0001062993-16-011078.txt : 20160815 0001062993-16-011078.hdr.sgml : 20160815 20160812193500 ACCESSION NUMBER: 0001062993-16-011078 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160815 DATE AS OF CHANGE: 20160812 EFFECTIVENESS DATE: 20160815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 161829590 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 06-30-2016 06-30-2016 RAFFLES ASSOCIATES LP

ONE PENN PLAZA SUITE 1628 NEW YORK NY 10119

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 /s/ Paul H. O'Leary New York NY 08-12-2016 0 48 98396 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ADVANTAGE OIL & GAS LTD COM 00765F101 978 175000 SH SOLE 175000 0 0 AERCAP HOLDINGS NV SHS N00985106 4626 137723 SH SOLE 137723 0 0 AIRCASTLE LTD COM G0129K104 272 13900 SH SOLE 13900 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 4300 500000 SH SOLE 500000 0 0 ALLERGAN PLC SHS G0177J108 3004 13000 SH SOLE 13000 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1682 90000 SH SOLE 90000 0 0 AVALON HLDGS CORP CL A 05343P109 391 167650 SH SOLE 167650 0 0 BANK AMER CORP COM 060505104 796 60000 SH SOLE 60000 0 0 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 1218 55000 SH SOLE 55000 0 0 CIFC LLC COM UNIT 12547R105 4140 585587 SH SOLE 585587 0 0 CIPHER PHARMACEUTICALS INC COM 17253X105 2338 447800 SH SOLE 447800 0 0 CNX COAL RES LP COM UNIT RP LP 12592V100 675 72941 SH SOLE 72941 0 0 COASTWAY BANCORP INC COM 190632109 2204 177000 SH SOLE 177000 0 0 CONSOL ENERGY INC COM 20854P109 3057 190000 SH SOLE 190000 0 0 DOMINION DIAMOND CORP COM 257287102 1017 115000 SH SOLE 115000 0 0 DYNEGY INC NEW DEL COM 26817R108 1724 100000 SH SOLE 100000 0 0 EARTHSTONE ENERGY INC COM NEW 27032D205 1219 113069 SH SOLE 113069 0 0 EVOLUTION PETROLEUM CORP COM 30049A107 184 33700 SH SOLE 33700 0 0 FARMERS NATL BANC CORP COM 309627107 376 42727 SH SOLE 42727 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 1721 173350 SH SOLE 173350 0 0 GASTAR EXPL INC NEW COM 36729W202 661 600564 SH SOLE 600564 0 0 HALCON RES CORP COM PAR 40537Q506 278 600000 SH SOLE 600000 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 265 4469 SH SOLE 4469 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 536 8939 SH SOLE 8939 0 0 MACKINAC FINL CORP COM 554571109 1042 94600 SH SOLE 94600 0 0 MAG SILVER CORP COM 55903Q104 4702 372900 SH SOLE 372900 0 0 MAYS J W INC COM 578473100 2236 44939 SH SOLE 44939 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 5427 1179825 SH SOLE 1179825 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 1191 187186 SH SOLE 187186 0 0 NEVSUN RES LTD COM 64156L101 2213 752800 SH SOLE 752800 0 0 NRG ENERGY INC COM NEW 629377508 375 25000 SH SOLE 25000 0 0 NUVECTRA CORP COM 67075N108 1321 178485 SH SOLE 178485 0 0 OCEAN SHORE HLDG CO NEW COM 67501R103 1219 71900 SH SOLE 71900 0 0 PLATINUM GROUP METALS LTD COM 72765Q601 1870 551745 SH SOLE 551745 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 1869 107300 SH SOLE 107300 0 0 POPULAR INC COM NEW 733174700 7472 255000 SH SOLE 255000 0 0 PROSHARES TR II ULTRASHRT NEW 74347W395 700 10000 SH SOLE 10000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 7212 394100 SH SOLE 394100 0 0 RED LION HOTELS CORP COM 756764106 5365 738926 SH SOLE 738926 0 0 REIS INC COM 75936P105 4487 180209 SH SOLE 180209 0 0 SANTANDER CONSUMER USA HDG I COM 80283M101 671 65000 SH SOLE 65000 0 0 SOUTHERN MO BANCORP INC COM 843380106 6611 280958 SH SOLE 280958 0 0 TERRAFORM PWR INC CL A COM 88104R100 109 10000 SH SOLE 10000 0 0 U S GLOBAL INVS INC CL A 902952100 43 25001 SH SOLE 25001 0 0 UNITED BANCORP INC OHIO COM 909911109 147 15000 SH SOLE 15000 0 0 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 1196 94005 SH SOLE 94005 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 1579 115900 SH SOLE 115900 0 0 WOLVERINE BANCORP INC COM 977880103 1677 65700 SH SOLE 65700 0 0