 247393 false INFORMATION TABLE 2 a3q1813ffilinginformationt.xml INFORMATION TABLE ABBOTT LABS COMMON STOCK 002824100 1840 25082 SH DFND 25082 0 0 ABBVIE INC COMMON STOCK 00287Y109 474 5012 SH DFND 4971 0 41 ACI WORLDWIDE INC COMMON STOCK 004498101 364 12930 SH DFND 12930 0 0 ADOBE SYS INC COMMON STOCK 00724F101 1142 4232 SH DFND 4232 0 0 AES CORP COMMON STOCK 00130H105 331 23650 SH DFND 23650 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 394 2885 SH DFND 2639 0 246 AFLAC INC COMMON STOCK 001055102 544 11548 SH DFND 11548 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 398 5445 SH DFND 5445 0 0 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 475 3415 SH DFND 3415 0 0 ALIGN TECHNOLOGY INC COMMON STOCK 016255101 254 649 SH DFND 649 0 0 ALLIANCE DATA SYS CORP COMMON STOCK 018581108 326 1382 SH DFND 1382 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 157 11050 SH DFND 11050 0 0 ALLSTATE CORP COMMON STOCK 020002101 529 5363 SH DFND 5363 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 876 726 SH DFND 720 0 6 ALPHABET INC CL C COMMON STOCK 02079K107 2768 2319 SH DFND 2189 0 130 ALTRIA GROUP INC COMMON STOCK 02209S103 527 8745 SH DFND 8673 0 72 AMAZON.COM INC COMMON STOCK 023135106 659 329 SH DFND 329 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 320 3633 SH DFND 3633 0 0 AMETEK INC COMMON STOCK 031100100 225 2840 SH DFND 2840 0 0 APPLE INC COMMON STOCK 037833100 5612 24862 SH DFND 24695 0 167 AT&T INC COMMON STOCK 00206R102 497 14808 SH DFND 14808 0 0 BAXTER INTL INC COMMON STOCK 071813109 406 5270 SH DFND 4878 0 392 BECTON DICKINSON COMMON STOCK 075887109 270 1036 SH DFND 1036 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 1058 4943 SH DFND 4943 0 0 BIOGEN INC COMMON STOCK 09062X103 619 1753 SH DFND 1737 0 16 BLACKROCK INC CL A COMMON STOCK 09247X101 230 488 SH DFND 488 0 0 BOEING CO COMMON STOCK 097023105 306 822 SH DFND 822 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 1154 15875 SH DFND 15875 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 1080 17399 SH DFND 17399 0 0 CARNIVAL CORP COMMON STOCK 143658300 246 3852 SH DFND 3852 0 0 CATERPILLAR INC COMMON STOCK 149123101 548 3591 SH DFND 3591 0 0 CELGENE CORP COMMON STOCK 151020104 376 4204 SH DFND 4204 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 885 18006 SH DFND 17245 0 761 CHEVRON CORPORATION COMMON STOCK 166764100 1694 13854 SH DFND 13825 0 29 CISCO SYSTEMS INC COMMON STOCK 17275R102 351 7212 SH DFND 7012 0 200 CITIGROUP INC COMMON STOCK 172967424 790 11018 SH DFND 11018 0 0 COCA COLA CO COMMON STOCK 191216100 1371 29673 SH DFND 29673 0 0 COGNIZANT TECHNOLOGY SOLUTIONS COMMON STOCK 192446102 323 4182 SH DFND 4117 0 65 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 1328 5656 SH DFND 5656 0 0 CSX CORP COMMON STOCK 126408103 642 8671 SH DFND 8671 0 0 CVS HEALTH CORP COMMON STOCK 126650100 720 9143 SH DFND 9106 0 37 DANAHER CORP COMMON STOCK 235851102 537 4939 SH DFND 3912 0 1027 DEERE & CO COMMON STOCK 244199105 462 3072 SH DFND 3072 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 1318 11275 SH DFND 10980 0 295 DOWDUPONT INC COMMON STOCK 26078J100 379 5893 SH DFND 5376 0 517 DUKE ENERGY CORP COMMON STOCK 26441C204 148 1849 SH DFND 1849 0 0 ECHO GLOBAL LOGISTICS INC COMMON STOCK 27875T101 279 9010 SH DFND 9010 0 0 EOG RES INC COMMON STOCK 26875P101 482 3776 SH DFND 3556 0 220 ETRADE FINANCIAL CORP COMMON STOCK 269246401 383 7303 SH DFND 7303 0 0 EQUIFAX INC COMMON STOCK 294429105 427 3270 SH DFND 3270 0 0 EXACT SCIENCES CORP COMMON STOCK 30063P105 1115 14125 SH DFND 14125 0 0 EXELON CORP COMMON STOCK 30161N101 203 4655 SH DFND 4655 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 1055 11103 SH DFND 11079 0 24 EXXONMOBIL CORP COMMON STOCK 30231G102 2405 28291 SH DFND 27551 0 740 FACEBOOK INC-A COMMON STOCK 30303M102 672 4085 SH DFND 4085 0 0 FEDEX CORPORATION COMMON STOCK 31428X106 342 1422 SH DFND 1404 0 18 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1452 13308 SH DFND 13308 0 0 FIRST DATA CORP CL A COMMON STOCK 32008D106 225 9215 SH DFND 9000 0 215 FISERV INC COMMON STOCK 337738108 755 9169 SH DFND 9169 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 304 26895 SH DFND 26895 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 262 1279 SH DFND 1279 0 0 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 509 3995 SH DFND 3995 0 0 GRAINGER W W INC COMMON STOCK 384802104 605 1692 SH DFND 1692 0 0 HALLIBURTON CO COMMON STOCK 406216101 440 10864 SH DFND 10531 0 333 HANESBRANDS INC COMMON STOCK 410345102 185 10020 SH DFND 10020 0 0 HOME DEPOT INC COMMON STOCK 437076102 1112 5369 SH DFND 5323 0 46 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 844 5074 SH DFND 5074 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 480 3398 SH DFND 3353 0 45 INTEL CORP COMMON STOCK 458140100 1381 29207 SH DFND 29049 0 158 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 820 10949 SH DFND 10056 0 893 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 645 4263 SH DFND 4263 0 0 INTUIT INC COMMON STOCK 461202103 926 4071 SH DFND 3720 0 351 JOHNSON & JOHNSON COMMON STOCK 478160104 1517 10980 SH DFND 10520 0 460 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2351 20834 SH DFND 20736 0 98 KIMBERLY CLARK CORP COMMON STOCK 494368103 428 3770 SH DFND 3770 0 0 KLA TENCOR CORP COMMON STOCK 482480100 221 2175 SH DFND 2175 0 0 ESTEE LAUDER COMPANIES CLASS A COMMON STOCK 518439104 481 3310 SH DFND 3310 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 397 1147 SH DFND 1147 0 0 LOWES COS INC COMMON STOCK 548661107 1067 9290 SH DFND 9290 0 0 MASCO CORP COMMON STOCK 574599106 367 10040 SH DFND 10040 0 0 MASTERCARD INC CL A COMMON STOCK 57636Q104 256 1150 SH DFND 747 0 403 MCDONALDS CORP COMMON STOCK 580135101 1324 7916 SH DFND 7916 0 0 MERCK & CO INC COMMON STOCK 58933Y105 612 8626 SH DFND 7832 0 794 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 256 3246 SH DFND 3246 0 0 MICROSOFT CORP COMMON STOCK 594918104 3263 28527 SH DFND 27526 0 1001 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 935 21759 SH DFND 19322 0 2437 NAVIENT CORP COMMON STOCK 63938C108 219 16280 SH DFND 16280 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 38820 712163 SH DFND 701702 0 10461 NICOLET BANKSHARES INC COMMON STOCK 65406E102 716 13141 SH OTR 13141 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 1498 17678 SH DFND 17678 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 646 3579 SH DFND 3579 0 0 NORTHERN TRUST CORP COMMON STOCK 665859104 204 2000 SH DFND 2000 0 0 NUCOR CORP COMMON STOCK 670346105 345 5441 SH DFND 5441 0 0 NVDIA CORP COMMON STOCK 67066G104 343 1219 SH DFND 1219 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 972 18851 SH DFND 18851 0 0 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 275 3136 SH DFND 3136 0 0 PEPSICO INC COMMON STOCK 713448108 931 8325 SH DFND 8088 0 237 PFIZER INC COMMON STOCK 717081103 1513 34328 SH DFND 34328 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 782 9593 SH DFND 9593 0 0 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 477 8148 SH DFND 8148 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1218 14629 SH DFND 14629 0 0 QUALCOMM INC COMMON STOCK 747525103 390 5409 SH DFND 4814 0 595 ROCKWELL AUTOMATION INC COMMON STOCK 773903109 213 1135 SH DFND 1135 0 0 RPM INTERNATIONAL INC COMMON STOCK 749685103 337 5195 SH DFND 4855 0 340 RED HAT INC COMMON STOCK 756577102 223 1638 SH DFND 1638 0 0 SALESFORCE.COM COMMON STOCK 79466L302 1347 8469 SH DFND 8469 0 0 SS&C TECHNOLOGIES HOLDINGS INC COMMON STOCK 78467J100 252 4430 SH DFND 4430 0 0 STARBUCKS CORP COMMON STOCK 855244109 905 15918 SH DFND 15055 0 863 STRYKER CORPORATION COMMON STOCK 863667101 471 2651 SH DFND 2651 0 0 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 512 4690 SH DFND 4690 0 0 TEXAS PACIFIC LAND TRUST COMMON STOCK 882610108 336 390 SH DFND 390 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 752 3082 SH DFND 2536 0 546 TJX COS INC COMMON STOCK 872540109 218 1944 SH DFND 1434 0 510 TWENTY-FIRST CENTURY FOX INC C COMMON STOCK 90130A101 948 20470 SH DFND 20470 0 0 UNION PAC CORP COMMON STOCK 907818108 567 3483 SH DFND 3451 0 32 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 589 5042 SH DFND 5042 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 655 4687 SH DFND 4643 0 44 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 576 2165 SH DFND 2127 0 38 US BANCORP NEW COMMON STOCK 902973304 212 4007 SH DFND 4007 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 895 16760 SH DFND 15753 0 1007 VISA INC CL A COMMON STOCK 92826C839 875 5828 SH DFND 4708 0 1120 WALMART INC COMMON STOCK 931142103 287 3054 SH DFND 3054 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 1962 29384 SH DFND 29384 0 0 WELLS FARGO & CO COMMON STOCK 949746101 2206 41975 SH DFND 41975 0 0 WYNDHAM DESTINATIONS INC COMMON STOCK 98310W108 225 5195 SH DFND 5195 0 0 WYNDHAM HOTELS & RESORTS INC COMMON STOCK 98311A105 313 5635 SH DFND 5635 0 0 XCEL ENERGY INC COMMON STOCK 98389B100 426 9027 SH DFND 9027 0 0 XILINX INC COMMON STOCK 983919101 205 2555 SH DFND 2555 0 0 YUM! BRANDS INC COMMON STOCK 988498101 518 5701 SH DFND 5701 0 0 ZIMMER BIOMET HOLDINGS INC COMMON STOCK 98956P102 822 6253 SH DFND 6253 0 0 3M CO COMMON STOCK 88579Y101 636 3017 SH DFND 3017 0 0 ALIBABA GROUP HOLDING LTD SPON COMMON STOCK 01609W102 226 1372 SH DFND 1372 0 0 SHIRE PLC SPONS ADR COMMON STOCK 82481R106 641 3538 SH DFND 3538 0 0 ALLERGAN PLC COMMON STOCK G0177J108 503 2642 SH DFND 2642 0 0 BANK MONTREAL QUEBEC COMMON STOCK 063671101 270 3266 SH DFND 3266 0 0 EATON CORP PLC COMMON STOCK G29183103 468 5401 SH DFND 5401 0 0 EVERTEC INC COMMON STOCK 30040P103 334 13875 SH DFND 13875 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 822 13498 SH DFND 13152 0 346 AMERICAN TOWER CORP COMMON STOCK 03027X100 644 4435 SH DFND 3877 0 558 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 458 6043 SH DFND 6043 0 0 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 2338 38127 SH DFND 37919 0 208 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 26 424 SH OTR 424 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 13989 413386 SH DFND 412011 0 1375 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 59 1735 SH OTR 1735 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 368 3676 SH DFND 3676 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 231 1150 SH DFND 1150 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 332 3801 SH DFND 3801 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 1261 4309 SH DFND 4309 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 6005 88328 SH DFND 88328 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 94 1382 SH OTR 1382 0 0 ISHARES RUSSELL MIDCAP ETF OTHER 464287499 233 1056 SH DFND 1056 0 0 ISHARES RUSSELL MIDCAP VALUE E OTHER 464287473 204 2259 SH DFND 2259 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 910 5626 SH DFND 5626 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 7075 45356 SH DFND 45356 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2953 23318 SH DFND 23259 0 59 ISHARES RUSSELL 2000 ETF OTHER 464287655 1535 9108 SH DFND 9108 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 923 21902 SH DFND 21727 0 175 ISHARES S&P 500 GROWTH ETF OTHER 464287309 7404 41793 SH DFND 41793 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 3148 27174 SH DFND 27174 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 458 12375 SH DFND 12375 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 427 16625 SH DFND 16625 0 0 SCHWAB INTL EQUITY ETF OTHER 808524805 587 17505 SH DFND 17505 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 459 1248 SH DFND 1248 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 5888 20254 SH DFND 20254 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 173 596 SH OTR 596 0 0 SPDR MSCI EMRG MRKTS OTHER 78463X426 153 2579 SH DFND 2579 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 680 13067 SH DFND 13067 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 14001 323577 SH DFND 322840 0 737 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 79 1831 SH OTR 1831 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 6773 165196 SH DFND 164617 0 579 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 42 1036 SH OTR 1036 0 0 VANGUARD GROWTH ETF OTHER 922908736 2095 13009 SH DFND 13009 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 317 1930 SH DFND 1930 0 0 VANGUARD LARGE-CAP ETF OTHER 922908637 10891 81574 SH DFND 80921 0 653 VANGUARD S&P 500 ETF OTHER 922908363 987 3696 SH DFND 3696 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 341 2095 SH DFND 2095 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 1419 9481 SH DFND 9481 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 176 1176 SH OTR 1176 0 0 VANGUARD VALUE ETF OTHER 922908744 883 7976 SH DFND 7976 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 2412 100690 SH DFND 100690 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 23 963 SH OTR 963 0 0 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 5680 234431 SH DFND 233475 0 956 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 11 471 SH OTR 471 0 0 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1357 12266 SH DFND 12266 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 295 2900 SH DFND 2900 0 0 SPDR PORT SHRT TRM CORP BND OTHER 78464A474 290 9605 SH DFND 9605 0 0 SPDR PORTFOLIO AGGREGATE BON OTHER 78464A649 321 11587 SH DFND 11587 0 0 VANGUARD INTERMEDIATE-TERM B OTHER 921937819 239 2969 SH DFND 2969 0 0 VANGUARD SHORT TERM BOND ETF OTHER 921937827 439 5623 SH DFND 5623 0 0 VANGUARD TOTAL BOND MARKET OTHER 921937835 227 2885 SH DFND 2885 0 0 ISHARES NATIONAL MUNI BOND ETF OTHER 464288414 248 2300 SH DFND 2300 0 0