0001062993-17-000994.txt : 20170215 0001062993-17-000994.hdr.sgml : 20170215 20170214175640 ACCESSION NUMBER: 0001062993-17-000994 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 17611579 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 12-31-2016 12-31-2016 RAFFLES ASSOCIATES LP
ONE PENN PLAZA SUITE 1628 NEW YORK NY 10119
13F HOLDINGS REPORT 028-12413 N
Paul H. O'Leary President of General Partner 212 760 2322 /s/ Paul H. O'Leary New York NY 02-14-2017 0 51 120532 false
INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ADVANTAGE OIL & GAS LTD COM 00765F101 1181 175000 SH SOLE 175000 0 0 AERCAP HOLDINGS NV SHS N00985106 5731 137723 SH SOLE 137723 0 0 AIRCASTLE LTD COM G0129K104 290 13900 SH SOLE 13900 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 3420 500000 SH SOLE 500000 0 0 ALLERGAN PLC SHS G0177J108 1680 8000 SH SOLE 8000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 5878 90000 SH SOLE 90000 0 0 AVALON HLDGS CORP CL A 05343P109 488 165548 SH SOLE 165548 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 220 7000 SH SOLE 7000 0 0 CNX COAL RES LP COM UNIT RP LP 12592V100 1057 57941 SH SOLE 57941 0 0 COASTWAY BANCORP INC COM 190632109 2535 162000 SH SOLE 162000 0 0 CONSOL ENERGY INC COM 20854P109 3464 190000 SH SOLE 190000 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 1489 75000 SH SOLE 75000 0 0 DOMINION DIAMOND CORP COM 257287102 629 65000 SH SOLE 65000 0 0 DYNEGY INC NEW DEL COM 26817R108 1058 125000 SH SOLE 125000 0 0 EVOLUTION PETROLEUM CORP COM 30049A107 1237 123700 SH SOLE 123700 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 2306 173350 SH SOLE 173350 0 0 GASTAR EXPL INC NEW COM 36729W202 990 638764 SH SOLE 638764 0 0 GLOBAL SELF STORAGE INC COM 37955N106 369 77294 SH SOLE 77294 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 3826 150000 SH SOLE 150000 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 662 8939 SH SOLE 8939 0 0 LIBERTY MEDIA CORP DELAWARE COM C MEDIA GRP 531229854 280 8939 SH SOLE 8939 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 1213 35756 SH SOLE 35756 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 617 17878 SH SOLE 17878 0 0 LONESTAR RES US INC CL A VTG 54240F103 854 100000 SH SOLE 100000 0 0 MACKINAC FINL CORP COM 554571109 1166 86583 SH SOLE 86583 0 0 MAG SILVER CORP COM 55903Q104 3948 357900 SH SOLE 357900 0 0 MAYS J W INC COM 578473100 1910 44939 SH SOLE 44939 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 6033 1183019 SH SOLE 1183019 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 1506 177186 SH SOLE 177186 0 0 NEVSUN RES LTD COM 64156L101 2326 752800 SH SOLE 752800 0 0 NRG ENERGY INC COM NEW 629377508 1532 125000 SH SOLE 125000 0 0 NUVECTRA CORP COM 67075N108 1206 239675 SH SOLE 239675 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 340 35000 SH SOLE 35000 0 0 PAR PACIFIC HOLDINGS INC COM NEW 69888T207 654 45000 SH SOLE 45000 0 0 PLATINUM GROUP METALS LTD COM 72765Q601 1218 851745 SH SOLE 851745 0 0 PNC FINL SVCS GROUP INC COM 693475105 5906 50500 SH SOLE 50500 0 0 POPULAR INC COM NEW 733174700 11174 255000 SH SOLE 255000 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 1511 100000 SH SOLE 100000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 7766 384100 SH SOLE 384100 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 566 33040 SH SOLE 33040 0 0 RAND CAP CORP COM 752185108 174 55000 SH SOLE 55000 0 0 RED LION HOTELS CORP COM 756764106 5074 607617 SH SOLE 607617 0 0 REIS INC COM 75936P105 3339 150089 SH SOLE 150089 0 0 SOUTHERN MO BANCORP INC COM 843380106 9586 270958 SH SOLE 270958 0 0 TERRAFORM PWR INC CL A COM 88104R100 128 10000 SH SOLE 10000 0 0 U S GLOBAL INVS INC CL A 902952100 34 25001 SH SOLE 25001 0 0 UNITED BANCORP INC OHIO COM 909911109 202 15000 SH SOLE 15000 0 0 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 1551 94005 SH SOLE 94005 0 0 WCF BANCORP INC COM 92940L103 805 80541 SH SOLE 80541 0 0 WELLS FARGO & CO NEW COM 949746101 7324 132900 SH SOLE 132900 0 0 WOLVERINE BANCORP INC COM 977880103 2076 65700 SH SOLE 65700 0 0