-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K6D+epdYqmyyMyot/X5FVZDjdowPTY+UIxMIlrfeg+P3PQSLcLUunzEPFstr/UO2 jDvqR/C5fgzYHJLZ4IHfug== 0001209191-10-019483.txt : 20100331 0001209191-10-019483.hdr.sgml : 20100331 20100331163020 ACCESSION NUMBER: 0001209191-10-019483 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100329 FILED AS OF DATE: 20100331 DATE AS OF CHANGE: 20100331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peniket David J CENTRAL INDEX KEY: 0001343879 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32671 FILM NUMBER: 10719521 MAIL ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERCONTINENTALEXCHANGE INC CENTRAL INDEX KEY: 0001174746 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 7708574700 MAIL ADDRESS: STREET 1: 2100 RIVEREDGE PARKWAY STREET 2: SUITE 500 CITY: ATLANTA STATE: GA ZIP: 30328 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-03-29 0 0001174746 INTERCONTINENTALEXCHANGE INC ICE 0001343879 Peniket David J 2100 RIVEREDGE PARKWAY SUITE 500 ATLANTA GA 30328 0 1 0 0 Pres.& COO of ICE Futures Eur. Common Stock 2010-03-29 4 M 0 31144 8.00 A 44736 D Common Stock 2010-03-29 4 M 0 34500 12.00 A 79236 D Common Stock 2010-03-29 4 S 0 23000 111.20 D 56236 D Common Stock 2010-03-29 4 S 0 15797 111.57 D 40439 D Employee Stock Option (right to buy) 8.00 2010-03-29 4 M 0 12651 0.00 D 2013-12-11 Common Stock 12651 0 D Employee Stock Option (right to buy) 12.00 2010-03-29 4 M 0 34500 0.00 D 2012-12-16 Common Stock 34500 0 D Employee Stock Option (right to buy) 8.00 2010-03-29 4 M 0 18493 0.00 D 2014-10-11 Common Stock 18493 0 D As previously reported, the reporting person also indirectly beneficially owns shares of common stock, which were purchased by the reporting person's spouse on November 21, 2005. The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The price range for the aggregate amount sold by the direct holder is $110.84 - $111.41. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. The price range for the aggregate amount sold by the direct holder is $111.42 - $111.92. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price. These options are fully vested. /s/ Andrew J. Surdykowski, Attorney-in-fact 2010-03-31 -----END PRIVACY-ENHANCED MESSAGE-----