0001214659-19-004683.txt : 20190719 0001214659-19-004683.hdr.sgml : 20190719 20190719112205 ACCESSION NUMBER: 0001214659-19-004683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190718 FILED AS OF DATE: 20190719 DATE AS OF CHANGE: 20190719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ottewell David A. CENTRAL INDEX KEY: 0001515674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31913 FILM NUMBER: 19962613 MAIL ADDRESS: STREET 1: C/O NOVAGOLD RESOURCES INC. STREET 2: 201 SOUTH MAIN STREET, SUITE 400 CITY: SALT LAKE CITY STATE: UT ZIP: 84111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVAGOLD RESOURCES INC CENTRAL INDEX KEY: 0001173420 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 STATE OF INCORPORATION: A5 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 789 WEST PENDER STREET STREET 2: SUITE 720 CITY: VANCOUVER STATE: A1 ZIP: V6C 1H2 BUSINESS PHONE: 604-669-6227 MAIL ADDRESS: STREET 1: 789 WEST PENDER STREET STREET 2: SUITE 720 CITY: VANCOUVER STATE: A1 ZIP: V6C 1H2 4 1 marketforms-45339.xml PRIMARY DOCUMENT X0306 4 2019-07-18 0001173420 NOVAGOLD RESOURCES INC NG 0001515674 Ottewell David A. C/O NOVAGOLD RESOURCES INC. 201 SOUTH MAIN STREET, SUITE 400 SALT LAKE CITY UT 84111 false true false false Vice President & CFO Common Shares 2019-07-18 4 M false 100000 3.84 A 662265 D Common Shares 2019-07-18 4 F false 59464 6.46 D 602801 D Common Shares 2019-07-18 4 S false 40536 6.46 D 562265 D Stock Option (Right to Buy) 3.84 2019-07-18 4 M false 100000 0 D 2020-11-30 Common Shares 100000 261400 D The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3069=USD $1.00. The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$8.43 to $8.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.44 to USD using an exchange rate of CAD$1.3069=USD$1.00. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.43 to C$8.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$8.44 to USD using an exchange rate of CAD$1.3069=USD$1.00. The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017. /s/ Tricia Pannier as attorney-in-fact for David A. Ottewell 2019-07-19