0001144204-18-024946.txt : 20180503 0001144204-18-024946.hdr.sgml : 20180503 20180503094459 ACCESSION NUMBER: 0001144204-18-024946 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180503 DATE AS OF CHANGE: 20180503 EFFECTIVENESS DATE: 20180503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 18802101 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 03-31-2018 03-31-2018 false NICOLET BANKSHARES INC

111 N Washington St Green Bay WI 54301

13F HOLDINGS REPORT 028-17319 N Ann Lawson 920-617-5325 /s/ Ann Lawson Green Bay WI 04-04-2018 0 194 235113 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COMMON STOCK 002824100 1548 25832 SH DFND 25832 0 0 ABBVIE INC COMMON STOCK 00287Y109 435 4594 SH DFND 4527 0 67 ACI WORLDWIDE INC COMMON STOCK 004498101 325 13695 SH DFND 13695 0 0 ADOBE SYS INC COMMON STOCK 00724F101 1123 5197 SH DFND 5197 0 0 AES CORP COMMON STOCK 00130H105 280 24625 SH DFND 24625 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 578 3047 SH DFND 2801 0 246 AFLAC INC COMMON STOCK 001055102 538 12298 SH DFND 12298 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 408 5750 SH DFND 5750 0 0 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 395 3543 SH DFND 3543 0 0 ALLIANCE DATA SYS CORP COMMON STOCK 018581108 431 2027 SH DFND 2027 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 135 10950 SH DFND 10950 0 0 ALLSTATE CORP COMMON STOCK 020002101 538 5678 SH DFND 5678 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 791 763 SH DFND 754 0 9 ALPHABET INC CL C COMMON STOCK 02079K107 2555 2476 SH DFND 2305 0 171 ALTRIA GROUP INC COMMON STOCK 02209S103 544 8722 SH DFND 8615 0 107 AMAZON.COM INC COMMON STOCK 023135106 897 620 SH DFND 620 0 0 AMERICAN TOWER CORP COMMON STOCK 03027X100 441 3035 SH DFND 3035 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 298 3633 SH DFND 3633 0 0 AMETEK INC COMMON STOCK 031100100 258 3400 SH DFND 3400 0 0 APPLE INC COMMON STOCK 037833100 4388 26151 SH DFND 26079 0 72 AT&T INC COMMON STOCK 00206R102 760 21307 SH DFND 21307 0 0 BAXTER INTL INC COMMON STOCK 071813109 489 7521 SH DFND 7521 0 0 BECTON DICKINSON COMMON STOCK 075887109 225 1036 SH DFND 1036 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 084670108 299 1 SH DFND 1 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 1582 7931 SH DFND 7931 0 0 BIOGEN INC COMMON STOCK 09062X103 616 2250 SH DFND 2236 0 14 BLACKROCK INC CL A COMMON STOCK 09247X101 263 485 SH DFND 468 0 17 BOEING CO COMMON STOCK 097023105 251 765 SH DFND 765 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 889 22940 SH DFND 22940 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 1135 17948 SH DFND 17948 0 0 CVS HEALTH CORPORATION COMMON STOCK 126650100 404 6495 SH DFND 6495 0 0 CA INC COMMON STOCK 12673P105 306 9035 SH DFND 9035 0 0 CARNIVAL CORP COMMON STOCK 143658300 257 3915 SH DFND 3915 0 0 CATERPILLAR INC COMMON STOCK 149123101 529 3591 SH DFND 3591 0 0 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 219 2341 SH DFND 2086 0 255 CELGENE CORP COMMON STOCK 151020104 389 4357 SH DFND 4357 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 1029 19701 SH DFND 18349 0 1352 CHEVRON CORPORATION COMMON STOCK 166764100 1437 12603 SH DFND 12603 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 304 7079 SH DFND 6782 0 297 CITIGROUP INC COMMON STOCK 172967424 776 11489 SH DFND 11489 0 0 COCA COLA CO COMMON STOCK 191216100 1305 30046 SH DFND 30046 0 0 COGNIZANT TECHNOLOGY SOLUTIONS COMMON STOCK 192446102 341 4238 SH DFND 4172 0 66 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 881 4675 SH DFND 4675 0 0 CSX CORP COMMON STOCK 126408103 513 9206 SH DFND 8789 0 417 DANAHER CORP COMMON STOCK 235851102 470 4801 SH DFND 3686 0 1115 DEERE & CO COMMON STOCK 244199105 511 3290 SH DFND 3290 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 1141 11360 SH DFND 11193 0 167 DOWDUPONT INC COMMON STOCK 26078J100 351 5514 SH DFND 5445 0 69 DUKE ENERGY CORP COMMON STOCK 26441C204 148 1912 SH DFND 1912 0 0 ETRADE FINANCIAL CORP COMMON STOCK 269246401 428 7728 SH DFND 7728 0 0 ECHO GLOBAL LOGISTICS INC COMMON STOCK 27875T101 284 10305 SH DFND 10305 0 0 EOG RES INC COMMON STOCK 26875P101 528 5014 SH DFND 4768 0 246 EQUIFAX INC COMMON STOCK 294429105 411 3485 SH DFND 3485 0 0 EXACT SCIENCES CORP COMMON STOCK 30063P105 570 14125 SH DFND 14125 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 815 11794 SH DFND 11758 0 36 EXXONMOBIL CORP COMMON STOCK 30231G102 2278 30536 SH DFND 29967 0 569 FACEBOOK INC-A COMMON STOCK 30303M102 218 1367 SH DFND 1367 0 0 FEDEX CORPORATION COMMON STOCK 31428X106 353 1469 SH DFND 1442 0 27 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1614 16758 SH DFND 16758 0 0 FISERV INC COMMON STOCK 337738108 724 10154 SH DFND 10154 0 0 FORD MOTOR CO DEL COMMON STOCK 345370860 158 14247 SH DFND 14247 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 514 2329 SH DFND 2329 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 427 31648 SH DFND 31648 0 0 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 498 4465 SH DFND 4465 0 0 GRAINGER W W INC COMMON STOCK 384802104 310 1097 SH DFND 1097 0 0 HALLIBURTON CO COMMON STOCK 406216101 185 3947 SH DFND 3947 0 0 HANESBRANDS INC COMMON STOCK 410345102 206 11165 SH DFND 11165 0 0 HOME DEPOT INC COMMON STOCK 437076102 1004 5634 SH DFND 5561 0 73 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 734 5082 SH DFND 5082 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 545 3477 SH DFND 3397 0 80 INTEL CORP COMMON STOCK 458140100 1566 30073 SH DFND 29837 0 236 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 825 11375 SH DFND 10407 0 968 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 671 4376 SH DFND 4376 0 0 INTUIT INC COMMON STOCK 461202103 783 4515 SH DFND 4134 0 381 INTUITIVE SURGICAL INC COMMON STOCK 46120E602 264 639 SH DFND 639 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 1471 11480 SH DFND 11020 0 460 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2661 24199 SH DFND 23473 0 726 KIMBERLY CLARK CORP COMMON STOCK 494368103 423 3845 SH DFND 3845 0 0 K L A TENCOR CORP COMMON STOCK 482480100 254 2333 SH DFND 2333 0 0 ESTEE LAUDER COMPANIES CLASS A COMMON STOCK 518439104 502 3351 SH DFND 3351 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 394 1167 SH DFND 1167 0 0 LOWES COS INC COMMON STOCK 548661107 892 10164 SH DFND 9862 0 302 MASCO CORP COMMON STOCK 574599106 409 10120 SH DFND 10120 0 0 MCDONALDS CORP COMMON STOCK 580135101 1256 8034 SH DFND 8034 0 0 MERCK & CO INC COMMON STOCK 58933Y105 422 7756 SH DFND 7756 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 316 3456 SH DFND 3456 0 0 MICROSOFT CORP COMMON STOCK 594918104 1896 20769 SH DFND 19673 0 1096 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 894 21423 SH DFND 19137 0 2286 NAVIENT CORP COMMON STOCK 63938C108 221 16830 SH DFND 16830 0 0 NETFLIX INC COMMON STOCK 64110L106 200 678 SH DFND 678 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 38739 703444 SH DFND 692983 0 10461 NICOLET BANKSHARES INC COMMON STOCK 65406E102 724 13141 SH OTR 13141 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 1249 18800 SH DFND 18516 0 284 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 330 2427 SH DFND 2427 0 0 NORTHERN TRUST CORP COMMON STOCK 665859104 206 2000 SH DFND 2000 0 0 NUCOR CORP COMMON STOCK 670346105 335 5490 SH DFND 5490 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 895 19565 SH DFND 19565 0 0 PALO ALTO NETWORKS INC COMMON STOCK 697435105 330 1817 SH DFND 1817 0 0 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 257 3386 SH DFND 3386 0 0 PEPSICO INC COMMON STOCK 713448108 932 8538 SH DFND 8302 0 236 PFIZER INC COMMON STOCK 717081103 1283 36164 SH DFND 34902 0 1262 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 943 9488 SH DFND 9488 0 0 PRESTIGE BRANDS HOLDINGS INC COMMON STOCK 74112D101 202 5985 SH DFND 5985 0 0 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 502 8241 SH DFND 8241 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1169 14744 SH DFND 14744 0 0 QUALCOMM INC COMMON STOCK 747525103 658 11875 SH DFND 11337 0 538 RPM INTERNATIONAL INC COMMON STOCK 749685103 272 5700 SH DFND 5360 0 340 RED HAT INC COMMON STOCK 756577102 358 2397 SH DFND 2397 0 0 SALESFORCE.COM COMMON STOCK 79466L302 1027 8832 SH DFND 8832 0 0 SS&C TECHNOLOGIES HOLDINGS INC COMMON STOCK 78467J100 257 4790 SH DFND 4790 0 0 SHIRE PLC COMMON STOCK 82481R106 519 3473 SH DFND 3473 0 0 STARBUCKS CORP COMMON STOCK 855244109 932 16094 SH DFND 15552 0 542 STRYKER CORPORATION COMMON STOCK 863667101 466 2896 SH DFND 2896 0 0 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 552 5115 SH DFND 5115 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 689 3337 SH DFND 2746 0 591 TWENTY-FIRST CENTURY FOX INC COMMON STOCK 90130A101 599 16322 SH DFND 16322 0 0 UNION PAC CORP COMMON STOCK 907818108 516 3838 SH DFND 3790 0 48 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 592 5659 SH DFND 5659 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 675 5361 SH DFND 5282 0 79 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 538 2514 SH DFND 2435 0 79 US BANCORP NEW COMMON STOCK 902973304 243 4802 SH DFND 4802 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 837 17510 SH DFND 16552 0 958 VISA INC CL A COMMON STOCK 92826C839 832 6952 SH DFND 5448 0 1504 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 228 3478 SH DFND 3478 0 0 WALMART INC COMMON STOCK 931142103 316 3552 SH DFND 3552 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 2920 46564 SH DFND 46564 0 0 WELLS FARGO & CO COMMON STOCK 949746101 2344 44720 SH DFND 44720 0 0 WYNDHAM WORLDWIDE CORP COMMON STOCK 98310W108 654 5717 SH DFND 5655 0 62 XCEL ENERGY INC COMMON STOCK 98389B100 459 10091 SH DFND 10091 0 0 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 221 5314 SH DFND 5314 0 0 YUM! BRANDS INC COMMON STOCK 988498101 522 6136 SH DFND 6136 0 0 ZIMMER BIOMET HOLDINGS INC COMMON STOCK 98956P102 745 6830 SH DFND 6830 0 0 ZOETIS INC COMMON STOCK 98978V103 201 2401 SH DFND 1072 0 1329 3M CO COMMON STOCK 88579Y101 486 2215 SH DFND 2215 0 0 ALIBABA GROUP HOLDING LTD SPON COMMON STOCK 01609W102 338 1840 SH DFND 1840 0 0 ALLERGAN PLC COMMON STOCK G0177J108 243 1446 SH DFND 1446 0 0 BANK MONTREAL QUEBEC COMMON STOCK 063671101 247 3266 SH DFND 3266 0 0 EATON CORP PLC COMMON STOCK G29183103 416 5206 SH DFND 5206 0 0 EVERTEC INC COMMON STOCK 30040P103 251 15325 SH DFND 15325 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 879 13571 SH DFND 13190 0 381 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 441 6543 SH DFND 6543 0 0 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 2241 37071 SH DFND 37060 0 11 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 26 424 SH OTR 424 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 14138 433938 SH DFND 433598 0 340 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 57 1735 SH OTR 1735 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 348 3731 SH DFND 3731 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 216 1150 SH DFND 1150 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 293 3801 SH DFND 3801 0 0 ISHARES CORE S&P U.S. GROWTH E OTHER 464287671 244 4462 SH DFND 4462 0 0 ISHARES CORE S&P U.S. VALUE ET OTHER 464287663 202 3795 SH DFND 3795 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 741 2791 SH DFND 2791 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 5752 82543 SH DFND 82543 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 111 1597 SH OTR 1597 0 0 ISHARES RUSSELL MIDCAP ETF OTHER 464287499 212 1026 SH DFND 1026 0 0 ISHARES RUSSELL MIDCAP VALUE E OTHER 464287473 202 2341 SH DFND 2341 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 724 4932 SH DFND 4932 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 6744 49553 SH DFND 49553 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2816 23473 SH DFND 23379 0 94 ISHARES RUSSELL 2000 ETF OTHER 464287655 1302 8576 SH DFND 8576 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 1030 24044 SH DFND 23869 0 175 ISHARES S&P 500 GROWTH ETF OTHER 464287309 6518 42035 SH DFND 42035 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 2918 26688 SH DFND 26688 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 520 13565 SH DFND 13565 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 473 16475 SH DFND 16475 0 0 SPDR MSCI EMRG MRKTS OTHER 78463X426 130 1983 SH DFND 1983 0 0 SPDR PORTFOLIO DEVELOPED WOR OTHER 78463X889 235 7468 SH DFND 7468 0 0 SPDR PORTFOLIO S&P 500 GROWTH OTHER 78464A409 245 7297 SH DFND 7297 0 0 SPDR PORTFOLIO S&P 500 VALUE E OTHER 78464A508 249 8470 SH DFND 8470 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 498 1456 SH DFND 1456 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 5512 20948 SH DFND 20948 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 190 723 SH OTR 723 0 0 TRI-CONTINENTAL CORP OTHER 895436103 200 7615 SH DFND 7615 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 731 13444 SH DFND 13444 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 10326 233355 SH DFND 233303 0 52 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 81 1831 SH OTR 1831 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 6908 147043 SH DFND 146988 0 55 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 28 606 SH OTR 606 0 0 VANGUARD GROWTH ETF OTHER 922908736 1868 13169 SH DFND 13169 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 287 1863 SH DFND 1863 0 0 VANGUARD LARGE-CAP ETF OTHER 922908637 9575 78999 SH DFND 78962 0 37 VANGUARD S&P 500 ETF OTHER 922908363 895 3696 SH DFND 3696 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 295 2007 SH DFND 2007 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 1275 9396 SH DFND 9396 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 160 1176 SH OTR 1176 0 0 VANGUARD VALUE ETF OTHER 922908744 704 6824 SH DFND 6824 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 3170 129967 SH DFND 129967 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 62 2539 SH OTR 2539 0 0 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 5914 239151 SH DFND 238312 0 839 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1458 12899 SH DFND 12899 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 378 3720 SH DFND 3720 0 0 SPDR PORT SHRT TRM CORP BND OTHER 78464A474 425 14059 SH DFND 14059 0 0 SPDR PORTFOLIO AGGREGATE BON OTHER 78464A649 472 16768 SH DFND 16768 0 0 VANGUARD SHORT TERM BOND ETF OTHER 921937827 257 3276 SH DFND 3276 0 0 ISHARES NATIONAL MUNI BOND ETF OTHER 464288414 338 3100 SH DFND 3100 0 0