0001209191-13-030306.txt : 20130603 0001209191-13-030306.hdr.sgml : 20130603 20130603210924 ACCESSION NUMBER: 0001209191-13-030306 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130530 FILED AS OF DATE: 20130603 DATE AS OF CHANGE: 20130603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKETTS J JOE CENTRAL INDEX KEY: 0001053120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 13889553 MAIL ADDRESS: STREET 1: C/O AMERITRADE HOLDING CORP STREET 2: 4211 SOUTH 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 4 1 c549547_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-05-30 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001053120 RICKETTS J JOE C/O HUGO LLC, 1395 S. PLATTE RIVER DRIVE DENVER CO 80223 0 0 1 0 Common Stock 2013-05-30 4 S 0 320442 24.00 D 47873450 D Common Stock 2013-05-31 4 S 0 67877 24.00 D 47805573 D Common Stock 13593202 I By Spouse Common Stock 659558 I By Spouse's Annuity Trust Reflects the weighted average sale price per share for Mr. Ricketts' transactions on May 30, 2013. The price per share for such transactions ranged from $24.000 to $24.005. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. Shares are held by an annuity trust, for which Mrs. Ricketts is the grantor and a beneficiary. /s/ J. Joe Ricketts 2013-06-03