0001185185-13-002236.txt : 20131016
0001185185-13-002236.hdr.sgml : 20131016
20131016173017
ACCESSION NUMBER: 0001185185-13-002236
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131014
FILED AS OF DATE: 20131016
DATE AS OF CHANGE: 20131016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Uni-Pixel
CENTRAL INDEX KEY: 0001171012
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679]
IRS NUMBER: 752926437
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8708 TECHNOLOGY FOREST PLACE - SUITE 100
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: 281-825-4500
MAIL ADDRESS:
STREET 1: 8708 TECHNOLOGY FOREST PLACE - SUITE 100
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: REAL ESTATEFOR LEASE COM INC
DATE OF NAME CHANGE: 20020411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Berkoff Bruce I
CENTRAL INDEX KEY: 0001391970
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34998
FILM NUMBER: 131154828
MAIL ADDRESS:
STREET 1: 4001 BURTON DRIVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-10-14
0
0001171012
Uni-Pixel
UNXL
0001391970
Berkoff Bruce I
8708 TECHNOLOGY FOREST PL., STE 100
THE WOODLANDS
TX
77381
1
0
0
0
Common stock
2013-10-14
2013-10-14
4
M
0
5000
6.93
A
16400
D
Common stock
2013-10-14
2013-10-14
4
S
0
5000
18.02
D
11400
D
Stock Option
6.93
2013-10-14
4
M
0
5000
0
D
2011-01-21
2021-01-21
Common Stock
5000
25334
D
The sales represented in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on June 3, 2013.
Bruce Ira Berkoff
2013-10-15