0001062993-15-006208.txt : 20151116 0001062993-15-006208.hdr.sgml : 20151116 20151116150713 ACCESSION NUMBER: 0001062993-15-006208 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 151233738 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 09-30-2015 09-30-2015 RAFFLES ASSOCIATES LP

ONE PENN PLAZA SUITE 1628 NEW YORK NY 10119

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 /s/ Paul H. O'Leary New York NY 11-13-2015 0 56 95239 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ADVANTAGE OIL & GAS LTD COM 00765F101 1042 200000 SH SOLE 200000 0 0 AERCAP HOLDINGS NV SHS N00985106 337 8800 SH SOLE 8800 0 0 AERCAP HOLDINGS NV SHS N00985106 5221 136523 SH SOLE 136523 0 0 AIRCASTLE LTD COM G0129K104 314 15254 SH SOLE 15254 0 0 ALEXCO RESOURCE CORP COM 01535P106 101 251914 SH SOLE 251914 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 2611 115000 SH SOLE 115000 0 0 AVALON HLDGS CORP CL A 05343P109 331 172650 SH SOLE 172650 0 0 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 886 45000 SH SOLE 45000 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 766 102834 SH SOLE 102834 0 0 CHESAPEAKE ENERGY CORP COM 165167107 3885 530000 SH SOLE 530000 0 0 CHEVIOT FINL CORP NEW COM 16677X105 967 70000 SH SOLE 70000 0 0 CIFC CORP COM 12547R105 2070 289516 SH SOLE 289516 0 0 CIPHER PHARMACEUTICALS INC COM 17253X105 1659 447800 SH SOLE 447800 0 0 CNX COAL RES LP COM UNIT RP LP 12592V100 989 87941 SH SOLE 87941 0 0 COASTWAY BANCORP INC COM 190632109 1954 177000 SH SOLE 177000 0 0 CONSOL ENERGY INC COM 20854P109 2705 276000 SH SOLE 276000 0 0 ECLIPSE RES CORP COM 27890G100 78 40000 SH SOLE 40000 0 0 ELDORADO GOLD CORP NEW COM 284902103 1610 500000 SH SOLE 500000 0 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 87 14500 SH SOLE 14500 0 0 EVOLUTION PETROLEUM CORP COM 30049A107 298 53700 SH SOLE 53700 0 0 FARMERS NATL BANC CORP COM 309627107 696 84627 SH SOLE 84627 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 864 65433 SH SOLE 65433 0 0 GASTAR EXPL INC NEW COM 36729W202 1067 927582 SH SOLE 927582 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 230 4469 SH SOLE 4469 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 457 8939 SH SOLE 8939 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 639 17878 SH SOLE 17878 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 1232 35756 SH SOLE 35756 0 0 MACKINAC FINL CORP COM 554571109 303 30000 SH SOLE 30000 0 0 MAG SILVER CORP COM 55903Q104 3084 433100 SH SOLE 433100 0 0 MAYS J W INC COM 578473100 2698 46920 SH SOLE 46920 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 3704 1425685 SH SOLE 1425685 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 1132 187186 SH SOLE 187186 0 0 NAUGATUCK VY FINL CORP MD COM 63906P107 1124 103671 SH SOLE 103671 0 0 NEVSUN RES LTD COM 64156L101 2111 727800 SH SOLE 727800 0 0 OCEAN SHORE HLDG CO NEW COM 67501R103 2041 126900 SH SOLE 126900 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 1435 6239200 SH SOLE 6239200 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 2372 97300 SH SOLE 97300 0 0 POLONIA BACORP INC MD COM 73158Q109 910 70000 SH SOLE 70000 0 0 POPULAR INC COM NEW 733174700 5895 195000 SH SOLE 195000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 6645 396000 SH SOLE 396000 0 0 RANGE RES CORP COM 75281A109 1445 45000 SH SOLE 45000 0 0 RED LION HOTELS CORP COM 756764106 7943 934487 SH SOLE 934487 0 0 REIS INC COM 75936P105 4082 180209 SH SOLE 180209 0 0 SILVER WHEATON CORP COM 828336107 601 50000 SH SOLE 50000 0 0 SOUTHERN MO BANCORP INC COM 843380106 6547 315958 SH SOLE 315958 0 0 U S ENERGY CORP WYO COM 911805109 39 80415 SH SOLE 80415 0 0 U S GLOBAL INVS INC CL A 902952100 60 36118 SH SOLE 36118 0 0 UNITED BANCORP INC OHIO COM 909911109 136 15000 SH SOLE 15000 0 0 VISHAY PRECISION GROUP INC COM 92835K103 277 23865 SH SOLE 23865 0 0 WATERSTONE FINL INC MD COM 94188P101 403 29900 SH SOLE 29900 0 0 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 1175 94005 SH SOLE 94005 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 1916 105900 SH SOLE 105900 0 0 WILLIS LEASE FINANCE CORP COM 970646105 637 39169 SH SOLE 39169 0 0 WINDSTREAM HLDGS INC COM NEW 97382A200 307 50000 SH SOLE 50000 0 0 WOLVERINE BANCORP INC COM 977880103 1675 65700 SH SOLE 65700 0 0 YAHOO INC COM 984332106 1446 50000 SH SOLE 50000 0 0