0001062993-16-011078.txt : 20160815
0001062993-16-011078.hdr.sgml : 20160815
20160812193500
ACCESSION NUMBER: 0001062993-16-011078
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160812
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP
CENTRAL INDEX KEY: 0001169581
IRS NUMBER: 043272997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12413
FILM NUMBER: 161829590
BUSINESS ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: SUITE 1628
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 212-760-2322
MAIL ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: SUITE 1628
CITY: NEW YORK
STATE: NY
ZIP: 10119
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001169581
XXXXXXXX
06-30-2016
06-30-2016
RAFFLES ASSOCIATES LP
ONE PENN PLAZA
SUITE 1628
NEW YORK
NY
10119
13F HOLDINGS REPORT
028-12413
N
Paul H. O'Leary
President of General Partner
212 760 2322
/s/ Paul H. O'Leary
New York
NY
08-12-2016
0
48
98396
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ADVANTAGE OIL & GAS LTD
COM
00765F101
978
175000
SH
SOLE
175000
0
0
AERCAP HOLDINGS NV
SHS
N00985106
4626
137723
SH
SOLE
137723
0
0
AIRCASTLE LTD
COM
G0129K104
272
13900
SH
SOLE
13900
0
0
ALAMOS GOLD INC NEW
COM CL A
011532108
4300
500000
SH
SOLE
500000
0
0
ALLERGAN PLC
SHS
G0177J108
3004
13000
SH
SOLE
13000
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
1682
90000
SH
SOLE
90000
0
0
AVALON HLDGS CORP
CL A
05343P109
391
167650
SH
SOLE
167650
0
0
BANK AMER CORP
COM
060505104
796
60000
SH
SOLE
60000
0
0
BARCLAYS BANK PLC
ETN DJUBSCOFFE38
06739H297
1218
55000
SH
SOLE
55000
0
0
CIFC LLC
COM UNIT
12547R105
4140
585587
SH
SOLE
585587
0
0
CIPHER PHARMACEUTICALS INC
COM
17253X105
2338
447800
SH
SOLE
447800
0
0
CNX COAL RES LP
COM UNIT RP LP
12592V100
675
72941
SH
SOLE
72941
0
0
COASTWAY BANCORP INC
COM
190632109
2204
177000
SH
SOLE
177000
0
0
CONSOL ENERGY INC
COM
20854P109
3057
190000
SH
SOLE
190000
0
0
DOMINION DIAMOND CORP
COM
257287102
1017
115000
SH
SOLE
115000
0
0
DYNEGY INC NEW DEL
COM
26817R108
1724
100000
SH
SOLE
100000
0
0
EARTHSTONE ENERGY INC
COM NEW
27032D205
1219
113069
SH
SOLE
113069
0
0
EVOLUTION PETROLEUM CORP
COM
30049A107
184
33700
SH
SOLE
33700
0
0
FARMERS NATL BANC CORP
COM
309627107
376
42727
SH
SOLE
42727
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
1721
173350
SH
SOLE
173350
0
0
GASTAR EXPL INC NEW
COM
36729W202
661
600564
SH
SOLE
600564
0
0
HALCON RES CORP
COM PAR
40537Q506
278
600000
SH
SOLE
600000
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
265
4469
SH
SOLE
4469
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
536
8939
SH
SOLE
8939
0
0
MACKINAC FINL CORP
COM
554571109
1042
94600
SH
SOLE
94600
0
0
MAG SILVER CORP
COM
55903Q104
4702
372900
SH
SOLE
372900
0
0
MAYS J W INC
COM
578473100
2236
44939
SH
SOLE
44939
0
0
MOUNTAIN PROV DIAMONDS INC
COM NEW
62426E402
5427
1179825
SH
SOLE
1179825
0
0
NAPCO SEC TECHNOLOGIES INC
COM
630402105
1191
187186
SH
SOLE
187186
0
0
NEVSUN RES LTD
COM
64156L101
2213
752800
SH
SOLE
752800
0
0
NRG ENERGY INC
COM NEW
629377508
375
25000
SH
SOLE
25000
0
0
NUVECTRA CORP
COM
67075N108
1321
178485
SH
SOLE
178485
0
0
OCEAN SHORE HLDG CO NEW
COM
67501R103
1219
71900
SH
SOLE
71900
0
0
PLATINUM GROUP METALS LTD
COM
72765Q601
1870
551745
SH
SOLE
551745
0
0
PNC FINL SVCS GROUP INC
*W EXP 12/31/201
693475121
1869
107300
SH
SOLE
107300
0
0
POPULAR INC
COM NEW
733174700
7472
255000
SH
SOLE
255000
0
0
PROSHARES TR II
ULTRASHRT NEW
74347W395
700
10000
SH
SOLE
10000
0
0
PROVIDENT FINL HLDGS INC
COM
743868101
7212
394100
SH
SOLE
394100
0
0
RED LION HOTELS CORP
COM
756764106
5365
738926
SH
SOLE
738926
0
0
REIS INC
COM
75936P105
4487
180209
SH
SOLE
180209
0
0
SANTANDER CONSUMER USA HDG I
COM
80283M101
671
65000
SH
SOLE
65000
0
0
SOUTHERN MO BANCORP INC
COM
843380106
6611
280958
SH
SOLE
280958
0
0
TERRAFORM PWR INC
CL A COM
88104R100
109
10000
SH
SOLE
10000
0
0
U S GLOBAL INVS INC
CL A
902952100
43
25001
SH
SOLE
25001
0
0
UNITED BANCORP INC OHIO
COM
909911109
147
15000
SH
SOLE
15000
0
0
WAYNE SVGS BANCSHARES INC NE
COM
94624Q101
1196
94005
SH
SOLE
94005
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
1579
115900
SH
SOLE
115900
0
0
WOLVERINE BANCORP INC
COM
977880103
1677
65700
SH
SOLE
65700
0
0