-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fk6ep/wOjpY2iLrGoS4Lry/1DZNRGJUhamSOgidi6hUi8fk7q95eVUc7RDMaxRMI 38TGJrGq1pKxuh8uOO3RCw== 0001437749-10-001027.txt : 20100414 0001437749-10-001027.hdr.sgml : 20100414 20100414111246 ACCESSION NUMBER: 0001437749-10-001027 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100414 DATE AS OF CHANGE: 20100414 EFFECTIVENESS DATE: 20100414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAK CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001172240 IRS NUMBER: 232983437 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11364 FILM NUMBER: 10748678 BUSINESS ADDRESS: STREET 1: 224 VALLEY CREEK BLVD. STREET 2: SUITE 100 CITY: EXTON STATE: PA ZIP: 19341 BUSINESS PHONE: 6108546000 MAIL ADDRESS: STREET 1: 224 VALLEY CREEK BLVD. STREET 2: SUITE 100 CITY: EXTON STATE: PA ZIP: 19341 13F-HR 1 cak_13fhr-033110.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number:____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAK Capital Management, Inc. d/b/a/ Knott Capital Management Address: 224 Valley Creek Blvd. Suite 100 Exton, PA 19341 Form 13F File Number: 28-11364 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joyce Marr Title: Chief Compliance Officer Phone: (610) 854-6000 Signature, Place, and Date of Signing: /s/ Joyce Marr Exton, PA April 13, 2010 ------------------- ------------------ ---------------- Joyce Marr City, State Date Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 86 Form 13F Information Table Value Total: $457,510 (thousands) List of Other Included Managers: NONE -2- FORM 13F INFORMATION TABLE FORM 13-F 03/31/10 REPORTING MANAGER: CAK CAPITAL MANAGEMENT, INC. D/B/A KNOTT CAPITAL MANAGEMENT FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AT&T INC COM 00206R102 15636 605090 SH SOLE 605090 328 12700 SH OTHER 12700 Abbott Laboratories COM 002824100 15264 289740 SH SOLE 289740 Activision Blizzard Inc COM 00507V109 17425 1446042 SH SOLE 1446042 10 795 SH OTHER 795 Air Products & Chemicals COM 009158106 20925 282958 SH SOLE 282958 12 160 SH OTHER 160 American Home Food Products COM 026599100 21 422507 SH SOLE 422507 Apple Computer Inc. COM 037833100 10772 45837 SH SOLE 45837 6 25 SH OTHER 25 Bristol-Myers Squibb COM 110122108 31 1175 SH SOLE 1175 414 15500 SH OTHER 15500 Cablevision Systems cl A COM 12686C109 241 10000 SH SOLE 10000 CenturyTel Inc. COM 156700106 206 5800 SH SOLE 5800 316 8900 SH OTHER 8900 Chevron Corp COM 166764100 8962 118190 SH SOLE 118190 5 65 SH OTHER 65 ConocoPhillips COM 20825C104 61 1200 SH SOLE 1200 281 5500 SH OTHER 5500 Danaher Corp COM 235851102 16387 205062 SH SOLE 205062 9 110 SH OTHER 110 Devon Energy Corp COM 25179M103 13309 206558 SH SOLE 206558 39 605 SH OTHER 605 Ecolab Inc COM 278865100 15514 353000 SH SOLE 353000 9 195 SH OTHER 195 Enbridge Energy Partners COM 29250R106 138 2725 SH SOLE 2725 228 4500 SH OTHER 4500 Enterprise Products Part LP COM 293792107 156 4500 SH SOLE 4500 207 6000 SH OTHER 6000 Exxon Mobil Corporation COM 30231G102 8701 129906 SH SOLE 129906 4 55 SH OTHER 55 Gabelli Glo Gold Nat Res Inc COM 36244N109 519 29450 SH SOLE 29450 547 31000 SH OTHER 31000 Gilead Sciences Inc COM 375558103 19868 436941 SH SOLE 436941 272 5990 SH OTHER 5990 Google Inc COM 38259P508 16275 28697 SH SOLE 28697 11 20 SH OTHER 20 Hewlett Packard Co COM 428236103 19748 371550 SH SOLE 371550 12 230 SH OTHER 230 IBM Corp COM 459200101 20390 158988 SH SOLE 158988 89 695 SH OTHER 695 ING RISK MANAGED NAT COM 449810100 173 10000 SH SOLE 10000 302 17500 SH OTHER 17500 Inergy LP COM 456615103 272 7200 SH SOLE 7200 227 6000 SH OTHER 6000 JPMorgan Chase & Co COM 46625H100 15326 342472 SH SOLE 342472 9 195 SH OTHER 195 Life Technologies Corp COM 53217V109 14958 286163 SH SOLE 286163 9 175 SH OTHER 175 Linn Energy, LLC COM 536020100 1740 67650 SH SOLE 67650 489 19000 SH OTHER 19000 Madison Square Garden, Inc. COM 217 10000 SH SOLE 10000 Mastercard Inc. COM 57636Q104 16026 63093 SH SOLE 63093 9 35 SH OTHER 35 Microsoft Corp COM 594918104 21948 749409 SH SOLE 749409 Monsanto Co COM 61166W101 15012 210198 SH SOLE 210198 93 1300 SH OTHER 1300 Oneok Partners, L.P. COM 68268N103 325 5300 SH OTHER 5300 Oracle Corporation COM 68389X105 23213 902881 SH SOLE 902881 13 510 SH OTHER 510 Otelco Inc. Dep. Sec. COM 688823202 64 4000 SH SOLE 4000 104 6500 SH OTHER 6500 Pepsico Inc COM 713448108 20406 308438 SH SOLE 308438 State Street Corp COM 857477103 5248 116270 SH SOLE 116270 Teva Pharmaceutical Inds COM 881624209 24578 389625 SH SOLE 389625 16 255 SH OTHER 255 The DIRECTV Group COM 25490A101 9303 275170 SH SOLE 275170 20 600 SH OTHER 600 Thermo Fisher Scientific Inc COM 883556102 17440 339045 SH SOLE 339045 10 195 SH OTHER 195 Total SA COM 89151E109 8499 146480 SH SOLE 146480 324 5580 SH OTHER 5580 Verizon Communication COM 92343V104 107 3450 SH SOLE 3450 107 3450 SH OTHER 3450 Visa Inc COM 92826C839 11218 123235 SH SOLE 123235 7 75 SH OTHER 75 WHITING USA TR.I COM 966389108 371 19700 SH SOLE 19700 471 25000 SH OTHER 25000 Wal-Mart Stores Inc COM 931142103 14142 254360 SH SOLE 254360 8 140 SH OTHER 140 Walgreen Company COM 931422109 22 600 SH SOLE 600 2021 54500 SH OTHER 54500 Windstream Corporation COM 97381W104 11 1000 SH SOLE 1000 109 10000 SH OTHER 10000 XTO Energy Inc COM 98385X106 9121 193324 SH SOLE 193324 76 1610 SH OTHER 1610
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