SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN THOMAS T

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
10/27/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	10/27/2020		G	V	65,824	D	$0	0	I	Proportionate LP interest in shares held in RA4
Class A Common Stock	10/27/2020		G	V	65,824	A	$0	65,824	I	Spouse's proportionate limited partnership interest held in shares of RA IV⁽¹⁾
Class A Common Stock	12/31/2020		G	V	876	A	$0	876	I	Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin⁽¹⁾
Class A Common Stock	12/31/2020		G	V	876	A	$0	876	I	Serves as trustee of BTR 2020 GST trust fbo James Rankin⁽¹⁾
Class A Common Stock	12/31/2020		G	V	876	A	$0	876	I	Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin⁽¹⁾
Class A Common Stock	01/22/2021		P⁽²⁾		7,352	A	$55.5	8,228	I	Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin⁽¹⁾
Class A Common Stock	01/22/2021		P⁽³⁾		7,352	A	$55.5	8,228	I	Serves as trustee of BTR 2020 GST trust fbo James Rankin⁽¹⁾
Class A Common Stock	01/22/2021		P⁽⁴⁾		7,352	A	$55.5	8,228	I	Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin⁽¹⁾
Class A Common Stock								11,511	I	Held by Spouse⁽¹⁾
Class A Common Stock								14,343	I	Spouses proportionate interest in shares held by RA1⁽¹⁾
Class A Common Stock								1,843	I	spouse's proportionate limited partnership interest in shares held by RA II LP⁽¹⁾
Class A Common Stock								377	I	Spouse's proportionate interests held in shares in Rankin Associates V⁽¹⁾
Class A Common Stock								635	I	Spouse's proportionate interest in shares held by Rankin Associates VI⁽¹⁾
Class A Common Stock								41,931	I	Serves as Trustee of GSTs for the benefit of James Rankin⁽¹⁾
Class A Common Stock								41,931	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin⁽¹⁾
Class A Common Stock								41,931	I	Serves as trustee of GSTs for the benefit of Thomas P. Rankin⁽¹⁾
Class A Common Stock								7	D
Class A Common Stock								19	I	proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class A Common Stock								25,324	I	proportionate interest in shares held in RA1
Class A Common Stock								31,669	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock								1,057	I	Proportionate Interest in shares held by RAV
Class A Common Stock								292	I	Reporting person's proportionate interest in shares held in Rankin Associates VI
Class A Common Stock								80	I	Proportionate interest in shares held by RA5 held by RMI
Class A Common Stock								100	I	Proportionate interest in shares held by RA6 held by RMI
Class A Common Stock								1,975	I	Proportionate interest in shares held in RMI
Class A Common Stock								154,036	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁵⁾	10/27/2020		G	V		104,286	⁽⁵⁾	⁽⁵⁾	Class A Common Stock	104,286	$0	0	I	Proportionate LP interest in shares held in RA4
Class B Common Stock	⁽⁶⁾	10/27/2020		G	V	104,286		⁽⁷⁾	⁽⁸⁾	Class A Common Stock	104,286	$0	104,286	I	Spouse's proportionate limited partnership interest held in shares of RA IV⁽¹⁾
Class B Common Stock	⁽⁹⁾	12/31/2020		G	V	1,568		⁽¹⁰⁾	⁽¹¹⁾	Class A Common Stock	1,568	$0	1,568	I	Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin⁽¹⁾
Class B Common Stock	⁽¹²⁾	12/31/2020		G	V	1,568		⁽¹³⁾	⁽¹⁴⁾	Class A Common Stock	1,568	$0	1,568	I	Serves as trustee of BTR 2020 GST trust fbo James Rankin⁽¹⁾
Class B Common Stock	⁽¹⁵⁾	12/31/2020		G	V	1,568		⁽¹⁶⁾	⁽¹⁷⁾	Class A Common Stock	1,568	$0	1,568	I	Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin⁽¹⁾
Class B Common Stock	⁽⁹⁾	01/22/2021		P⁽¹⁸⁾		10,364		⁽¹⁰⁾	⁽¹¹⁾	Class A Common Stock	10,364	$55.5	11,932	I	Serves as trustee of BTR 2020 GST trust fbo Matthew Rankin⁽¹⁾
Class B Common Stock	⁽¹²⁾	01/22/2021		P⁽¹⁹⁾		10,364		⁽¹³⁾	⁽¹⁴⁾	Class A Common Stock	10,364	$55.5	11,932	I	Serves as trustee of BTR 2020 GST trust fbo James Rankin⁽¹⁾
Class B Common Stock	⁽¹⁵⁾	01/22/2021		P⁽²⁰⁾		10,364		⁽¹⁶⁾	⁽¹⁷⁾	Class A Common Stock	10,364	$55.5	11,932	I	Serves as trustee of BTR 2020 GST trust fbo Thomas P Rankin⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	3,622		3,622	I	Held by Spouse⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	25,657		25,657	I	Spouses proportionate interest in shares held by RA1⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	1,843		1,843	I	spouse's proportionate limited partnership interest in shares held by RA II LP⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	12,098		12,098	I	Serves as Trustee of the GSTs for the benefit of James Rankin⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	12,098		12,098	I	Serves as Trustee of GSTs for the benefit of Matthew Rankin⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	12,098		12,098	I	Serves as trustee of GSTs for the benefit of T. Parker Rankin⁽¹⁾
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	7		7	D
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	31		31	I	proportionate general partnership interest in shares of Rankin Associates IV, L.P held by the Trust
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	45,300		45,300	I	Proportionate interest in shares held in RA1
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	31,669		31,669	I	proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	1,975		1,975	I	Proportionate interest in shares of RMI
Class B Common Stock	⁽⁵⁾							⁽⁵⁾	⁽⁵⁾	Class A Common Stock	145,912		145,912	I	Reporting Person serves as Trustee of a Trust for the benefit of Thomas T. Rankin

Explanation of Responses:

1. Reporting Person disclaims beneficial ownership of all such shares.

2. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

3. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

4. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

5. N/A

6. N/A

7. N/A

8. N/A

9. N/A

10. N/A

11. N/A

12. N/A

13. N/A

14. N/A

15. N/A

16. N/A

17. N/A

18. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

19. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

20. The shares conveyed in this transaction are part of a group of shares conveyed in exchange for a series of promissory notes in the principal amounts of $99,761.39, $327,007.89, $890, $720.11 and $3,521.90 plus interest which will accrue at a rate of 0.52% per annum, the principal amount of which indebtedness will be due and owing on January 21, 2030 and the accrued interest will be due and owing annually during the term. These transactions were executed as part of multi-generational estate planning by and among by members of the Rankin family.

	/s/ Suzanne S. Taylor, attorney-in-fact	01/26/2021
	** Signature of Reporting Person	Date
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