0001062993-14-004942.txt : 20140814 0001062993-14-004942.hdr.sgml : 20140814 20140814161931 ACCESSION NUMBER: 0001062993-14-004942 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140814 DATE AS OF CHANGE: 20140814 EFFECTIVENESS DATE: 20140814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 141043117 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 06-30-2014 06-30-2014 RAFFLES ASSOCIATES LP

ONE PENN PLAZA Suite 1628 NEW YORK NY 10119

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 /s/ Paul H. O'Leary New York NY 08-13-2014 0 52 124257 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AIRCASTLE LTD COM G0129K104 538 30254 SH SOLE 0 0 0 AERCAP HOLDINGS NV SHS N00985106 5392 117723 SH SOLE 0 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 1344 200000 SH SOLE 0 0 0 ALBANY MOLECULAR RESH INC COM 012423109 503 25000 SH SOLE 0 0 0 ALEXCO RESOURCE CORP COM 01535P106 314 251914 SH SOLE 0 0 0 ALLY FINL INC COM 02005N100 2989 125000 SH SOLE 0 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 3059 115000 SH SOLE 0 0 0 ARMOUR RESIDENTIAL REIT INC COM 042315101 1949 450000 SH SOLE 0 0 0 AVALON HLDGS CORP CL A 05343P109 991 229969 SH SOLE 0 0 0 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 672 20000 SH SOLE 0 0 0 CIFC CORP COM 12547R105 2550 283048 SH SOLE 0 0 0 CHARTER FINL CORP MD COM 16122W108 2130 191933 SH SOLE 0 0 0 CHEVIOT FINL CORP NEW COM 16677X105 872 70000 SH SOLE 0 0 0 COASTWAY BANCORP INC COM 190632109 1936 177000 SH SOLE 0 0 0 CONSOL ENERGY INC COM 20854P109 691 15000 SH SOLE 0 0 0 COWEN GROUP INC NEW CL A 223622101 950 225000 SH SOLE 0 0 0 ELDORADO GOLD CORP NEW COM 284902103 4693 613385 SH SOLE 0 0 0 EMERALD OIL INC COM NEW 29101U209 3801 496843 SH SOLE 0 0 0 FARMERS NATL BANC CORP COM 309627107 1463 187827 SH SOLE 0 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 1943 134063 SH SOLE 0 0 0 GASTAR EXPL INC NEW COM 36729W202 6773 777582 SH SOLE 0 0 0 GOODRICH PETE CORP COM NEW 382410405 3726 135000 SH SOLE 0 0 0 HALCON RES CORP COM NEW 40537Q209 2916 400000 SH SOLE 0 0 0 INVESTORS BANCORP INC NEW COM 46146L101 8840 800000 SH SOLE 0 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 2444 17878 SH SOLE 0 0 0 MACKINAC FINL CORP COM 554571109 387 30000 SH SOLE 0 0 0 MAG SILVER CORP COM 55903Q104 4097 433100 SH SOLE 0 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 1025 125000 SH SOLE 0 0 0 MALVERN BANCORP INC COM 561409103 2537 240900 SH SOLE 0 0 0 MAYS J W INC COM 578473100 2527 50218 SH SOLE 0 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 5996 1251612 SH SOLE 0 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 1016 187186 SH SOLE 0 0 0 NAUGATUCK VY FINL CORP MD COM 63906P107 2418 290321 SH SOLE 0 0 0 NEVSUN RES LTD COM 64156L101 400 100000 SH SOLE 0 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 2529 97300 SH SOLE 0 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 1526 1281450 SH SOLE 0 0 0 PROVIDENT FINL HLDGS INC COM 743868101 7030 483500 SH SOLE 0 0 0 RED LION HOTELS CORP COM 756764106 4792 874487 SH SOLE 0 0 0 REIS INC COM 75936P105 3904 185209 SH SOLE 0 0 0 SILVER WHEATON CORP COM 828336107 1316 50000 SH SOLE 0 0 0 SONDE RES CORP COM NEW 835426206 614 1804597 SH SOLE 0 0 0 SOUTHERN MO BANCORP INC COM 843380106 5817 162979 SH SOLE 0 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 840 50000 SH SOLE 0 0 0 TURQUOISE HILL RES LTD COM 900435108 1674 500000 SH SOLE 0 0 0 U S ENERGY CORP WYO COM 911805109 894 206470 SH SOLE 0 0 0 VICON INDS INC COM 925811101 159 63196 SH SOLE 0 0 0 VISHAY PRECISION GROUP INC COM 92835K103 1265 76865 SH SOLE 0 0 0 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 1221 94005 SH SOLE 0 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 2285 105900 SH SOLE 0 0 0 WILLIS LEASE FINANCE CORP COM 970646105 960 39169 SH SOLE 0 0 0 WOLVERINE BANCORP INC COM 977880103 1491 65700 SH SOLE 0 0 0 YAMANA GOLD INC COM 98462Y100 2058 250000 SH SOLE 0 0 0