0001209191-11-020167.txt : 20110330
0001209191-11-020167.hdr.sgml : 20110330
20110330174338
ACCESSION NUMBER: 0001209191-11-020167
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110328
FILED AS OF DATE: 20110330
DATE AS OF CHANGE: 20110330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKETTS J JOE
CENTRAL INDEX KEY: 0001053120
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-49992
FILM NUMBER: 11723211
MAIL ADDRESS:
STREET 1: C/O AMERITRADE HOLDING CORP
STREET 2: 4211 SOUTH 102ND ST
CITY: OMAHA
STATE: NE
ZIP: 68127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 4211 SOUTH 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
4
1
c14812_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2011-03-28
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001053120
RICKETTS J JOE
C/O HUGO LLC, 1395 S. PLATTE RIVER DRIVE
DENVER
CO
80223
1
0
1
0
Common Stock
2011-03-28
4
S
0
1387064
20.70
D
50268790
D
Common Stock
14557835
I
By Spouse
Reflects the aggregate amount of shares sold by Mr. Ricketts on March 28, 2011 under a written trading plan adopted pursuant to Rule 10b5-1.
Reflects the weighted average sale price per share for Mr. Ricketts' transactions on March 28, 2011. The price per share for such transactions ranged from $20.52 to $21.06. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
/s/ J. Joe Ricketts
2011-03-30