0001493152-17-007805.txt : 20170713
0001493152-17-007805.hdr.sgml : 20170713
20170713214950
ACCESSION NUMBER: 0001493152-17-007805
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170619
FILED AS OF DATE: 20170713
DATE AS OF CHANGE: 20170713
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunworks, Inc.
CENTRAL INDEX KEY: 0001172631
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 010592299
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1030 WINDING CREEK ROAD
STREET 2: SUITE 100
CITY: ROSEVILLE
STATE: CA
ZIP: 95678
BUSINESS PHONE: (916) 409-6900
MAIL ADDRESS:
STREET 1: 1030 WINDING CREEK ROAD
STREET 2: SUITE 100
CITY: ROSEVILLE
STATE: CA
ZIP: 95678
FORMER COMPANY:
FORMER CONFORMED NAME: SOLAR3D, INC.
DATE OF NAME CHANGE: 20101006
FORMER COMPANY:
FORMER CONFORMED NAME: MACHINETALKER INC
DATE OF NAME CHANGE: 20050801
FORMER COMPANY:
FORMER CONFORMED NAME: MACHINE TALKER INC
DATE OF NAME CHANGE: 20020506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: EMARD ABRAHAM RICHARD
CENTRAL INDEX KEY: 0001615930
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36868
FILM NUMBER: 17964411
MAIL ADDRESS:
STREET 1: 2690 TAYLOR ROAD
CITY: PENRYN
STATE: CA
ZIP: 95663
4/A
1
form4a.xml
X0306
4/A
2017-06-19
2017-06-21
0
0001172631
Sunworks, Inc.
SUNW
0001615930
EMARD ABRAHAM RICHARD
1030 WINDING CREEK RD, SUITE 100
ROSEVILLE
CA
95678
0
0
0
1
Chief Operating Officer
Common Stock
2017-06-19
4
S
0
9035
1.5798
D
808232
D
Common Stock
2017-06-20
4
S
0
10085
1.5462
D
798147
D
Common Stock
2017-06-21
4
S
0
6675
1.53
D
791472
D
These shares were sold pursuant to a Rule 10b5-1 Trading Plan
This sales price reflects a weighted average of multiple prices ranging from $1.57 to $1.60. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
This sales price reflects a weighted average of multiple prices ranging from $1.53 to $1.5901. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
This sales price reflects a weighted average of multiple prices ranging from $1.53 to $1.5301. Full information regarding the number of shares acquired at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
/s/ Abe Emard
2017-07-13