-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RQbrVOeglNYfTjOo2SM8UufS1QKF5LYP1togjIVQN34i3oqC+uTGBxZl+smYPmaB 3b/mKO8W6BsxeJ/rb3SLeQ== 0001437749-09-000867.txt : 20090731 0001437749-09-000867.hdr.sgml : 20090731 20090731105234 ACCESSION NUMBER: 0001437749-09-000867 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090731 DATE AS OF CHANGE: 20090731 EFFECTIVENESS DATE: 20090731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAK CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001172240 IRS NUMBER: 232983437 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11364 FILM NUMBER: 09975788 BUSINESS ADDRESS: STREET 1: 224 VALLEY CREEK BLVD. STREET 2: SUITE 100 CITY: EXTON STATE: PA ZIP: 19341 BUSINESS PHONE: 6108546000 MAIL ADDRESS: STREET 1: 224 VALLEY CREEK BLVD. STREET 2: SUITE 100 CITY: EXTON STATE: PA ZIP: 19341 13F-HR 1 cak_13fhr-063009.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number:____ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CAK Capital Management, Inc. d/b/a/ Knott Capital Management Address: 224 Valley Creek Blvd. Suite 100 Exton, PA 19341 Form 13F File Number: 28-11364 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Megan Chatley Title: Chief Compliance Officer Phone: (610) 854-6000 Signature, Place, and Date of Signing: /s/ Megan Chatley Exton, PA July 31, 2009 ------------------- ------------------ ---------------- Megan Chatley City, State Date Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 68 Form 13F Information Table Value Total: $401,261 (thousands) List of Other Included Managers: NONE -2- FORM 13F INFORMATION TABLE FORM 13-F 06/30/09 REPORTING MANAGER: CAK CAPITAL MANAGEMENT, INC. D/B/A KNOTT CAPITAL MANAGEMENT FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABerdeen Asia Pac Income COM 003009107 617 110500 SH SOLE 110500 70 12500 SH OTHER 12500 AT&T Inc. COM 00206R102 14500 583742 SH SOLE 583742 266 10700 SH OTHER 10700 Advanced Micro Device COM 007903107 58 15000 SH OTHER 15000 Air Products & Chemicals COM 009158106 14207 219951 SH SOLE 219951 7 110 SH OTHER 110 American Home Food Products COM 026599100 49 396587 SH SOLE 396587 Automatic Data Processing Inc. COM 053015103 13618 384251 SH SOLE 384251 18 500 SH OTHER 500 Bristol-Myers Squibb COM 110122108 67 3300 SH SOLE 3300 948 46700 SH OTHER 46700 CA Inc. COM 12673P105 12379 710229 SH SOLE 710229 77 4390 SH OTHER 4390 CVS Corp COM 126650100 17556 550852 SH SOLE 550852 10 310 SH OTHER 310 Colgate-Palmolive COM 194162103 17936 253547 SH SOLE 253547 11 155 SH OTHER 155 ConocoPhillips COM 20825C104 11491 273198 SH SOLE 273198 168 4000 SH OTHER 4000 Devon Energy Corp COM 25179M103 11852 217461 SH SOLE 217461 109 2005 SH OTHER 2005 Diageo COM 25243Q205 15540 271443 SH SOLE 271443 11 200 SH OTHER 200 Exxon Mobil Corporation COM 30231G102 14923 213462 SH SOLE 213462 141 2010 SH OTHER 2010 General Dynamics COM 369550108 15303 276285 SH SOLE 276285 6 100 SH OTHER 100 Gilead Sciences Inc. COM 375558103 16302 348029 SH SOLE 348029 208 4440 SH OTHER 4440 Google Inc COM 38259P508 14049 33323 SH SOLE 33323 304 720 SH OTHER 720 Hewlett-Packard Co COM 428236103 16439 425330 SH SOLE 425330 59 1530 SH OTHER 1530 IBM Corp COM 459200101 17830 170756 SH SOLE 170756 261 2495 SH OTHER 2495 JPMorgan Chase & Co COM 46625H100 4497 131851 SH SOLE 131851 3 75 SH OTHER 75 L-3 Communications COM 502424104 11022 158861 SH SOLE 158861 27 395 SH OTHER 395 Life Technologies COM 53217V109 13330 319515 SH SOLE 319515 208 4975 SH OTHER 4975 Microsoft Corporation COM 594918104 19792 832660 SH SOLE 832660 48 2000 SH OTHER 2000 Monsanto Co COM 61166W101 15126 203464 SH SOLE 203464 129 1730 SH OTHER 1730 Oneok Partners, L.P. COM 68268N103 229 5000 SH OTHER 5000 Oracle Corporation COM 68389X105 13728 640905 SH SOLE 640905 39 1840 SH OTHER 1840 PepsiCo Inc. COM 713448108 16859 306746 SH SOLE 306746 Range Resources Corp COM 75281A109 7798 188315 SH SOLE 188315 211 5100 SH OTHER 5100 State Street Corp COM 857477103 5711 120990 SH SOLE 120990 Streettracks Gold Trust COM 78463V107 214 2350 SH SOLE 2350 Teva Pharmaceutical COM 881624209 20091 407192 SH SOLE 407192 13 255 SH OTHER 255 Thermo Fischer Sciences COM 883556102 14902 365513 SH SOLE 365513 191 4695 SH OTHER 4695 Total SA COM 89151E109 18013 332164 SH SOLE 332164 226 4175 SH OTHER 4175 WHITING USA TR.I COM 966389108 28 2500 SH SOLE 2500 222 20000 SH OTHER 20000 Walgreen Company COM 931422109 65 2200 SH SOLE 2200 1617 55000 SH OTHER 55000 Windstream Corporation COM 97381W104 84 10000 SH OTHER 10000 Wyeth COM 983024100 1157 25500 SH OTHER 25500 XTO Energy Inc COM 98385X106 8195 214855 SH SOLE 214855 100 2610 SH OTHER 2610
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