0001062993-17-003864.txt : 20170816 0001062993-17-003864.hdr.sgml : 20170816 20170815210854 ACCESSION NUMBER: 0001062993-17-003864 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170816 DATE AS OF CHANGE: 20170815 EFFECTIVENESS DATE: 20170816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 171035143 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 06-30-2017 06-30-2017 RAFFLES ASSOCIATES LP

ONE PENN PLAZA SUITE 1628 NEW YORK NY 10119

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 /s/ Paul H. O'Leary New York NY 08-15-2017 0 49 106641 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ADVANTAGE OIL & GAS LTD COM 00765F101 675 100000 SH SOLE 100000 0 0 AERCAP HOLDINGS NV SHS N00985106 5930 127723 SH SOLE 127723 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 3949 550000 SH SOLE 550000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2084 33332 SH SOLE 33332 0 0 AVALON HLDGS CORP CL A 05343P109 402 165548 SH SOLE 165548 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 239 7000 SH SOLE 7000 0 0 CNX COAL RES LP COM UNIT RP LP 12592V100 849 56761 SH SOLE 56761 0 0 CONSOL ENERGY INC COM 20854P109 4034 270000 SH SOLE 270000 0 0 DARLING INGREDIENTS INC COM 237266101 1126 71507 SH SOLE 71507 0 0 DIREXION SHS ETF TR 20YR TRES BEAR 25459Y678 4880 250000 SH SOLE 250000 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 1227 75000 SH SOLE 75000 0 0 DOMINION DIAMOND CORP COM 257287102 628 50000 SH SOLE 50000 0 0 DYNEGY INC NEW DEL COM 26817R108 1985 240000 SH SOLE 240000 0 0 EVOLUTION PETROLEUM CORP COM 30049A107 1002 123700 SH SOLE 123700 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 2345 174350 SH SOLE 174350 0 0 FORTUNA SILVER MINES INC COM 349915108 244 50000 SH SOLE 50000 0 0 GASTAR EXPL INC NEW COM 36729W202 727 784582 SH SOLE 784582 0 0 GLOBAL SELF STORAGE INC COM 37955N106 379 77294 SH SOLE 77294 0 0 GOODRICH PETE CORP COM PAR 382410843 2316 190503 SH SOLE 190503 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 1914 150000 SH SOLE 150000 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 229 2669 SH SOLE 2669 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 775 8939 SH SOLE 8939 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 327 8939 SH SOLE 8939 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 1491 35756 SH SOLE 35756 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 751 17878 SH SOLE 17878 0 0 LONESTAR RES US INC CL A VTG 54240F103 494 115000 SH SOLE 115000 0 0 MACKINAC FINL CORP COM 554571109 1211 86583 SH SOLE 86583 0 0 MAG SILVER CORP COM 55903Q104 4537 347900 SH SOLE 347900 0 0 MAYS J W INC COM 578473100 1575 44939 SH SOLE 44939 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 1562 166186 SH SOLE 166186 0 0 NEVSUN RES LTD COM 64156L101 2356 977800 SH SOLE 977800 0 0 NUVECTRA CORP COM 67075N108 3183 239675 SH SOLE 239675 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 722 40000 SH SOLE 40000 0 0 POPULAR INC COM NEW 733174700 11053 265000 SH SOLE 265000 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 1902 150000 SH SOLE 150000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 7471 388096 SH SOLE 388096 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 600 33040 SH SOLE 33040 0 0 RAND CAP CORP COM 752185108 195 70000 SH SOLE 70000 0 0 RED LION HOTELS CORP COM 756764106 4737 644555 SH SOLE 644555 0 0 REIS INC COM 75936P105 3495 164482 SH SOLE 164482 0 0 SOUTHERN MO BANCORP INC COM 843380106 8741 270958 SH SOLE 270958 0 0 TERRAFORM PWR INC CL A COM 88104R100 120 10000 SH SOLE 10000 0 0 TURQUOISE HILL RES LTD COM 900435108 530 200000 SH SOLE 200000 0 0 UNITED BANCORP INC OHIO COM 909911109 183 15000 SH SOLE 15000 0 0 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 1476 84305 SH SOLE 84305 0 0 WCF BANCORP INC COM 92940L103 807 78708 SH SOLE 78708 0 0 WELLS FARGO CO NEW COM 949746101 7459 134623 SH SOLE 134623 0 0 WILDHORSE RESOURCE DEV CORP COM 96812T102 124 10000 SH SOLE 10000 0 0 WOLVERINE BANCORP INC COM 977880103 1600 39886 SH SOLE 39886 0 0