0001573700-14-000004.txt : 20140103 0001573700-14-000004.hdr.sgml : 20140103 20140103125456 ACCESSION NUMBER: 0001573700-14-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140101 FILED AS OF DATE: 20140103 DATE AS OF CHANGE: 20140103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EINSTEIN NOAH RESTAURANT GROUP INC CENTRAL INDEX KEY: 0000949373 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133690261 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 ZANG STREET STREET 2: SUITE 300 CITY: LAKEWOOD STATE: CO ZIP: 80228 BUSINESS PHONE: 3035688000 MAIL ADDRESS: STREET 1: 555 ZANG STREET STREET 2: SUITE 300 CITY: LAKEWOOD STATE: CO ZIP: 80228 FORMER COMPANY: FORMER CONFORMED NAME: NEW WORLD RESTAURANT GROUP INC DATE OF NAME CHANGE: 20010928 FORMER COMPANY: FORMER CONFORMED NAME: NEW WORLD COFFEE MANHATTAN BAGEL INC DATE OF NAME CHANGE: 19990413 FORMER COMPANY: FORMER CONFORMED NAME: NEW WORLD COFFEE & BAGELS INC / DATE OF NAME CHANGE: 19981007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRIS EDNA CENTRAL INDEX KEY: 0001170836 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33515 FILM NUMBER: 14504425 MAIL ADDRESS: STREET 1: TRACTOR SUPPLY COMPANY STREET 2: 200 POWELL PLACE CITY: BRENTWOOD STATE: TN ZIP: 37027 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-01-01 0 0000949373 EINSTEIN NOAH RESTAURANT GROUP INC BAGL 0001170836 MORRIS EDNA C/O EINSTEIN NOAH RESTAURANT GROUP, INC. 555 ZANG STREET, SUITE 300 LAKEWOOD CO 80228 1 0 0 0 Common Stock 2014-01-01 4 A 0 4526 0 A 7516 D Restricted stock units 2014-01-01 4 D 0 2457 0 D 2014-01-01 Common Stock 2457 0 D Stock option (right to buy) 14.5 2014-01-01 4 A 0 2069 0 A 2014-07-01 2019-01-01 Common Stock 2069 2069 D Each restricted stock unit (RSU) represents a contingent right to receive one share of the issuer's common stock. The RSUs will convert to shares of the issuer's common stock on the vesting date and the shares will be delivered to the reporting person. /s/ Ginger Torsell, as attorney-in-fact 2014-01-03