0001417606-11-000016.txt : 20110707
0001417606-11-000016.hdr.sgml : 20110707
20110707194854
ACCESSION NUMBER: 0001417606-11-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110707
FILED AS OF DATE: 20110707
DATE AS OF CHANGE: 20110707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTROPIC COMMUNICATIONS INC
CENTRAL INDEX KEY: 0001227930
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 330947630
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6290 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-768-3600
MAIL ADDRESS:
STREET 1: 6290 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FARESE MICHAEL J.
CENTRAL INDEX KEY: 0001172508
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33844
FILM NUMBER: 11957385
MAIL ADDRESS:
STREET 1: 6290 SEQUENCE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER NAME:
FORMER CONFORMED NAME: FARESE MICHAEL
DATE OF NAME CHANGE: 20020502
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0303
4
2011-07-07
0
0001227930
ENTROPIC COMMUNICATIONS INC
ENTR
0001172508
FARESE MICHAEL J.
6290 SEQUENCE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
Sr VP Engineering & Ops
Common Stock
2011-07-07
4
M
0
53519
5.13
A
58268
D
Common Stock
2011-07-07
4
S
0
53519
9.3
D
4749
D
Common Stock
2011-07-07
4
S
0
4749
9.4
D
0
D
Non-Qualified Stock Option (right to buy)
5.13
2011-07-07
4
M
0
53519
0
D
2020-06-01
Common Stock
53519
202500
D
The transactions reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2010.
1/4th of the shares vest one year after the Vesting Commencement Date beginning 6/1/10. 1/48th of the shares vest monthly thereafter over the next three years. Additionally, grant is subject to accelerated vesting on the terms and conditions set forth in such individual's Change of Control Agreement.
By: Lance W. Bridges, as attorney-in-fact For: Michael R. Farese
2011-07-07