0001062993-16-007914.txt : 20160216 0001062993-16-007914.hdr.sgml : 20160215 20160216133552 ACCESSION NUMBER: 0001062993-16-007914 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 161426073 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 12-31-2015 12-31-2015 RAFFLES ASSOCIATES LP

ONE PENN PLAZA SUITE 1628 NEW YORK NY 10119

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 /s/ Paul H. O'Leary New York NY 2-12-2016 0 47 82341 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ADVANTAGE OIL & GAS LTD COM 00765F101 1016 200000 SH SOLE 200000 0 0 AERCAP HOLDINGS NV SHS N00985106 5081 117723 SH SOLE 117723 0 0 AIRCASTLE LTD COM G0129K104 319 15254 SH SOLE 15254 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 1974 600000 SH SOLE 600000 0 0 ALEXCO RESOURCE CORP COM 01535P106 86 251914 SH SOLE 251914 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 2138 90000 SH SOLE 90000 0 0 AVALON HLDGS CORP CL A 05343P109 317 167650 SH SOLE 167650 0 0 B2GOLD CORP COM 11777Q209 918 900000 SH SOLE 900000 0 0 BARCLAYS BANK PLC DJUBSCOFFE38 ETN 06739H297 788 40000 SH SOLE 40000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 608 135000 SH SOLE 135000 0 0 CIFC CORP COM 12547R105 2062 369516 SH SOLE 369516 0 0 CIPHER PHARMACEUTICALS INC COM 17253X105 2096 447800 SH SOLE 447800 0 0 CNX COAL RES LP COM UNIT RP LP 12592V100 815 87941 SH SOLE 87941 0 0 COASTWAY BANCORP INC COM 190632109 2315 177000 SH SOLE 177000 0 0 CONSOL ENERGY INC COM 20854P109 1620 205000 SH SOLE 205000 0 0 DYNEGY INC NEW DEL COM 26817R108 335 25000 SH SOLE 25000 0 0 EARTHSTONE ENERGY INC COM NEW 27032D205 572 42993 SH SOLE 42993 0 0 ELDORADO GOLD CORP NEW COM 284902103 743 250000 SH SOLE 250000 0 0 EVOLUTION PETROLEUM CORP COM 30049A107 258 53700 SH SOLE 53700 0 0 FARMERS NATL BANC CORP COM 309627107 453 52727 SH SOLE 52727 0 0 GASTAR EXPL INC NEW COM 36729W202 645 492582 SH SOLE 492582 0 0 HALCON RES CORP COM PAR 40537Q506 126 100000 SH SOLE 100000 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 231 4469 SH SOLE 4469 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 464 8939 SH SOLE 8939 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 702 17878 SH SOLE 17878 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 1362 35756 SH SOLE 35756 0 0 MACKINAC FINL CORP COM 554571109 345 30000 SH SOLE 30000 0 0 MAG SILVER CORP COM 55903Q104 2809 397900 SH SOLE 397900 0 0 MAYS J W INC COM 578473100 2727 46920 SH SOLE 46920 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 3679 1290975 SH SOLE 1290975 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 1104 187186 SH SOLE 187186 0 0 NEVSUN RES LTD COM 64156L101 2040 752800 SH SOLE 752800 0 0 OCEAN SHORE HLDG CO NEW COM 67501R103 1233 71900 SH SOLE 71900 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 821 5726931 SH SOLE 5726931 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 2793 97300 SH SOLE 97300 0 0 POPULAR INC COM NEW 733174700 5810 205000 SH SOLE 205000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 7480 396000 SH SOLE 396000 0 0 RANGE RES CORP COM 75281A109 615 25000 SH SOLE 25000 0 0 RED LION HOTELS CORP COM 756764106 5180 738926 SH SOLE 738926 0 0 REIS INC COM 75936P105 4276 180209 SH SOLE 180209 0 0 SOUTHERN MO BANCORP INC COM 843380106 7551 315958 SH SOLE 315958 0 0 TEEKAY CORPORATION COM Y8564W103 494 50000 SH SOLE 50000 0 0 U S GLOBAL INVS INC CL A 902952100 34 29118 SH SOLE 29118 0 0 UNITED BANCORP INC OHIO COM 909911109 144 15000 SH SOLE 15000 0 0 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 1242 94005 SH SOLE 94005 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 2170 105900 SH SOLE 105900 0 0 WOLVERINE BANCORP INC COM 977880103 1750 65700 SH SOLE 65700 0 0