SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Orr Dominic P

(Last) (First) (Middle)
1344 CROSSMAN AVENUE

(Street)
SUNNYVALE CA 94089

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ARUBA NETWORKS, INC. [ ARUN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
04/15/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/17/2013 M 40,000 A $2.25 380,000 D
Common Stock 04/17/2013 S (1) 40,000 D $22.1694 (2) 340,000 D
Common Stock 04/15/2013 S (1) 7,500 D $22.6732 1,315,113 (3) I by Corporation
Common Stock 04/17/2013 S (1) 7,600 D $22.1367 (4) 1,307,513 (5) I by Corporation
Common Stock 50,000 I by Foundation
Common Stock 134,800 I by Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $2.25 04/17/2013 M 40,000 (6) 04/17/2016 Common Stock 40,000 (7) 4,582,143 D
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plan adopted by the Reporting Person.
2. Sales prices range from $21.96 per share to $22.50 per share. Sale price listed represents the weighted average sale price of all 40,000 shares sold.
3. Includes (i) 243,154 shares held of record by Ardmore Ventures, (ii) 300,000 shares held of record by Omano Ventures, (iii) 2,350 shares held of record by D. Orr Management Company, LLC, and (iv) 769,609 shares held of record by Dominic P. Orr Revocable Living Trust. This number represents a change in registration from a direct ownership to the Living Trust for shares held by the Reporting Person since the last filing.
4. Sale prices range from $21.99 to $22.27 per share. Sale price listed represents the weighted average sale price of all 7,600 shares sold.
5. Includes (i) 235,554 shares held of record by Ardmore Ventures, (ii) 300,000 shares held of record by Omano Ventures, (iii) 2,350 shares held of record by D. Orr Management Company, LLC, and (iv) 769,609 shares held of record by Dominic P. Orr Revocable Living Trust.
6. 25% of the shares subject to the option will vest on April 18, 2007, and the remaining shares will vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested on April 18, 2010. The option is exercisable in full at any time, but the shares received upon exercise before vesting are subject to repurchase restrictions that lapse over time.
7. This is not a reportable field.
By: Carmen Elliott, Attorney in Fact For: Dominic P. Orr 04/17/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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