0001123292-14-000890.txt : 20140908
0001123292-14-000890.hdr.sgml : 20140908
20140908170123
ACCESSION NUMBER: 0001123292-14-000890
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140904
FILED AS OF DATE: 20140908
DATE AS OF CHANGE: 20140908
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TD AMERITRADE HOLDING CORP
CENTRAL INDEX KEY: 0001173431
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 820543156
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
BUSINESS PHONE: 4023317856
MAIL ADDRESS:
STREET 1: 200 SOUTH 108TH AVENUE
CITY: OMAHA
STATE: NE
ZIP: 68154
FORMER COMPANY:
FORMER CONFORMED NAME: AMERITRADE HOLDING CORP
DATE OF NAME CHANGE: 20020917
FORMER COMPANY:
FORMER CONFORMED NAME: ARROW STOCK HOLDING CORP
DATE OF NAME CHANGE: 20020514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marlene M. Ricketts 1994 Dynasty Trust
CENTRAL INDEX KEY: 0001356350
STATE OF INCORPORATION: NE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35509
FILM NUMBER: 141091567
BUSINESS ADDRESS:
STREET 1: TD AMERITRADE HOLDING CORPORATION
STREET 2: 4211 S. 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
BUSINESS PHONE: 000-000-0000
MAIL ADDRESS:
STREET 1: TD AMERITRADE HOLDING CORPORATION
STREET 2: 4211 S. 102ND STREET
CITY: OMAHA
STATE: NE
ZIP: 68127
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-09-04
0001173431
TD AMERITRADE HOLDING CORP
AMTD
0001356350
Marlene M. Ricketts 1994 Dynasty Trust
155 E. PEARL AVE.
SUITE 200
JACKSON
WY
83001
0
0
1
0
Common Stock
2014-09-04
4
S
0
205000
32.75
D
5413269
D
Common Stock
2014-09-05
4
S
0
190000
32.52
D
5223269
D
This price represents a weighted average price. The prices of the sales reported on this line ranged from $32.50 to $33.05. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
This price represents a weighted average price. The prices of the sales reported on this line ranged from $32.26 to $32.65.
/s/ Alfred Levitt, as trust officer of trustee
2014-09-08