0001209191-11-024138.txt : 20110422
0001209191-11-024138.hdr.sgml : 20110422
20110422181953
ACCESSION NUMBER: 0001209191-11-024138
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110420
FILED AS OF DATE: 20110422
DATE AS OF CHANGE: 20110422
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKETTS J JOE
CENTRAL INDEX KEY: 0001053120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-49992
FILM NUMBER: 11776211
MAIL ADDRESS:
STREET 1: C/O AMERITRADE HOLDING CORP
STREET 2: 4211 SOUTH 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
4
1
c15856_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-04-20
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001053120
RICKETTS J JOE
C/O HUGO LLC, 1395 S. PLATTE RIVER DRIVE
DENVER
CO
80223
1
0
1
0
Common Stock
2011-04-20
4
J
0
4550
0
D
50264240
D
Common Stock
2011-04-21
4
J
0
4550
0
A
14562385
I
By Spouse
Common Stock
2011-04-21
4
G
0
4550
0
D
14557835
I
By Spouse
Common Stock
2011-03-01
5
G
0
E
180000
0
D
14377835
I
By Spouse
Common Stock
2011-02-14
5
G
0
E
48275
0
D
14329560
I
By Spouse
Common Stock
2010-12-30
5
G
0
E
6650
0
D
14322910
I
By Spouse
Common Stock
2010-12-30
5
G
0
E
6650
0
D
14316260
I
By Spouse
Common Stock
2010-12-30
5
G
0
E
6650
0
D
14309610
I
By Spouse
Common Stock
2010-12-30
5
G
0
E
6650
0
D
14302960
I
By Spouse
Common Stock
2010-12-30
5
G
0
E
6650
0
D
14296310
I
By Spouse
Transfer of shares, for no consideration, from Mr. Ricketts to Marlene M. Ricketts, his spouse.
Transfer of shares, for no consideration, by Mr. Ricketts' spouse as a charitable donation.
Transfer of shares, for no consideration, to the Marlene M. Ricketts Special Trust from Mr. Ricketts' spouse, the grantor of such trust.
Transfer of shares, for no consideration, from Mr. Ricketts' spouse to one of their grandchildren.
/s/ J. Joe Ricketts
2011-04-22