0001181431-11-055829.txt : 20111110 0001181431-11-055829.hdr.sgml : 20111110 20111110190342 ACCESSION NUMBER: 0001181431-11-055829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111108 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brodie William CENTRAL INDEX KEY: 0001425713 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33123 FILM NUMBER: 111196934 MAIL ADDRESS: STREET 1: 25881 INDUSTRIAL BLVD CITY: HAYWARD STATE: CA ZIP: 94545 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOLTA MEDICAL INC CENTRAL INDEX KEY: 0001171298 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 680373593 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25881 INDUSTRIAL BOULEVARD CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 5107822286 MAIL ADDRESS: STREET 1: 25881 INDUSTRIAL BOULEVARD CITY: HAYWARD STATE: CA ZIP: 94545 FORMER COMPANY: FORMER CONFORMED NAME: THERMAGE INC DATE OF NAME CHANGE: 20020416 4 1 rrd325512.xml BRODIE 11-8-11 SDS OPTIONS X0304 4 2011-11-08 0 0001171298 SOLTA MEDICAL INC SLTM 0001425713 Brodie William C/O SOLTA MEDICAL, INC. 25881 INDUSTRIAL BLVD HAYWARD CA 94545 0 1 0 0 Vice President of Global Sales Common Stock 2011-11-08 4 M 0 5483 1.00 A 86103 D Common Stock 2011-11-08 4 S 0 5483 2.3336 D 80620 D Common Stock 2011-11-09 4 M 0 14517 1.00 A 95137 D Common Stock 2011-11-09 4 S 0 14517 2.25 D 80620 D Common Stock 2011-11-10 4 M 0 20000 1.00 A 100620 D Common Stock 2011-11-10 4 S 0 20000 2.21 D 80620 D Employee Stock Option (right to buy) 1.00 2011-11-08 4 M 0 5483 0 D 2019-02-27 Common Stock 5483 72517 D Employee Stock Option (right to buy) 1.00 2011-11-09 4 M 0 14517 0 D 2019-02-27 Common Stock 14517 58000 D Employee Stock Option (right to buy) 1.00 2011-11-10 4 M 0 20000 0 D 2019-02-27 Common Stock 20000 38000 D Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $2.33 to $2.35. The reporting person has provided to the issuer, and undertakes to provide the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. The options become exercisable as follows:1/48 on March 31, 2009 and 1/48 on the last day of each full calendar month thereafter. /s/ William Brodie 2011-11-10