0001209191-16-148140.txt : 20161103 0001209191-16-148140.hdr.sgml : 20161103 20161103160533 ACCESSION NUMBER: 0001209191-16-148140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161101 FILED AS OF DATE: 20161103 DATE AS OF CHANGE: 20161103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300 CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DORAN JAMES E CENTRAL INDEX KEY: 0001214769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34998 FILM NUMBER: 161971567 MAIL ADDRESS: STREET 1: 1850 RAMTRON DRIVE CITY: COLORADO SPRINGS STATE: CO ZIP: 80921 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-01 0 0001171012 Uni-Pixel UNXL 0001214769 DORAN JAMES E C/O UNI-PIXEL, INC. 4699 OLD IRONSIDES DRIVE, SUITE 300 SANTA CLARA CA 95054 1 0 0 0 Common Stock 2016-11-01 4 M 0 6250 0.00 A 12500 D Restricted Stock Units (RSUs) 0.00 2016-11-01 4 M 0 6250 0.00 D Common Stock 6250 62500 D 6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. Doran on 6/8/2016 vested on 11/1/2016 according to the vesting schedule previously reported. The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. /s/ James E. Doran 2016-11-03