0001493152-17-005682.txt : 20170519
0001493152-17-005682.hdr.sgml : 20170519
20170519180555
ACCESSION NUMBER: 0001493152-17-005682
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170517
FILED AS OF DATE: 20170519
DATE AS OF CHANGE: 20170519
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sunworks, Inc.
CENTRAL INDEX KEY: 0001172631
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 010592299
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1030 WINDING CREEK ROAD
STREET 2: SUITE 100
CITY: ROSEVILLE
STATE: CA
ZIP: 95678
BUSINESS PHONE: (916) 409-6900
MAIL ADDRESS:
STREET 1: 1030 WINDING CREEK ROAD
STREET 2: SUITE 100
CITY: ROSEVILLE
STATE: CA
ZIP: 95678
FORMER COMPANY:
FORMER CONFORMED NAME: SOLAR3D, INC.
DATE OF NAME CHANGE: 20101006
FORMER COMPANY:
FORMER CONFORMED NAME: MACHINETALKER INC
DATE OF NAME CHANGE: 20050801
FORMER COMPANY:
FORMER CONFORMED NAME: MACHINE TALKER INC
DATE OF NAME CHANGE: 20020506
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McDonnel Paul Clayton
CENTRAL INDEX KEY: 0001425213
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36868
FILM NUMBER: 17859308
MAIL ADDRESS:
STREET 1: ARROWHEAD RESEARCH CORPORATION
STREET 2: 201 SOUTH LAKE AVENUE, SUITE 703
CITY: PASADENA
STATE: CA
ZIP: 91101
4
1
form4.xml
X0306
4
2017-05-17
0
0001172631
Sunworks, Inc.
SUNW
0001425213
McDonnel Paul Clayton
C/O SUNWORKS, INC.
1030 WINDING CREEK ROAD, SUITE 100
ROSEVILLE
CA
95678
0
1
0
0
Chief Financial Officer
Common Stock
2017-05-18
4
P
0
15525
1.4522
A
15525
D
Option to Purchase Common Stock
1.50
2017-05-17
4
A
0
30000
0
A
2022-05-17
Common Stock
30000
80000
D
This sales price reflects a weighted average of multiple prices ranging from $1.42 to $1.46. Full information regarding the number of shares sold at each price will be provided to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer upon request.
The option shall vest in 1/36 increments over a three year period commencing on the date of grant.
/s/ Paul McDonnel
2017-05-19