-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EWWZ2HW3oWvJ3UtfRFg/H43Z26EFrKN5eYWiVpnOr3aWgcQkWe5i5FdrBGyPXp1D rgokWbzV+A8jOQns1+vERA== 0001173396-08-000001.txt : 20080103 0001173396-08-000001.hdr.sgml : 20080103 20080103101113 ACCESSION NUMBER: 0001173396-08-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080101 FILED AS OF DATE: 20080103 DATE AS OF CHANGE: 20080103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENERGY EAST CORP CENTRAL INDEX KEY: 0001046861 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 141798693 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 52 FARM VIEW DRIVE CITY: NEW GLOUCESTER STATE: ME ZIP: 04260 BUSINESS PHONE: 2076886300 MAIL ADDRESS: STREET 1: 52 FARM VIEW DRIVE CITY: NEW GLOUCESTER STATE: ME ZIP: 04260 FORMER COMPANY: FORMER CONFORMED NAME: NGE RESOURCES INC DATE OF NAME CHANGE: 19970924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLAIN F MICHAEL CENTRAL INDEX KEY: 0001173396 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14766 FILM NUMBER: 08504068 BUSINESS ADDRESS: BUSINESS PHONE: 6073472530 MAIL ADDRESS: STREET 1: C/O ENERGY EAST CORP STREET 2: PO BOX 3287 CITY: ITHACA STATE: NY ZIP: 14852-3287 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2008-01-01 0001046861 ENERGY EAST CORP EAS 0001173396 MCLAIN F MICHAEL ENERGY EAST MANAGEMENT CORPORATION 217 COMMERCIAL STREET, 5TH FLOOR PORTLAND ME 04101 0 1 0 0 VP-Finance, Treasurer & CIO Common Stock 1161.551 I By 401(k) Plan Common Stock 2008-01-01 2008-01-02 4 F 0 1130 27.21 D 41301.0049 D Common Stock 2.704 I By 401(K) Plan Employee Stock Option (right to buy) / SAR 23.89 2004-02-12 2014-02-12 Common Stock 6667 6667 D Employee Stock Option (right to buy) /SAR 26.22 2005-04-01 2015-04-01 Common Stock 11962 11962 D Employee Stock Option (right to buy) / SAR 24.83 2006-02-17 2016-02-17 Common Stock 11000 11000 D Employee Stock Option (right to buy) / SAR 24.76 2007-02-07 2017-02-07 Common Stock 15000 15000 D Includes equity securities acquired with participant contributions, Company matching fund contributions, and reinvested dividends pursuant to the common stock fund of the Company's 401(k) Plan which are exempt from reporting. The Stock Appreciation Right (SAR) was issued in tandem with an Employee Stock Option (right to buy). The exercise of a SAR will result in the corresponding cancellation of the Employee Stock Option (right to buy) to the extent of the number of shares of the Company's Common Stock as to which SARs are exercised. The exercise of the Employee Stock Option (right to buy) will result in the corresponding cancellation of a SAR to the extent of the number of shares of the Company's Common Stock as to which the Employee Stock Option (right to buy) is exercised. Includes equity securities acquired with reinvested dividends which are exempt from reporting. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 12, 2004; (b) in aggregate as to no more than 66 2/3% on January 1, 2005; and (c) on January 1, 2006 as to 100% of all options which have not been previously exercised. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on April 1, 2005; (b) in aggregate as to no more than 66 2/3% on January 1, 2006; and (c) on January 1, 2007 as to 100% of all options which have not been previously exercised. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 17, 2006; (b) in aggregate as to no more than 66 2/3% on January 1, 2007; and (c) on January 1, 2008 as to 100% of all options which have not been previously exercised. The option is exercisable in three installments regarding the original number of options granted as follows: (a) in aggregate as to no more than 33 1/3% on February 7, 2007; (b) in aggregate as to no more than 66 2/3% on January 1, 2008; and (c) on January 1, 2009 as to 100% of all options which have not been previously exercised. The amount of equity securities previously reported by me as benefically owned has been reduced by the withholding of 1,130 restricted shares by the Company to satisfy my tax withholding obligation regarding the vesting of restricted stock. F. Michael McClain 2008-01-02 -----END PRIVACY-ENHANCED MESSAGE-----