0001493152-17-007809.txt : 20170713 0001493152-17-007809.hdr.sgml : 20170713 20170713215612 ACCESSION NUMBER: 0001493152-17-007809 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170706 FILED AS OF DATE: 20170713 DATE AS OF CHANGE: 20170713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sunworks, Inc. CENTRAL INDEX KEY: 0001172631 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 010592299 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 BUSINESS PHONE: (916) 409-6900 MAIL ADDRESS: STREET 1: 1030 WINDING CREEK ROAD STREET 2: SUITE 100 CITY: ROSEVILLE STATE: CA ZIP: 95678 FORMER COMPANY: FORMER CONFORMED NAME: SOLAR3D, INC. DATE OF NAME CHANGE: 20101006 FORMER COMPANY: FORMER CONFORMED NAME: MACHINETALKER INC DATE OF NAME CHANGE: 20050801 FORMER COMPANY: FORMER CONFORMED NAME: MACHINE TALKER INC DATE OF NAME CHANGE: 20020506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EMARD ABRAHAM RICHARD CENTRAL INDEX KEY: 0001615930 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36868 FILM NUMBER: 17964415 MAIL ADDRESS: STREET 1: 2690 TAYLOR ROAD CITY: PENRYN STATE: CA ZIP: 95663 4/A 1 form4a.xml X0306 4/A 2017-07-06 2017-07-10 0 0001172631 Sunworks, Inc. SUNW 0001615930 EMARD ABRAHAM RICHARD 1030 WINDING CREEK RD, SUITE 100 ROSEVILLE, CA 95678 0 0 0 1 Chief Operating Officer Common Stock 2017-07-06 4 S 0 5470 1.7120 D 692046 D These shares were sold pursuant to a Rule 10b5-1 Trading Plan This sales price reflects a weighted average of multiple prices ranging from $1.71to $1.78. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request. /s/ Abe Emard 2017-07-13