-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LMJu49Ez4QRVSzbd+wltg3SsiGmwQ2r8G/1GUA4C80Ob9/G9MDx4h9aMWiCqVKkI 8QpT8BHKekuaEtkpEuxjLw== 0001209191-10-024080.txt : 20100428 0001209191-10-024080.hdr.sgml : 20100428 20100428181428 ACCESSION NUMBER: 0001209191-10-024080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100426 FILED AS OF DATE: 20100428 DATE AS OF CHANGE: 20100428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKETTS J JOE CENTRAL INDEX KEY: 0001053120 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49992 FILM NUMBER: 10778230 MAIL ADDRESS: STREET 1: C/O AMERITRADE HOLDING CORP STREET 2: 4211 SOUTH 102ND ST CITY: OMAHA STATE: NE ZIP: 68127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 4211 SOUTH 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 4 1 c99801_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2010-04-26 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001053120 RICKETTS J JOE C/O HUGO LLC, 1395 S. PLATTE RIVER DRIVE DENVER CO 80223 1 0 1 0 Common Stock 2010-04-26 4 S 0 42500 20.50 D 55789141 D Common Stock 14441835 I By Spouse Reflects the aggregate amount of shares sold by Mr. Ricketts on April 26, 2010 under a written trading plan adopted pursuant to Rule 10b5-1. Reflects the weighted average sale price per share for Mr. Ricketts' transactions on April 26, 2010. The price per share for such transactions ranged from $20.50 to $20.52. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information. /s/ J. Joe Ricketts 2010-04-28 -----END PRIVACY-ENHANCED MESSAGE-----