0001214659-19-004683.txt : 20190719
0001214659-19-004683.hdr.sgml : 20190719
20190719112205
ACCESSION NUMBER: 0001214659-19-004683
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190718
FILED AS OF DATE: 20190719
DATE AS OF CHANGE: 20190719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ottewell David A.
CENTRAL INDEX KEY: 0001515674
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31913
FILM NUMBER: 19962613
MAIL ADDRESS:
STREET 1: C/O NOVAGOLD RESOURCES INC.
STREET 2: 201 SOUTH MAIN STREET, SUITE 400
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVAGOLD RESOURCES INC
CENTRAL INDEX KEY: 0001173420
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A5
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 789 WEST PENDER STREET
STREET 2: SUITE 720
CITY: VANCOUVER
STATE: A1
ZIP: V6C 1H2
BUSINESS PHONE: 604-669-6227
MAIL ADDRESS:
STREET 1: 789 WEST PENDER STREET
STREET 2: SUITE 720
CITY: VANCOUVER
STATE: A1
ZIP: V6C 1H2
4
1
marketforms-45339.xml
PRIMARY DOCUMENT
X0306
4
2019-07-18
0001173420
NOVAGOLD RESOURCES INC
NG
0001515674
Ottewell David A.
C/O NOVAGOLD RESOURCES INC.
201 SOUTH MAIN STREET, SUITE 400
SALT LAKE CITY
UT
84111
false
true
false
false
Vice President & CFO
Common Shares
2019-07-18
4
M
false
100000
3.84
A
662265
D
Common Shares
2019-07-18
4
F
false
59464
6.46
D
602801
D
Common Shares
2019-07-18
4
S
false
40536
6.46
D
562265
D
Stock Option (Right to Buy)
3.84
2019-07-18
4
M
false
100000
0
D
2020-11-30
Common Shares
100000
261400
D
The exercise price reported above was converted from the Canadian exercise price of C$5.02 to USD using an exchange rate of CAD$1.3069=USD $1.00.
The price reported in Column 4 is a weighted average price. These shares were withheld in multiple transactions ranging from C$8.43 to $8.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC., any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares withheld at each separate price within the ranges set forth in this footnote. The weighted average price reported above was converted from the Canadian weighted average price of C$8.44 to USD using an exchange rate of CAD$1.3069=USD$1.00.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from C$8.43 to C$8.46, inclusive. The reporting person undertakes to provide to NOVAGOLD RESOURCES INC, any security holder of NOVAGOLD RESOURCES INC., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The weighted average sale price reported above was converted from the Canadian weighted average sale price of C$8.44 to USD using an exchange rate of CAD$1.3069=USD$1.00.
The options vested as follows: 1/3 on 12/1/2015; 1/3 on 12/1/2016; and 1/3 on 12/1/2017.
/s/ Tricia Pannier as attorney-in-fact for David A. Ottewell
2019-07-19