0001209191-13-030306.txt : 20130603
0001209191-13-030306.hdr.sgml : 20130603
20130603210924
ACCESSION NUMBER: 0001209191-13-030306
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130530
FILED AS OF DATE: 20130603
DATE AS OF CHANGE: 20130603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKETTS J JOE
CENTRAL INDEX KEY: 0001053120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 13889553
MAIL ADDRESS:
STREET 1: C/O AMERITRADE HOLDING CORP
STREET 2: 4211 SOUTH 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
c549547_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0306
4
2013-05-30
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001053120
RICKETTS J JOE
C/O HUGO LLC, 1395 S. PLATTE RIVER DRIVE
DENVER
CO
80223
0
0
1
0
Common Stock
2013-05-30
4
S
0
320442
24.00
D
47873450
D
Common Stock
2013-05-31
4
S
0
67877
24.00
D
47805573
D
Common Stock
13593202
I
By Spouse
Common Stock
659558
I
By Spouse's Annuity Trust
Reflects the weighted average sale price per share for Mr. Ricketts' transactions on May 30, 2013. The price per share for such transactions ranged from $24.000 to $24.005. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
Shares are held by an annuity trust, for which Mrs. Ricketts is the grantor and a beneficiary.
/s/ J. Joe Ricketts
2013-06-03