SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN ALISON A

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
09/27/2016

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	09/27/2016		P		1	A	$56.556⁽¹⁾	21	I	spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
Class A Common Stock	09/27/2016		P		3	A	$57.3069⁽²⁾	24	I	spouse's interest in shares of Rankin Associates V held by Rankin Management, Inc. ("RMI")
Class A Common Stock	09/27/2016		P		2	A	$56.556⁽¹⁾	21	I	spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")
Class A Common Stock	09/27/2016		P		2	A	$57.3069⁽²⁾	23	I	spouse's interest in shares of Rankin Associates VI held by Rankin Management, Inc. ("RMI")
Class A Common Stock	09/27/2016		P		6	A	$56.556⁽¹⁾	87	I	Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock	09/27/2016		P		9	A	$57.3069⁽²⁾	96	I	Spouse's proportionate interests in shares held by Rankin Associates V
Class A Common Stock	09/27/2016		P		305⁽³⁾	A	$56.556⁽¹⁾	8,274	I	Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin⁽⁴⁾
Class A Common Stock	09/27/2016		P		490⁽³⁾	A	$57.3069⁽²⁾	8,764	I	Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin⁽⁴⁾
Class A Common Stock	09/27/2016		P		305⁽³⁾	A	$56.556⁽¹⁾	8,274	I	Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin⁽⁴⁾
Class A Common Stock	09/27/2016		P		490⁽³⁾	A	$57.3069⁽²⁾	8,764	I	Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin⁽⁴⁾
Class A Common Stock								54,147	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P⁽⁵⁾
Class A Common Stock								2,116	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock								3,123	I	Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock								765	I	Reporting person serves as co-trustee of trust fbo Elisabeth M. Rankin
Class A Common Stock								19,576	I	Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.⁽⁵⁾
Class A Common Stock								1,851	I	Co-Trustee for the benefit of Reporting Person's daughter.⁽⁵⁾
Class A Common Stock								200	I	Spouse serves as custodian for minor child
Class A Common Stock								965	I	Spouse serves as Trustee for the benefit of A. Farnham Rankin
Class A Common Stock								17,688	I	Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.⁽⁵⁾
Class A Common Stock								3,738	I	Co-Trustee for the benefit of Reporting Person's daughter.⁽⁵⁾
Class A Common Stock								0	I	Spouse serves as custodian for A. Farnham Rankin UGMA
Class A Common Stock								19	I	Spouse's proportionate general partnership interest shares held by RAIV.⁽⁵⁾
Class A Common Stock								3,448	I	Spouse's proportionate interests in shares held by Rankin Associates I.⁽⁵⁾
Class A Common Stock								33,287	I	spouse's proportionate limited partnership interest in shares held by RA II, L.P⁽⁵⁾
Class A Common Stock								65,824	I	Spouse's proportionate interests in shares held by Rankin Associates IV.⁽⁵⁾
Class A Common Stock								1,975	I	spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI").⁽⁵⁾
Class A Common Stock								192,662	I	spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin⁽⁵⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	96,861		96,861	I	proportionate limited partnership interest in shares held by Rankin Associates I, L.P
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	2,116		2,116	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	3,123		3,123	I	Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	6,598		6,598	I	Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin⁽⁴⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	6,598		6,598	I	Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin⁽⁴⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	19,576		19,576	I	Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	1,851		1,851	I	Co-Trustee for the benefit of Reporting Person's daughter.⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	200		200	I	Spouse serves as Custodian for the minor child⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	200		200	I	Spouse Serves as Trustee for the benefit of A. Farnham Rankin⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	17,688		17,688	I	Minor child?s trust?s proportionate interests in shares held by Rankin Associates II.⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	3,738		3,738	I	Co-Trustee for the benefit of Reporting Person's daughter.
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	0		0	I	Spouse is custodian of A. Farnham Rankin UGMA⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	31		31	I	Reporting Person's spouse's proportionate GP interest in shares of Rankin Associates IV⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	6,168		6,168	I	Spouses proportionate LP interest in shares held by RA1⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	33,287		33,287	I	spouse's proportionate limited partnership interest in shares held by RA II, L.P⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	104,286		104,286	I	Spouse's proportionate interests in shares held by Rankin Associates IV.⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	1,975		1,975	I	spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI").⁽⁵⁾
Class B Common Stock	⁽⁶⁾							⁽⁶⁾	⁽⁶⁾	Class A Common Stock	193,760		193,760	I	spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin⁽⁵⁾

Explanation of Responses:

1. Sept 27, 2016-Weighted Average Block 1- Share Price represents average price between $56.08 and $56.99.

2. Sept 27, 2016-Weighted Average Block 2- Share Price represents average price between $57.00 and $57.97.

3. Proportionate Interest in shares held by RA6

4. child's proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of the child

5. Reporting Person disclaims beneficial ownership of all such shares.

6. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	09/29/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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