0001209191-13-042344.txt : 20130829
0001209191-13-042344.hdr.sgml : 20130829
20130829163721
ACCESSION NUMBER: 0001209191-13-042344
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130104
FILED AS OF DATE: 20130829
DATE AS OF CHANGE: 20130829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKETTS MARLENE M
CENTRAL INDEX KEY: 0001053119
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 131069477
MAIL ADDRESS:
STREET 1: C/O AMERITRADE HOLDING CORP
STREET 2: 4211 SOUTH 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
c590698_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2013-01-04
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001053119
RICKETTS MARLENE M
C/O HUGO LLC, 1395 S. PLATTE RIVER DRIVE
DENVER
CO
80223
0
0
1
0
Common Stock
2013-01-04
5
G
0
E
55866
0
A
13649068
D
Common Stock
2013-01-04
5
G
0
E
55866
0
D
13593202
D
Common Stock
2013-02-13
5
G
0
E
38750
0
A
13631952
D
Common Stock
2013-02-13
5
G
0
E
38750
0
D
13593202
D
Common Stock
2013-08-27
4
J
0
659558
0
D
0
I
By Annuity Trust
Common Stock
2013-08-27
4
J
0
317522
0
A
13910724
D
Common Stock
36427408
I
By Spouse
Transfer of shares, for no consideration, to Mrs. Ricketts and other beneficiaries from an annuity trust, for which Mrs. Ricketts was the grantor and a beneficiary.
/s/ J. Peter Ricketts as attorney-in-fact for Marlene M. Ricketts
2013-08-29