0001123292-14-000890.txt : 20140908 0001123292-14-000890.hdr.sgml : 20140908 20140908170123 ACCESSION NUMBER: 0001123292-14-000890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140904 FILED AS OF DATE: 20140908 DATE AS OF CHANGE: 20140908 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP CENTRAL INDEX KEY: 0001173431 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 820543156 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 4023317856 MAIL ADDRESS: STREET 1: 200 SOUTH 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 FORMER COMPANY: FORMER CONFORMED NAME: AMERITRADE HOLDING CORP DATE OF NAME CHANGE: 20020917 FORMER COMPANY: FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP DATE OF NAME CHANGE: 20020514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marlene M. Ricketts 1994 Dynasty Trust CENTRAL INDEX KEY: 0001356350 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35509 FILM NUMBER: 141091567 BUSINESS ADDRESS: STREET 1: TD AMERITRADE HOLDING CORPORATION STREET 2: 4211 S. 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 BUSINESS PHONE: 000-000-0000 MAIL ADDRESS: STREET 1: TD AMERITRADE HOLDING CORPORATION STREET 2: 4211 S. 102ND STREET CITY: OMAHA STATE: NE ZIP: 68127 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-09-04 0001173431 TD AMERITRADE HOLDING CORP AMTD 0001356350 Marlene M. Ricketts 1994 Dynasty Trust 155 E. PEARL AVE. SUITE 200 JACKSON WY 83001 0 0 1 0 Common Stock 2014-09-04 4 S 0 205000 32.75 D 5413269 D Common Stock 2014-09-05 4 S 0 190000 32.52 D 5223269 D This price represents a weighted average price. The prices of the sales reported on this line ranged from $32.50 to $33.05. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. This price represents a weighted average price. The prices of the sales reported on this line ranged from $32.26 to $32.65. /s/ Alfred Levitt, as trust officer of trustee 2014-09-08