0001209191-16-148140.txt : 20161103
0001209191-16-148140.hdr.sgml : 20161103
20161103160533
ACCESSION NUMBER: 0001209191-16-148140
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161103
DATE AS OF CHANGE: 20161103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Uni-Pixel
CENTRAL INDEX KEY: 0001171012
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 752926437
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 281-825-4500
MAIL ADDRESS:
STREET 1: 4699 OLD IRONSIDE DRIVE, SUITE 300
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
FORMER COMPANY:
FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC
DATE OF NAME CHANGE: 20020411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DORAN JAMES E
CENTRAL INDEX KEY: 0001214769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34998
FILM NUMBER: 161971567
MAIL ADDRESS:
STREET 1: 1850 RAMTRON DRIVE
CITY: COLORADO SPRINGS
STATE: CO
ZIP: 80921
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-01
0
0001171012
Uni-Pixel
UNXL
0001214769
DORAN JAMES E
C/O UNI-PIXEL, INC.
4699 OLD IRONSIDES DRIVE, SUITE 300
SANTA CLARA
CA
95054
1
0
0
0
Common Stock
2016-11-01
4
M
0
6250
0.00
A
12500
D
Restricted Stock Units (RSUs)
0.00
2016-11-01
4
M
0
6250
0.00
D
Common Stock
6250
62500
D
6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. Doran on 6/8/2016 vested on 11/1/2016 according to the vesting schedule previously reported.
The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019.
/s/ James E. Doran
2016-11-03