0001127602-24-001915.txt : 20240123 0001127602-24-001915.hdr.sgml : 20240123 20240123163544 ACCESSION NUMBER: 0001127602-24-001915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240122 FILED AS OF DATE: 20240123 DATE AS OF CHANGE: 20240123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witczak Eric James CENTRAL INDEX KEY: 0001667436 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37700 FILM NUMBER: 24553081 MAIL ADDRESS: STREET 1: C/O NICOLET BANKSHARES, INC. STREET 2: 111 NORTH WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-01-22 0001174850 NICOLET BANKSHARES INC NIC 0001667436 Witczak Eric James C/O NICOLET NATIONAL BANK 111 NORTH WASHINGTON STREET GREEN BAY WI 54301 1 EVP & Secretary 0 Common Stock 6783 I By 401(k) Plan Common Stock 2024-01-22 4 M 0 2053 37.18 A 43480 D Common Stock 2024-01-22 4 S 0 2053 82.45 D 41427 D Stock Option (Right to Buy) 37.18 2024-01-22 4 M 0 2053 0 D 2026-09-20 Common Stock 2053 0 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.05 to $82.76, inclusive. The reporting person undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Includes 34 additional shares acquired under the Employee Stock Purchase Plan since Mr. Witczak's last Form 4 filing on December 18, 2023. Mr. Witczak owns a total of 868 shares in the Employee Stock Purchase Plan as of the date of this report. The non-qualified stock option was fully vested as of September 20, 2021. The non-qualified stock option is now fully exercised as of the date of this report. /s/ H. Phillip Moore, Jr., as attorney-in-fact for Eric J. Witczak 2024-01-23