0001209191-13-042344.txt : 20130829 0001209191-13-042344.hdr.sgml : 20130829 20130829163721 ACCESSION NUMBER: 0001209191-13-042344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130104 FILED AS OF DATE: 20130829 DATE AS OF CHANGE: 20130829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKETTS MARLENE M CENTRAL INDEX KEY: 0001053119 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 131069477 MAIL ADDRESS: STREET 1: C/O AMERITRADE HOLDING CORP STREET 2: 4211 SOUTH 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 4 1 c590698_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-01-04 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001053119 RICKETTS MARLENE M C/O HUGO LLC, 1395 S. PLATTE RIVER DRIVE DENVER CO 80223 0 0 1 0 Common Stock 2013-01-04 5 G 0 E 55866 0 A 13649068 D Common Stock 2013-01-04 5 G 0 E 55866 0 D 13593202 D Common Stock 2013-02-13 5 G 0 E 38750 0 A 13631952 D Common Stock 2013-02-13 5 G 0 E 38750 0 D 13593202 D Common Stock 2013-08-27 4 J 0 659558 0 D 0 I By Annuity Trust Common Stock 2013-08-27 4 J 0 317522 0 A 13910724 D Common Stock 36427408 I By Spouse Transfer of shares, for no consideration, to Mrs. Ricketts and other beneficiaries from an annuity trust, for which Mrs. Ricketts was the grantor and a beneficiary. /s/ J. Peter Ricketts as attorney-in-fact for Marlene M. Ricketts 2013-08-29