0001062993-17-000994.txt : 20170215
0001062993-17-000994.hdr.sgml : 20170215
20170214175640
ACCESSION NUMBER: 0001062993-17-000994
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170214
EFFECTIVENESS DATE: 20170215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP
CENTRAL INDEX KEY: 0001169581
IRS NUMBER: 043272997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12413
FILM NUMBER: 17611579
BUSINESS ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: SUITE 1628
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 212-760-2322
MAIL ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: SUITE 1628
CITY: NEW YORK
STATE: NY
ZIP: 10119
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001169581
XXXXXXXX
12-31-2016
12-31-2016
RAFFLES ASSOCIATES LP
ONE PENN PLAZA
SUITE 1628
NEW YORK
NY
10119
13F HOLDINGS REPORT
028-12413
N
Paul H. O'Leary
President of General Partner
212 760 2322
/s/ Paul H. O'Leary
New York
NY
02-14-2017
0
51
120532
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ADVANTAGE OIL & GAS LTD
COM
00765F101
1181
175000
SH
SOLE
175000
0
0
AERCAP HOLDINGS NV
SHS
N00985106
5731
137723
SH
SOLE
137723
0
0
AIRCASTLE LTD
COM
G0129K104
290
13900
SH
SOLE
13900
0
0
ALAMOS GOLD INC NEW
COM CL A
011532108
3420
500000
SH
SOLE
500000
0
0
ALLERGAN PLC
SHS
G0177J108
1680
8000
SH
SOLE
8000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
5878
90000
SH
SOLE
90000
0
0
AVALON HLDGS CORP
CL A
05343P109
488
165548
SH
SOLE
165548
0
0
BANK OF NT BUTTERFIELD&SON L
SHS NEW
G0772R208
220
7000
SH
SOLE
7000
0
0
CNX COAL RES LP
COM UNIT RP LP
12592V100
1057
57941
SH
SOLE
57941
0
0
COASTWAY BANCORP INC
COM
190632109
2535
162000
SH
SOLE
162000
0
0
CONSOL ENERGY INC
COM
20854P109
3464
190000
SH
SOLE
190000
0
0
DIREXION SHS ETF TR
DAILY SM CAP BEA
25490K521
1489
75000
SH
SOLE
75000
0
0
DOMINION DIAMOND CORP
COM
257287102
629
65000
SH
SOLE
65000
0
0
DYNEGY INC NEW DEL
COM
26817R108
1058
125000
SH
SOLE
125000
0
0
EVOLUTION PETROLEUM CORP
COM
30049A107
1237
123700
SH
SOLE
123700
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
2306
173350
SH
SOLE
173350
0
0
GASTAR EXPL INC NEW
COM
36729W202
990
638764
SH
SOLE
638764
0
0
GLOBAL SELF STORAGE INC
COM
37955N106
369
77294
SH
SOLE
77294
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06740Q252
3826
150000
SH
SOLE
150000
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
662
8939
SH
SOLE
8939
0
0
LIBERTY MEDIA CORP DELAWARE
COM C MEDIA GRP
531229854
280
8939
SH
SOLE
8939
0
0
LIBERTY MEDIA CORP DELAWARE
COM C SIRIUSXM
531229607
1213
35756
SH
SOLE
35756
0
0
LIBERTY MEDIA CORP DELAWARE
COM A SIRIUSXM
531229409
617
17878
SH
SOLE
17878
0
0
LONESTAR RES US INC
CL A VTG
54240F103
854
100000
SH
SOLE
100000
0
0
MACKINAC FINL CORP
COM
554571109
1166
86583
SH
SOLE
86583
0
0
MAG SILVER CORP
COM
55903Q104
3948
357900
SH
SOLE
357900
0
0
MAYS J W INC
COM
578473100
1910
44939
SH
SOLE
44939
0
0
MOUNTAIN PROV DIAMONDS INC
COM NEW
62426E402
6033
1183019
SH
SOLE
1183019
0
0
NAPCO SEC TECHNOLOGIES INC
COM
630402105
1506
177186
SH
SOLE
177186
0
0
NEVSUN RES LTD
COM
64156L101
2326
752800
SH
SOLE
752800
0
0
NRG ENERGY INC
COM NEW
629377508
1532
125000
SH
SOLE
125000
0
0
NUVECTRA CORP
COM
67075N108
1206
239675
SH
SOLE
239675
0
0
OSISKO GOLD ROYALTIES LTD
COM
68827L101
340
35000
SH
SOLE
35000
0
0
PAR PACIFIC HOLDINGS INC
COM NEW
69888T207
654
45000
SH
SOLE
45000
0
0
PLATINUM GROUP METALS LTD
COM
72765Q601
1218
851745
SH
SOLE
851745
0
0
PNC FINL SVCS GROUP INC
COM
693475105
5906
50500
SH
SOLE
50500
0
0
POPULAR INC
COM NEW
733174700
11174
255000
SH
SOLE
255000
0
0
PROSHARES TR
PSHS ULSHT SP500
74347B300
1511
100000
SH
SOLE
100000
0
0
PROVIDENT FINL HLDGS INC
COM
743868101
7766
384100
SH
SOLE
384100
0
0
PRUDENTIAL BANCORP INC NEW
COM
74431A101
566
33040
SH
SOLE
33040
0
0
RAND CAP CORP
COM
752185108
174
55000
SH
SOLE
55000
0
0
RED LION HOTELS CORP
COM
756764106
5074
607617
SH
SOLE
607617
0
0
REIS INC
COM
75936P105
3339
150089
SH
SOLE
150089
0
0
SOUTHERN MO BANCORP INC
COM
843380106
9586
270958
SH
SOLE
270958
0
0
TERRAFORM PWR INC
CL A COM
88104R100
128
10000
SH
SOLE
10000
0
0
U S GLOBAL INVS INC
CL A
902952100
34
25001
SH
SOLE
25001
0
0
UNITED BANCORP INC OHIO
COM
909911109
202
15000
SH
SOLE
15000
0
0
WAYNE SVGS BANCSHARES INC NE
COM
94624Q101
1551
94005
SH
SOLE
94005
0
0
WCF BANCORP INC
COM
92940L103
805
80541
SH
SOLE
80541
0
0
WELLS FARGO & CO NEW
COM
949746101
7324
132900
SH
SOLE
132900
0
0
WOLVERINE BANCORP INC
COM
977880103
2076
65700
SH
SOLE
65700
0
0