0001209191-11-024138.txt : 20110422 0001209191-11-024138.hdr.sgml : 20110422 20110422181953 ACCESSION NUMBER: 0001209191-11-024138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110420 FILED AS OF DATE: 20110422 DATE AS OF CHANGE: 20110422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKETTS J JOE CENTRAL INDEX KEY: 0001053120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 11776211 MAIL ADDRESS: STREET 1: C/O AMERITRADE HOLDING CORP STREET 2: 4211 SOUTH 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 4 1 c15856_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2011-04-20 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001053120 RICKETTS J JOE C/O HUGO LLC, 1395 S. PLATTE RIVER DRIVE DENVER CO 80223 1 0 1 0 Common Stock 2011-04-20 4 J 0 4550 0 D 50264240 D Common Stock 2011-04-21 4 J 0 4550 0 A 14562385 I By Spouse Common Stock 2011-04-21 4 G 0 4550 0 D 14557835 I By Spouse Common Stock 2011-03-01 5 G 0 E 180000 0 D 14377835 I By Spouse Common Stock 2011-02-14 5 G 0 E 48275 0 D 14329560 I By Spouse Common Stock 2010-12-30 5 G 0 E 6650 0 D 14322910 I By Spouse Common Stock 2010-12-30 5 G 0 E 6650 0 D 14316260 I By Spouse Common Stock 2010-12-30 5 G 0 E 6650 0 D 14309610 I By Spouse Common Stock 2010-12-30 5 G 0 E 6650 0 D 14302960 I By Spouse Common Stock 2010-12-30 5 G 0 E 6650 0 D 14296310 I By Spouse Transfer of shares, for no consideration, from Mr. Ricketts to Marlene M. Ricketts, his spouse. Transfer of shares, for no consideration, by Mr. Ricketts' spouse as a charitable donation. Transfer of shares, for no consideration, to the Marlene M. Ricketts Special Trust from Mr. Ricketts' spouse, the grantor of such trust. Transfer of shares, for no consideration, from Mr. Ricketts' spouse to one of their grandchildren. /s/ J. Joe Ricketts 2011-04-22