0001417606-11-000016.txt : 20110707 0001417606-11-000016.hdr.sgml : 20110707 20110707194854 ACCESSION NUMBER: 0001417606-11-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110707 FILED AS OF DATE: 20110707 DATE AS OF CHANGE: 20110707 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTROPIC COMMUNICATIONS INC CENTRAL INDEX KEY: 0001227930 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 330947630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-768-3600 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FARESE MICHAEL J. CENTRAL INDEX KEY: 0001172508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33844 FILM NUMBER: 11957385 MAIL ADDRESS: STREET 1: 6290 SEQUENCE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER NAME: FORMER CONFORMED NAME: FARESE MICHAEL DATE OF NAME CHANGE: 20020502 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-07-07 0 0001227930 ENTROPIC COMMUNICATIONS INC ENTR 0001172508 FARESE MICHAEL J. 6290 SEQUENCE DRIVE SAN DIEGO CA 92121 0 1 0 0 Sr VP Engineering & Ops Common Stock 2011-07-07 4 M 0 53519 5.13 A 58268 D Common Stock 2011-07-07 4 S 0 53519 9.3 D 4749 D Common Stock 2011-07-07 4 S 0 4749 9.4 D 0 D Non-Qualified Stock Option (right to buy) 5.13 2011-07-07 4 M 0 53519 0 D 2020-06-01 Common Stock 53519 202500 D The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2010. 1/4th of the shares vest one year after the Vesting Commencement Date beginning 6/1/10. 1/48th of the shares vest monthly thereafter over the next three years. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement. By: Lance W. Bridges, as attorney-in-fact For: Michael R. Farese 2011-07-07