0001173431-16-000357.txt : 20160603 0001173431-16-000357.hdr.sgml : 20160603 20160603161045 ACCESSION NUMBER: 0001173431-16-000357 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160603 DATE AS OF CHANGE: 20160603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tomczyk Fredric J CENTRAL INDEX KEY: 0001350921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 161695796 MAIL ADDRESS: STREET 1: TORONTO DOMINION CENTRE STREET 2: PO BOX 1 CITY: TORONTO STATE: A6 ZIP: M5K IA2 4 1 wf-form4_146498463198955.xml FORM 4 X0306 4 2016-06-01 0 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001350921 Tomczyk Fredric J 200 S. 108TH AVE. OMAHA NE 68154 1 1 0 0 CEO Common Stock 2016-06-01 4 S 0 20000 32.52 D 787710 D Common Stock 2016-06-02 4 S 0 20000 32.73 D 767710 D This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $31.96 to $32.78. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.35 to $32.88. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. /s/ David L. Lambert, as attorney-in-fact for Fredric J. Tomczyk 2016-06-03