SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
  
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
RANKIN JAMES T

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Class A Common Stock 11/19/2021 J(1) 4,173 A $0 35,709 I Held by Trust
Class A Common Stock 1,126 I Shares held by spouse(2)
Class A Common Stock 1,290 I co-trustee of trust for the benefit of minor niece(2)
Class A Common Stock 1,126 I co-trustee of the trust for the benefit of the minor nephew(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (3) 12/30/2021 G 602 (3) (3) Class A Common Stock 602 $0 18,990 I proportionate limited partnership interests in shares held by RA II, L.P
Class B Common Stock (3) 12/30/2021 G 301 (3) (3) Class A Common Stock 301 $0 3,781 I As Custodian for reporting person's minor child's proportionate interest in RAII shares(2)
Class B Common Stock (3) 12/30/2021 G 301 (3) (3) Class A Common Stock 301 $0 3,397 I child's proportionate limited partnership interest in shares held by Rankin Associates II
Class B Common Stock (3) 12/30/2021 G 602 (3) (3) Class A Common Stock 602 $0 6,531 I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.(2)
Class B Common Stock (3) 12/30/2021 G 602 (3) (3) Class A Common Stock 602 $0 6,235 I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.(2)
Class B Common Stock (3) 12/30/2021 G 1,204 (3) (3) Class A Common Stock 1,204 $0 18,990 I proportionate limited partnership interests in shares held by RA II, L.P
Class B Common Stock (3) 12/30/2021 G 602 (3) (3) Class A Common Stock 602 $0 3,781 I As Custodian for reporting person's minor child's proportionate interest in RAII shares(2)
Class B Common Stock (3) 12/30/2021 G 602 (3) (3) Class A Common Stock 602 $0 3,397 I child's proportionate limited partnership interest in shares held by Rankin Associates II
Class B Common Stock (3) 12/30/2021 G 301 (3) (3) Class A Common Stock 301 $0 6,531 I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc II shares.(2)
Class B Common Stock (3) 12/30/2021 G 301 (3) (3) Class A Common Stock 301 $0 6,235 I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc II shares.(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 461 461 I Child's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 1,135 1,135 I Proportionate interest in shares held by Rankin Associates V
Class B Common Stock (3) (3) (3) Class A Common Stock 535 535 I Proportionate interest in shares held by Rankin Associates VI
Class B Common Stock (3) (3) (3) Class A Common Stock 1,724 1,724 I Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 377 377 I Spouse's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 635 635 I Spouse's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 461 461 I Child's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 634 634 I Child's proportionate interest in shares held by Rankin Associates VI(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 461 461 I Co-trustee of trust fbo niece; niece's proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 634 634 I Co-trustee of trust fbo niece. Reflects proportionate interests in Rankin Assoc VI shares(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 461 461 I Co-trustee of trust fbo nephew; nephew proportionate interests held in shares in Rankin Associates V(2)
Class B Common Stock (3) (3) (3) Class A Common Stock 634 634 I Co-trustee of trust fbo nephew. Reflects proportionate interests in Rankin Assoc VI shares(2)
Explanation of Responses:
1. Shares transferred pursuant to the terms of the trust
2. Reporting Person disclaims beneficial ownership of all such shares.
3. N/A
/s/ Suzanne S. Taylor, attorney-in-fact 02/09/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.