0001181431-14-027296.txt : 20140724 0001181431-14-027296.hdr.sgml : 20140724 20140724153516 ACCESSION NUMBER: 0001181431-14-027296 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140723 FILED AS OF DATE: 20140724 DATE AS OF CHANGE: 20140724 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL BUSINESS MACHINES CORP CENTRAL INDEX KEY: 0000051143 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER & OFFICE EQUIPMENT [3570] IRS NUMBER: 130871985 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NEW ORCHARD ROAD CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 9144991900 MAIL ADDRESS: STREET 1: 1 NEW ORCHARD RD CITY: ARMONK STATE: NY ZIP: 10504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OWENS JAMES W CENTRAL INDEX KEY: 0001171767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02360 FILM NUMBER: 14991266 MAIL ADDRESS: STREET 1: 100 NE ADAMS STREET CITY: PEORIA STATE: IL ZIP: 61629 4 1 rrd413501.xml X0306 4 2014-07-23 0 0000051143 INTERNATIONAL BUSINESS MACHINES CORP IBM 0001171767 OWENS JAMES W CATERPILLAR INC. 300 HAMILTON BLVD., SUITE 202 PEORIA IL 61629 1 0 0 0 Common Stock 2014-07-23 4 M 0 4000.0000 82.7000 A 5000.0000 D Common Stock 2014-07-23 4 S 0 18.0000 193.7900 D 4982.0000 D Common Stock 2014-07-23 4 S 0 1700.0000 193.8000 D 3282.0000 D BOD Stock Option (right to buy) 82.7000 2014-07-23 4 M 0 4000 0 D 2010-05-01 2016-04-30 Common Stock 4000 0 D This grant vested in four equal annual installments; the last installment vested on the date shown above. G.A. Kuehnel on behalf of J. W. Owens 2014-07-24