FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 09/28/2012 |
3. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) 09/28/2012 |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 3,622 | D | |
Class A Common Stock | 20,000 | I | Reporting Person's LP interest in shares held in RA1 |
Class A Common Stock | 1,843 | I | Reporting person's proportionate interests in shares held by Rankin Associates II, L.P |
Class A Common Stock | 9,420 | I | son's proportionate LP interest in shares held by RA II LP held in a trust -spouse is co trustee(1) |
Class A Common Stock | 8,509 | I | spouse is co-Trustee for the benefit of Reporting Person's son.(1) |
Class A Common Stock | 25 | I | spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust(1) |
Class A Common Stock | 35,312 | I | spouse's proportionate limited partnership interest in shares held by RA I LP(1) |
Class A Common Stock | 36,839 | I | spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P(1) |
Class A Common Stock | 85,055 | I | Spouses proportionate LP interest in shares held in RA4 |
Class A Common Stock | 145,912 | I | spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin |
Class A Common Stock | 1,975 | I | Spouse's proportionate interest in shares held in RMI(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class B Common Stock | (2) | (2) | Class A Common Stock | 3,622 | (2) | D | |
Class B Common Stock | (2) | (2) | Class A Common Stock | 20,000 | (2) | I | Reporting Person's LP interest in shares held in RA1 |
Class B Common Stock | (2) | (2) | Class A Common Stock | 1,843 | (2) | I | Reporting Person's proportionate interests in shares held by Rankin Associates II, L.P |
Class B Common Stock | (2) | (2) | Class A Common Stock | 9,420 | (2) | I | son's proportionate LP interest in shares held by RA II LP held in a trust -spouse is co trustee(1) |
Class B Common Stock | (2) | (2) | Class A Common Stock | 8,509 | (2) | I | spouse is Trustee for the benefit of Reporting Person's son.(1) |
Class B Common Stock | (2) | (2) | Class A Common Stock | 25 | (2) | I | spouse's proportionate limited partnership interest in shares of RA IV LP held by the Trust(1) |
Class B Common Stock | (2) | (2) | Class A Common Stock | 35,312 | (2) | I | spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P(1) |
Class B Common Stock | (2) | (2) | Class A Common Stock | 36,839 | (2) | I | spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P(1) |
Class B Common Stock | (2) | (2) | Class A Common Stock | 85,055 | (2) | I | spouses proortionate LP interest in shares held in RA4(1) |
Class B Common Stock | (2) | (2) | Class A Common Stock | 145,912 | (2) | I | spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin(1) |
Class B Common Stock | (2) | (2) | Class A Common Stock | 1,975 | (2) | I | Spouse's proportionate interest in shares held in RMI(1) |
Explanation of Responses: |
1. Reporting Person disclaims beneficial ownership of all such shares. |
2. N/A |
/s/ Suzanne S. Taylor, attorney-in-fact | 01/11/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |