0001209191-14-010319.txt : 20140213
0001209191-14-010319.hdr.sgml : 20140213
20140213160518
ACCESSION NUMBER: 0001209191-14-010319
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140211
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKETTS J PETER
CENTRAL INDEX KEY: 0001187593
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 14606032
MAIL ADDRESS:
STREET 1: AMERITRADE HOLDING CORP
STREET 2: 4211 S 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-02-11
0
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001187593
RICKETTS J PETER
200 S. 108TH AVE.
OMAHA
NE
68154
1
0
0
0
Common Stock
2014-02-03
4
G
0
31575
0.00
D
510113
D
Common Stock
2014-02-11
4
G
0
345
0.00
D
509768
D
Common Stock
2014-02-11
4
S
0
15000
32.44
D
494768
D
Common Stock
115197
I
By his children
Common Stock
70896
I
By annuity trusts
This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.38 to $32.53. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
Shares are held by trusts created for Mr. Ricketts' children.
Shares are held by annuity trusts, for which Mr. Ricketts is the grantor and a beneficiary.
/s/ Brenna O'Connor as attorney-in-fact for J. Peter Ricketts
2014-02-13