0001185185-13-002236.txt : 20131016 0001185185-13-002236.hdr.sgml : 20131016 20131016173017 ACCESSION NUMBER: 0001185185-13-002236 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131014 FILED AS OF DATE: 20131016 DATE AS OF CHANGE: 20131016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Uni-Pixel CENTRAL INDEX KEY: 0001171012 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 752926437 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8708 TECHNOLOGY FOREST PLACE - SUITE 100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 281-825-4500 MAIL ADDRESS: STREET 1: 8708 TECHNOLOGY FOREST PLACE - SUITE 100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC DATE OF NAME CHANGE: 20020411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berkoff Bruce I CENTRAL INDEX KEY: 0001391970 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34998 FILM NUMBER: 131154828 MAIL ADDRESS: STREET 1: 4001 BURTON DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-10-14 0 0001171012 Uni-Pixel UNXL 0001391970 Berkoff Bruce I 8708 TECHNOLOGY FOREST PL., STE 100 THE WOODLANDS TX 77381 1 0 0 0 Common stock 2013-10-14 2013-10-14 4 M 0 5000 6.93 A 16400 D Common stock 2013-10-14 2013-10-14 4 S 0 5000 18.02 D 11400 D Stock Option 6.93 2013-10-14 4 M 0 5000 0 D 2011-01-21 2021-01-21 Common Stock 5000 25334 D The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on June 3, 2013. Bruce Ira Berkoff 2013-10-15