SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
BUTLER JOHN C JR

(Last) (First) (Middle)
5875 LANDERBROOK DRIVE

(Street)
MAYFIELD HEIGHTS OH 44124

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of a Group
3. Date of Earliest Transaction (Month/Day/Year)
09/26/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/26/2018 P 133(1) A $63.6859 82,101 I Held by Trust for the benefit of Reporting Person's Spouse(2)
Class A Common Stock 09/26/2018 P 1(1) A $62.86(3) 142 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 09/26/2018 P 1(1) A $62.86(3) 142 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 09/26/2018 P 1(1) A $64(4) 142 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 09/26/2018 P 1(1) A $64(4) 142 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 09/27/2018 P 267(1) A $62.4292 82,368 I Held by Trust for the benefit of Reporting Person's Spouse(2)
Class A Common Stock 09/27/2018 P 2(1) A $62.43(5) 144 I Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 09/27/2018 P 2(1) A $62.43(5) 144 I Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 09/27/2018 P 1(1) A $62.43(5) 143 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 09/27/2018 P 1(1) A $62.43(5) 143 I Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock 279 I child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 8,211 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class A Common Stock 4,513 I Reporting Person is trustee of Trust fbo minor child.(2)
Class A Common Stock 279 I child's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 8,367 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class A Common Stock 4,357 I Reporting Person is trustee of Trust fbo minor child.(2)
Class A Common Stock 5,126 I Spouse's proportionate partnership interest shares held by AMR Associates LP
Class A Common Stock 49,811 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P(2)
Class A Common Stock 12,058 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P(2)
Class A Common Stock 32,369 I Spouse's proportionate limited partnership interest in shares held by RAIV Class A(2)
Class A Common Stock 2,800 I Held in an Individual Retirement Account for the benefit of the Reporting Person
Class A Common Stock 7,634 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class A Common Stock 25,866 I Held in trust fbo Reporting Person.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (6) (6) (6) Class A Common Stock 326 326 I Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock (6) (6) (6) Class A Common Stock 8,211 8,211 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 3,683 3,683 I Reporting Person is trustee of Trust fbo minor child.(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 326 326 I Child's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock (6) (6) (6) Class A Common Stock 8,367 8,367 I Minor child's trust?s proportionate interests in shares held by Rankin Associates II.(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 3,527 3,527 I Reporting Person is trustee of Trust fbo minor child.(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 5,972 5,972 I Spouse's proportionate partnership interest shares held by AMR Associates LP
Class B Common Stock (6) (6) (6) Class A Common Stock 89,105 89,105 I spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 12,058 12,058 I spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 51,283 51,283 I spouse's proportionate limited partnership interest in shared held by RAIV Class B(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 58,586 58,586 I Held by Trust for the benefit of Reporting Person's Spouse(2)
Class B Common Stock (6) (6) (6) Class A Common Stock 2,800 2,800 I Held in an Individual Retirement Account for the benefit of the Reporting Person
Class B Common Stock (6) (6) (6) Class A Common Stock 7,634 7,634 I proportionate limited partnership interests in shares held by Rankin Associates II, L.P
Class B Common Stock (6) (6) (6) Class A Common Stock 17,262 17,262 I Held in trust fbo Reporting Person.
Explanation of Responses:
1. Shares purchased pursuant to 10b5-1 plan
2. Reporting Person disclaims beneficial ownership of all such shares.
3. 2018-Sept-26 -Block 1 Weighted Average- Share Price represents average price between $62.45 and $63.31.
4. 2018-Sept-26 -Block 2 Weighted Average- Share Price represents average price between $63.47 and $64.46.
5. 2018-Sept-27- Share Price represents average price between $62.30 and $62.55.
6. N/A
/s/ Suzanne S. Taylor, attorney-in-fact 09/28/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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