0001209191-11-050836.txt : 20111005
0001209191-11-050836.hdr.sgml : 20111005
20111005184500
ACCESSION NUMBER: 0001209191-11-050836
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111003
FILED AS OF DATE: 20111005
DATE AS OF CHANGE: 20111005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKETTS J JOE
CENTRAL INDEX KEY: 0001053120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-49992
FILM NUMBER: 111127965
MAIL ADDRESS:
STREET 1: C/O AMERITRADE HOLDING CORP
STREET 2: 4211 SOUTH 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
4
1
c23072_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0304
4
2011-10-03
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001053120
RICKETTS J JOE
C/O HUGO LLC, 1395 S. PLATTE RIVER DRIVE
DENVER
CO
80223
1
0
1
0
Common Stock
2011-10-03
4
M
0
971
0
A
50265294
D
Common Stock
13167760
I
By Spouse
Restricted Stock Units
2011-10-03
4
M
0
971
0
D
2011-10-03
Common Stock
971
0
D
Reflects shares received upon the vesting of restricted stock units granted to Mr. Ricketts pursuant to Rule 16b-3.
Vesting of restricted stock units granted to Mr. Ricketts pursuant to Rule 16b-3.
Restricted stock units became fully vested on October 3, 2011.
The restricted stock units were granted to Mr. Ricketts pursuant to Rule 16b-3.
/s/ J. Joe Ricketts
2011-10-05