0001181431-11-055829.txt : 20111110
0001181431-11-055829.hdr.sgml : 20111110
20111110190342
ACCESSION NUMBER: 0001181431-11-055829
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111108
FILED AS OF DATE: 20111110
DATE AS OF CHANGE: 20111110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brodie William
CENTRAL INDEX KEY: 0001425713
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33123
FILM NUMBER: 111196934
MAIL ADDRESS:
STREET 1: 25881 INDUSTRIAL BLVD
CITY: HAYWARD
STATE: CA
ZIP: 94545
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOLTA MEDICAL INC
CENTRAL INDEX KEY: 0001171298
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 680373593
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 25881 INDUSTRIAL BOULEVARD
CITY: HAYWARD
STATE: CA
ZIP: 94545
BUSINESS PHONE: 5107822286
MAIL ADDRESS:
STREET 1: 25881 INDUSTRIAL BOULEVARD
CITY: HAYWARD
STATE: CA
ZIP: 94545
FORMER COMPANY:
FORMER CONFORMED NAME: THERMAGE INC
DATE OF NAME CHANGE: 20020416
4
1
rrd325512.xml
BRODIE 11-8-11 SDS OPTIONS
X0304
4
2011-11-08
0
0001171298
SOLTA MEDICAL INC
SLTM
0001425713
Brodie William
C/O SOLTA MEDICAL, INC.
25881 INDUSTRIAL BLVD
HAYWARD
CA
94545
0
1
0
0
Vice President of Global Sales
Common Stock
2011-11-08
4
M
0
5483
1.00
A
86103
D
Common Stock
2011-11-08
4
S
0
5483
2.3336
D
80620
D
Common Stock
2011-11-09
4
M
0
14517
1.00
A
95137
D
Common Stock
2011-11-09
4
S
0
14517
2.25
D
80620
D
Common Stock
2011-11-10
4
M
0
20000
1.00
A
100620
D
Common Stock
2011-11-10
4
S
0
20000
2.21
D
80620
D
Employee Stock Option (right to buy)
1.00
2011-11-08
4
M
0
5483
0
D
2019-02-27
Common Stock
5483
72517
D
Employee Stock Option (right to buy)
1.00
2011-11-09
4
M
0
14517
0
D
2019-02-27
Common Stock
14517
58000
D
Employee Stock Option (right to buy)
1.00
2011-11-10
4
M
0
20000
0
D
2019-02-27
Common Stock
20000
38000
D
Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.33 to $2.35. The reporting person has provided to the issuer, and undertakes to provide the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
The options become exercisable as follows:1/48 on March 31, 2009 and 1/48 on the last day of each full calendar month thereafter.
/s/ William Brodie
2011-11-10