0001144204-18-041009.txt : 20180731 0001144204-18-041009.hdr.sgml : 20180731 20180731124736 ACCESSION NUMBER: 0001144204-18-041009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180731 DATE AS OF CHANGE: 20180731 EFFECTIVENESS DATE: 20180731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 18980382 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 06-30-2018 06-30-2018 false NICOLET BANKSHARES INC

111 N Washington St Green Bay WI 54301

13F HOLDINGS REPORT 028-17319 N Ann Lawson 920-617-5325 /s/ Ann Lawson Green Bay WI 07-05-2018 0 197 237991 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COMMON STOCK 002824100 1570 25747 SH DFND 25747 0 0 ABBVIE INC COMMON STOCK 00287Y109 446 4809 SH DFND 4768 0 41 ACI WORLDWIDE INC COMMON STOCK 004498101 338 13695 SH DFND 13695 0 0 ADOBE SYS INC COMMON STOCK 00724F101 1216 4987 SH DFND 4987 0 0 AES CORP COMMON STOCK 00130H105 329 24500 SH DFND 24500 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 446 3002 SH DFND 2756 0 246 AFLAC INC COMMON STOCK 001055102 528 12273 SH DFND 12273 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 422 5765 SH DFND 5765 0 0 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 424 3415 SH DFND 3415 0 0 ALIGN TECHNOLOGY INC COMMON STOCK 016255101 222 649 SH DFND 649 0 0 ALLIANCE DATA SYS CORP COMMON STOCK 018581108 322 1382 SH DFND 1382 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 133 11050 SH DFND 11050 0 0 ALLSTATE CORP COMMON STOCK 020002101 489 5363 SH DFND 5363 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 853 755 SH DFND 749 0 6 ALPHABET INC CL C COMMON STOCK 02079K107 2675 2398 SH DFND 2268 0 130 ALTRIA GROUP INC COMMON STOCK 02209S103 495 8722 SH DFND 8650 0 72 AMAZON.COM INC COMMON STOCK 023135106 819 482 SH DFND 482 0 0 AMERICAN WATER CORP COMMON STOCK 03027X100 433 3005 SH DFND 3005 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 310 3633 SH DFND 3633 0 0 AMETEK INC COMMON STOCK 031100100 245 3400 SH DFND 3400 0 0 APPLE INC COMMON STOCK 037833100 4726 25532 SH DFND 25365 0 167 AT&T INC COMMON STOCK 00206R102 603 18766 SH DFND 18766 0 0 BAXTER INTL INC COMMON STOCK 071813109 389 5270 SH DFND 4878 0 392 BECTON DICKINSON COMMON STOCK 075887109 248 1036 SH DFND 1036 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 084670108 282 1 SH DFND 1 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 1368 7327 SH DFND 7327 0 0 BIOGEN INC COMMON STOCK 09062X103 631 2174 SH DFND 2165 0 9 BLACKROCK INC CL A COMMON STOCK 09247X101 242 485 SH DFND 474 0 11 BOEING CO COMMON STOCK 097023105 257 765 SH DFND 765 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 1119 22465 SH DFND 22465 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 972 17564 SH DFND 17564 0 0 CVS COMMON STOCK 126650100 395 6134 SH DFND 6134 0 0 CA INC COMMON STOCK 12673P105 267 7485 SH DFND 7485 0 0 CARNIVAL CORP COMMON STOCK 143658300 221 3852 SH DFND 3852 0 0 CATERPILLAR INC COMMON STOCK 149123101 487 3591 SH DFND 3591 0 0 CELGENE CORP COMMON STOCK 151020104 334 4204 SH DFND 4204 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 942 18431 SH DFND 17670 0 761 CHEVRON CORPORATION COMMON STOCK 166764100 1578 12481 SH DFND 12467 0 14 CISCO SYSTEMS INC COMMON STOCK 17275R102 298 6917 SH DFND 6717 0 200 CITIGROUP INC COMMON STOCK 172967424 742 11083 SH DFND 11083 0 0 COCA COLA CO COMMON STOCK 191216100 1298 29605 SH DFND 29605 0 0 COGNIZANT TECHNOLOGY SOLUTIONS COMMON STOCK 192446102 336 4259 SH DFND 4194 0 65 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 1173 5613 SH DFND 5613 0 0 CSX CORP COMMON STOCK 126408103 585 9165 SH DFND 8799 0 366 DANAHER CORP COMMON STOCK 235851102 474 4799 SH DFND 3772 0 1027 DEERE & CO COMMON STOCK 244199105 429 3072 SH DFND 3072 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 1190 11350 SH DFND 11118 0 232 DOWDUPONT INC COMMON STOCK 26078J100 359 5445 SH DFND 5445 0 0 DUKE ENERGY CORP COMMON STOCK 26441C204 146 1849 SH DFND 1849 0 0 ECHO GLOBAL LOGISTICS INC COMMON STOCK 27875T101 294 10035 SH DFND 10035 0 0 EOG RES INC COMMON STOCK 26875P101 600 4820 SH DFND 4588 0 232 ETRADE FINANCIAL CORP COMMON STOCK 269246401 447 7303 SH DFND 7303 0 0 EQUIFAX INC COMMON STOCK 294429105 436 3485 SH DFND 3485 0 0 EXACT SCIENCES CORP COMMON STOCK 30063P105 845 14125 SH DFND 14125 0 0 EXELON CORP COMMON STOCK 30161N101 205 4818 SH DFND 4818 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 882 11425 SH DFND 11401 0 24 EXXONMOBIL CORP COMMON STOCK 30231G102 2533 30621 SH DFND 29942 0 679 FACEBOOK INC-A COMMON STOCK 30303M102 758 3900 SH DFND 3900 0 0 FEDEX CORPORATION COMMON STOCK 31428X106 334 1469 SH DFND 1451 0 18 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1767 16668 SH DFND 16668 0 0 FIRST DATA CORP CL A COMMON STOCK 32008D106 206 9857 SH DFND 9750 0 107 FISERV INC COMMON STOCK 337738108 741 10004 SH DFND 10004 0 0 FORD MOTOR CO DEL COMMON STOCK 345370860 138 12447 SH DFND 12447 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 238 1279 SH DFND 1279 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 401 29455 SH DFND 29455 0 0 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 494 4430 SH DFND 4430 0 0 GRAINGER W W INC COMMON STOCK 384802104 333 1079 SH DFND 1079 0 0 HALLIBURTON CO COMMON STOCK 406216101 173 3833 SH DFND 3833 0 0 HANESBRANDS INC COMMON STOCK 410345102 249 11315 SH DFND 11315 0 0 HOME DEPOT INC COMMON STOCK 437076102 1082 5547 SH DFND 5498 0 49 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 728 5054 SH DFND 5054 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 482 3477 SH DFND 3423 0 54 INTEL CORP COMMON STOCK 458140100 1371 27588 SH DFND 27430 0 158 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 805 10949 SH DFND 10056 0 893 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 596 4263 SH DFND 4263 0 0 INTUIT INC COMMON STOCK 461202103 892 4368 SH DFND 4017 0 351 INTUITIVE SURGICAL INC COMMON STOCK 46120E602 215 450 SH DFND 450 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 1374 11323 SH DFND 10863 0 460 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2294 22014 SH DFND 21916 0 98 K L A TENCOR CORP COMMON STOCK 482480100 223 2175 SH DFND 2175 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 405 3845 SH DFND 3845 0 0 ESTEE LAUDER COMPANIES CLASS A COMMON STOCK 518439104 472 3310 SH DFND 3310 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 345 1167 SH DFND 1167 0 0 LOWES COS INC COMMON STOCK 548661107 945 9885 SH DFND 9885 0 0 MASCO CORP COMMON STOCK 574599106 376 10040 SH DFND 10040 0 0 MASTERCARD INC CL A COMMON STOCK 57636Q104 210 1067 SH DFND 622 0 445 MCDONALDS CORP COMMON STOCK 580135101 1248 7966 SH DFND 7966 0 0 MERCK & CO INC COMMON STOCK 58933Y105 534 8803 SH DFND 8009 0 794 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 314 3456 SH DFND 3456 0 0 MICROSOFT CORP COMMON STOCK 594918104 2768 28071 SH DFND 27070 0 1001 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 888 21660 SH DFND 19223 0 2437 NAVIENT CORP COMMON STOCK 63938C108 219 16830 SH DFND 16830 0 0 NETFLIX INC COMMON STOCK 64110L106 265 678 SH DFND 678 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 38382 696459 SH DFND 685998 0 10461 NICOLET BANKSHARES INC COMMON STOCK 65406E102 724 13141 SH OTR 13141 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 1430 17943 SH DFND 17943 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 346 2294 SH DFND 2294 0 0 NORTHERN TRUST CORP COMMON STOCK 665859104 206 2000 SH DFND 2000 0 0 NUCOR CORP COMMON STOCK 670346105 340 5441 SH DFND 5441 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 848 19243 SH DFND 19105 0 138 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 282 3386 SH DFND 3386 0 0 PEPSICO INC COMMON STOCK 713448108 942 8651 SH DFND 8272 0 379 PFIZER INC COMMON STOCK 717081103 1238 34116 SH DFND 34116 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 766 9488 SH DFND 9488 0 0 PRESTIGE BRANDS HOLDINGS INC COMMON STOCK 74112D101 220 5735 SH DFND 5735 0 0 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 435 8218 SH DFND 8218 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1147 14700 SH DFND 14700 0 0 QUALCOMM INC COMMON STOCK 747525103 630 11219 SH DFND 10561 0 658 RPM INTERNATIONAL INC COMMON STOCK 749685103 334 5725 SH DFND 5385 0 340 RED HAT INC COMMON STOCK 756577102 220 1638 SH DFND 1638 0 0 SALESFORCE.COM COMMON STOCK 79466L302 1175 8615 SH DFND 8615 0 0 SS&C TECHNOLOGIES HOLDINGS INC COMMON STOCK 78467J100 249 4790 SH DFND 4790 0 0 SHIRE PLC COMMON STOCK 82481R106 563 3333 SH DFND 3333 0 0 STARBUCKS CORP COMMON STOCK 855244109 789 16142 SH DFND 15279 0 863 STRYKER CORPORATION COMMON STOCK 863667101 489 2896 SH DFND 2896 0 0 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 593 5110 SH DFND 5110 0 0 TEXAS PACIFIC LAND TRUST COMMON STOCK 882610108 271 390 SH DFND 390 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 691 3337 SH DFND 2791 0 546 TJX COS INC COMMON STOCK 872540109 222 2328 SH DFND 1546 0 782 TWENTY-FIRST CENTURY FOX INC C COMMON STOCK 90130A101 1017 20470 SH DFND 20470 0 0 UNION PAC CORP COMMON STOCK 907818108 528 3728 SH DFND 3696 0 32 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 601 5659 SH DFND 5659 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 649 5187 SH DFND 5143 0 44 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 547 2229 SH DFND 2181 0 48 US BANCORP NEW COMMON STOCK 902973304 240 4802 SH DFND 4802 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 876 17411 SH DFND 16404 0 1007 VISA INC CL A COMMON STOCK 92826C839 909 6862 SH DFND 5493 0 1369 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 209 3478 SH DFND 3478 0 0 WALMART INC COMMON STOCK 931142103 262 3054 SH DFND 3054 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 2934 45376 SH DFND 45376 0 0 WELLS FARGO & CO COMMON STOCK 949746101 2364 42648 SH DFND 42648 0 0 WYNDHAM DESTINATIONS INC COMMON STOCK 98310W108 247 5580 SH DFND 5580 0 0 WYNDHAM HOTELS & RESORTS INC COMMON STOCK 98311A105 329 5600 SH DFND 5600 0 0 XCEL ENERGY INC COMMON STOCK 98389B100 438 9595 SH DFND 9595 0 0 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 203 5289 SH DFND 5289 0 0 YUM! BRANDS INC COMMON STOCK 988498101 480 6136 SH DFND 6136 0 0 ZIMMER BIOMET HOLDINGS INC COMMON STOCK 98956P102 714 6403 SH DFND 6403 0 0 3M CO COMMON STOCK 88579Y101 428 2177 SH DFND 2177 0 0 ALIBABA GROUP HOLDING LTD SPON COMMON STOCK 01609W102 341 1840 SH DFND 1840 0 0 ALLERGAN PLC COMMON STOCK G0177J108 246 1476 SH DFND 1476 0 0 BANK MONTREAL QUEBEC COMMON STOCK 063671101 252 3266 SH DFND 3266 0 0 EATON CORP PLC COMMON STOCK G29183103 389 5206 SH DFND 5206 0 0 EVERTEC INC COMMON STOCK 30040P103 335 15325 SH DFND 15325 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 893 13317 SH DFND 12971 0 346 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 497 6543 SH DFND 6543 0 0 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 2396 38434 SH DFND 38425 0 9 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 26 424 SH OTR 424 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 14407 425123 SH DFND 424790 0 333 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 59 1735 SH OTR 1735 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 378 3784 SH DFND 3784 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 224 1150 SH DFND 1150 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 317 3801 SH DFND 3801 0 0 ISHARES CORE S&P U.S. GROWTH E OTHER 464287671 255 4462 SH DFND 4462 0 0 ISHARES CORE S&P U.S. VALUE ET OTHER 464287663 204 3795 SH DFND 3795 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 762 2791 SH DFND 2791 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 5561 83040 SH DFND 83040 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 107 1597 SH OTR 1597 0 0 ISHARES RUSSELL MIDCAP ETF OTHER 464287499 226 1066 SH DFND 1066 0 0 ISHARES RUSSELL MIDCAP VALUE E OTHER 464287473 207 2341 SH DFND 2341 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 829 5457 SH DFND 5457 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 7168 49845 SH DFND 49845 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2871 23654 SH DFND 23595 0 59 ISHARES RUSSELL 2000 ETF OTHER 464287655 1428 8718 SH DFND 8718 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 966 22481 SH DFND 22306 0 175 ISHARES S&P 500 GROWTH ETF OTHER 464287309 6835 42035 SH DFND 42035 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 3013 27359 SH DFND 27359 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 505 13565 SH DFND 13565 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 427 16475 SH DFND 16475 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 504 1420 SH DFND 1420 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 5587 20596 SH DFND 20596 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 177 652 SH OTR 652 0 0 SPDR MSCI EMRG MRKTS OTHER 78463X426 153 2579 SH DFND 2579 0 0 TRI-CONTINENTAL CORP OTHER 895436103 202 7615 SH DFND 7615 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 697 13442 SH DFND 13442 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 9348 217913 SH DFND 217893 0 20 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 79 1831 SH OTR 1831 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 6932 164259 SH DFND 164206 0 53 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 26 606 SH OTR 606 0 0 VANGUARD GROWTH ETF OTHER 922908736 2004 13380 SH DFND 13380 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 324 2056 SH DFND 2056 0 0 VANGUARD LARGE-CAP ETF OTHER 922908637 10452 83773 SH DFND 83739 0 34 VANGUARD S&P 500 ETF OTHER 922908363 922 3696 SH DFND 3696 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 346 2222 SH DFND 2222 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 1305 9291 SH DFND 9291 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 165 1176 SH OTR 1176 0 0 VANGUARD VALUE ETF OTHER 922908744 776 7470 SH DFND 7470 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 2724 112098 SH DFND 112098 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 62 2539 SH OTR 2539 0 0 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 5971 241820 SH DFND 240997 0 823 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1459 12925 SH DFND 12925 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 310 3050 SH DFND 3050 0 0 SPDR PORT SHRT TRM CORP BND OTHER 78464A474 356 11811 SH DFND 11811 0 0 SPDR PORTFOLIO AGGREGATE BON OTHER 78464A649 397 14246 SH DFND 14246 0 0 VANGUARD INTERMEDIATE-TERM B OTHER 921937819 236 2913 SH DFND 2913 0 0 VANGUARD SHORT TERM BOND ETF OTHER 921937827 436 5572 SH DFND 5572 0 0 VANGUARD TOTAL BOND MARKET OTHER 921937835 228 2885 SH DFND 2885 0 0 ISHARES NATIONAL MUNI BOND ETF OTHER 464288414 251 2300 SH DFND 2300 0 0