0000950172-05-000377.txt : 20120705
0000950172-05-000377.hdr.sgml : 20120704
20050204160020
ACCESSION NUMBER: 0000950172-05-000377
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050204
DATE AS OF CHANGE: 20050204
GROUP MEMBERS: PBK HOLDINGS INC.
GROUP MEMBERS: PHILIP B. KORSANT
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAM HOLDINGS L P
CENTRAL INDEX KEY: 0001209021
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 153 E 53RD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2126531600
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: COSI INC
CENTRAL INDEX KEY: 0001171014
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 061393745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-78826
FILM NUMBER: 05577268
BUSINESS ADDRESS:
STREET 1: COSI INC
STREET 2: 1751 LAKE COOK ROAD SUITE 650
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 847-597-3200
MAIL ADDRESS:
STREET 1: 1751 LAKE COOK ROAD
STREET 2: SUITE 650
CITY: DEERFIELD
STATE: IL
ZIP: 60015
SC 13G/A
1
ny965957.txt
FORM SC 13G - AMENDMENT NO. 1
_____________________
| OMB APPROVAL |
|_____________________|
|OMB NUMBER: 3235-0145|
UNITED STATES |EXPIRES: |
SECURITIES AND EXCHANGE COMMISSION | DECEMBER 31, 2005 |
Washington, D.C. 20549 |ESTIMATED AVERAGE |
|BURDEN HOURS |
|PER RESPONSE ...11 |
SCHEDULE 13G |_____________________|
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Cosi, Inc.
---------------------------------------------
(Name of Issuer)
Common Stock, Par Value $.01 Per Share
-------------------------------------------------
(Title of Class of Securities)
22122P101
----------------------------------------------------
(CUSIP Number)
December 31, 2004
------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
------------------------------------------------------------------------------
CUSIP No. 22122P101 SCHEDULE 13G
------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
ZAM Holdings, L.P.
------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions):
(a) [ ]
(b) [ ]
------------------------------------------------------------------------------
(3) SEC USE ONLY
------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
------------------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF
SHARES -------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 5,034,779
EACH REPORTING -------------------------------------------
PERSON WITH (7) SOLE DISPOSITIVE POWER
-------------------------------------------
(8) SHARED DISPOSITIVE POWER
5,034,779
------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,034,779
------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.4%
------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (See Instructions)
PN
------------------------------------------------------------------------------
------------------------------------------------------------------------------
CUSIP No. 22122P101 SCHEDULE 13G
------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
PBK Holdings, Inc.
------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions):
(a) [ ]
(b) [ ]
------------------------------------------------------------------------------
(3) SEC USE ONLY
------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
------------------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF
SHARES -------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 5,034,779
EACH REPORTING -------------------------------------------
PERSON WITH (7) SOLE DISPOSITIVE POWER
-------------------------------------------
(8) SHARED DISPOSITIVE POWER
5,034,779
------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,034,779
------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.4%
------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (See Instructions)
CO
------------------------------------------------------------------------------
------------------------------------------------------------------------------
CUSIP No. 22122P101 SCHEDULE 13G
------------------------------------------------------------------------------
(1) NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)
Philip B. Korsant
------------------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions):
(a) [ ]
(b) [ ]
------------------------------------------------------------------------------
(3) SEC USE ONLY
------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
------------------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF
SHARES BENEFICIALLY -------------------------------------------
OWNED BY (6) SHARED VOTING POWER
EACH REPORTING 5,034,779
PERSON WITH --------------------------------------------
(7) SOLE DISPOSITIVE POWER
-------------------------------------------
(8) SHARED DISPOSITIVE POWER
5,034,779
-------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,034,779
------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(See Instructions) [ ]
------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
16.4%
------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON (See Instructions)
IN
------------------------------------------------------------------------------
Item 1(a). Name of Issuer:
Cosi, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
1751 Lake Cook Road
Deerfield, Illinois 60015
Item 2(a). Name of Persons Filing:
This Schedule 13G is being filed on behalf of the following
persons ("Reporting Persons")*:
(i) ZAM Holdings, L.P. ("ZAM Holdings") (ii) PBK Holdings,
Inc. ("PBK Holdings") (iii) Philip B. Korsant ("Korsant")
* Attached as Exhibit 1 is a copy of an agreement among the
Reporting Persons stating (as specified hereinabove) that this
Schedule is being filed on behalf of each of them.
Item 2(b). Address of Principal Business Office or, if None, Residence:
ZAM Holdings, L.P.
c/o: PBK Holdings, Inc.
283 Greenwich Avenue
Greenwich, CT 06830
PBK Holdings, Inc.
283 Greenwich Avenue
Greenwich, CT 06830
Philip B. Korsant
283 Greenwich Avenue
Greenwich, CT 06830
Item 2(c). Citizenship:
See Item 4 of the attached cover pages
Item 2(d). Title of Class of Securities:
Common Stock, par value $.01 per share
Item 2(e). CUSIP Number:
22122P101
Item 3. If This Statement is Filed Pursuant to Sections 240.13d-1(b)
or 240.13d-2(b), Check Whether the Person Filing is a:
(a) [ ] Broker or dealer registered under section 15 of the Act (15
U.S.C. 78o).
(b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15
U.S.C. 78c).
(d) [ ] Investment company registered under section 8 of the Investment
Company Act of 1940 (15 U.S.C. 80a-8).
(e) [ ] An investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E);
(f) [ ] An employee benefit plan or endowment fund in accordance with
Section 240.13d-1(b)(1)(ii)(F);
(g) [ ] A parent holding company or control person in accordance with
Section 240.13d-1(b)(1)(ii)(G);
(h) [ ] A savings associations as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment Company
Act of 1940 (15 U.S.C. 80a-3);
(j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J);
Item 3 is not applicable.
Item 4. Ownership.
(a) Amount Beneficially Owned: See Item 9 of the attached cover pages
(b) Percent of Class: See Item 11 of the attached cover pages
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Item 5 of the attached cover pages
(ii) Shared power to vote or to direct the vote:
See Item 6 of the attached cover pages
(iii) Sole power to dispose or to direct the disposition of:
See Item 7 of the attached cover pages
(iv) Shared power to dispose or to direct the disposition of:
See Item 8 of the attached cover pages
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following [ ].
Item 5 is not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
PBK Holdings, as the general partner of ZAM Holdings, and Korsant, as
the sole shareholder of PBK Holdings, may have the right to receive or the
power to direct the receipt of dividends from, or the proceeds from the sale
of, securities of the Issuer held in the name of ZAM Holdings.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company or
Controlling Person.
Item 7 is not applicable.
Item 8. Identification and Classification of Members of the Group.
Item 8 is not applicable.
Item 9. Notice of Dissolution of Group
Item 9 is not applicable.
Item 10. Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction
having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of each of the undersigned's
knowledge and belief, the undersigned certify that the information set forth in
this statement is true, complete and correct.
Date: February 3, 2005
ZAM HOLDINGS, L.P.
By: PBK Holdings, Inc., its general partner
By: /s/ David Gray
_____________________________
Name: David Gray
Title: Vice President
PBK HOLDINGS, INC.
By: /s/ David Gray
_____________________________
Name: David Gray
Title: Vice President
PHILIP B. KORSANT
/s/ Philip B. Korsant
EXHIBIT 1
The undersigned, ZAM Holdings, L.P., a Delaware limited partnership,
PBK Holdings, Inc., a Delaware corporation, and Philip B. Korsant, hereby agree
and acknowledge that the Statement on Schedule 13G to which this agreement is
attached as an exhibit is filed on behalf of each of them. The undersigned
further agree that any amendments or supplements thereto also shall be filed on
behalf of each of them. This agreement may be executed in one or more
counterparts, each of which will constitute one and the same agreement.
Dated: February 3, 2005
ZAM HOLDINGS, L.P.
By: PBK Holdings, Inc., its general partner
By: /s/ David Gray
------------------------------
Name: David Gray
Title: Vice President
PBK HOLDINGS, INC.
By: /s/ David Gray
------------------------------
Name: David Gray
Title: Vice President
PHILIP B. KORSANT
/s/ Philip B. Korsant
-------------------------------------