0001062993-15-000791.txt : 20150213
0001062993-15-000791.hdr.sgml : 20150213
20150213160546
ACCESSION NUMBER: 0001062993-15-000791
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
EFFECTIVENESS DATE: 20150213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP
CENTRAL INDEX KEY: 0001169581
IRS NUMBER: 043272997
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12413
FILM NUMBER: 15614342
BUSINESS ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: SUITE 1628
CITY: NEW YORK
STATE: NY
ZIP: 10119
BUSINESS PHONE: 212-760-2322
MAIL ADDRESS:
STREET 1: ONE PENN PLAZA
STREET 2: SUITE 1628
CITY: NEW YORK
STATE: NY
ZIP: 10119
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001169581
XXXXXXXX
12-31-2014
12-31-2014
RAFFLES ASSOCIATES LP
ONE PENN PLAZA
SUITE 1628
NEW YORK
NY
10119
13F HOLDINGS REPORT
028-12413
N
Paul H. O'Leary
President of General Partner
212 760 2322
/s/ Paul H. O'Leary
New York
NY
02-10-2015
0
57
105356
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
ADVANTAGE OIL & GAS LTD
COM
00765F101
959
200000
SH
SOLE
200000
0
0
AERCAP HOLDINGS NV
COM
N00985106
4570
117723
SH
SOLE
117723
0
0
AIRCASTLE LTD
COM
G0129K104
647
30254
SH
SOLE
30254
0
0
ALEXCO RESOURCE CORP
COM
01535P106
130
251914
SH
SOLE
251914
0
0
AMERICAN EAGLE ENERGY CORP
COM NEW
02554F300
211
338685
SH
SOLE
338685
0
0
AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
2831
115000
SH
SOLE
115000
0
0
ARMOUR RESIDENTIAL REIT INC
COM
042315101
1288
350000
SH
SOLE
350000
0
0
AVALON HLDGS CORP
CL A
05343P109
531
202569
SH
SOLE
202569
0
0
BARCLAYS BANK PLC IPATH BLOOMBERG
ETF
06739H297
1189
39000
SH
SOLE
39000
0
0
CHARTER FINL CORP MD
COM
16122W108
642
56027
SH
SOLE
56027
0
0
CHEVIOT FINL CORP NEW
COM
16677X105
995
70000
SH
SOLE
70000
0
0
CIFC CORP
COM
12547R105
2394
289516
SH
SOLE
289516
0
0
CIPHER PHARMACEUTICALS INC
COM
17253X105
7801
540300
SH
SOLE
540300
0
0
COASTWAY BANCORP INC
COM
190632109
2057
177000
SH
SOLE
177000
0
0
CONSOL ENERGY INC
COM
20854P109
2062
61000
SH
SOLE
61000
0
0
COWEN GROUP INC NEW
CL A
223622101
1080
225000
SH
SOLE
225000
0
0
ECLIPSE RES CORP
COM
27890G100
844
120000
SH
SOLE
120000
0
0
ELDORADO GOLD CORP NEW
COM
284902103
3743
613385
SH
SOLE
613385
0
0
EVOLUTION PETROLEUM CORP
COM
30049A107
163
22000
SH
SOLE
22000
0
0
FARMERS NATL BANC CORP
COM
309627107
1568
187827
SH
SOLE
187827
0
0
FLY LEASING LTD
SPONSORED ADR
34407D109
2092
159063
SH
SOLE
159063
0
0
GASTAR EXPL INC NEW
COM
36729W202
2958
1227582
SH
SOLE
1227582
0
0
HALCON RES CORP
COM NEW
40537Q209
801
450000
SH
SOLE
450000
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
4490
400000
SH
SOLE
400000
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
224
4469
SH
SOLE
4469
0
0
LIBERTY BROADBAND CORP
COM SER C
530307305
445
8939
SH
SOLE
8939
0
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
631
17878
SH
SOLE
17878
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
1253
35756
SH
SOLE
35756
0
0
MACKINAC FINL CORP
COM
554571109
356
30000
SH
SOLE
30000
0
0
MAG SILVER CORP
COM
55903Q104
3554
433100
SH
SOLE
433100
0
0
MARKET VECTORS ETF RUSSIA
ETF
57060U506
366
25000
SH
SOLE
25000
0
0
MAYS J W INC
COM
578473100
2450
49120
SH
SOLE
49120
0
0
MOUNTAIN PROV DIAMONDS INC
COM NEW
62426E402
121
25000
SH
SOLE
25000
0
0
NAPCO SEC TECHNOLOGIES INC
COM
630402105
880
187186
SH
SOLE
187186
0
0
NAUGATUCK VY FINL CORP MD
COM
63906P107
2485
290321
SH
SOLE
290321
0
0
NEVSUN RES LTD
COM
64156L101
448
100000
SH
SOLE
100000
0
0
OCEAN SHORE HLDG CO NEW
COM
67501R103
1817
126900
SH
SOLE
126900
0
0
OLD NATL BANCORP IND
COM
680033107
2833
190382
SH
SOLE
190382
0
0
PLATINUM GROUP METALS LTD
COM NEW
72765Q205
892
1881450
SH
SOLE
1881450
0
0
PNC FINL SVCS GROUP INC
*W EXP 12/31/201
693475121
2428
97300
SH
SOLE
97300
0
0
POLONIA BACORP INC MD
COM
73158Q109
731
70000
SH
SOLE
70000
0
0
PROVIDENT FINL HLDGS INC
COM
743868101
7315
483500
SH
SOLE
483500
0
0
PRUDENTIAL BANCORP INC NEW
COM
74431A101
979
78303
SH
SOLE
78303
0
0
RANGE RES CORP
COM
75281A109
1871
35000
SH
SOLE
35000
0
0
RED LION HOTELS CORP
COM
756764106
5925
934487
SH
SOLE
934487
0
0
REIS INC
COM
75936P105
4847
185209
SH
SOLE
185209
0
0
SOUTHERN MO BANCORP INC
COM
843380106
6188
162979
SH
SOLE
162979
0
0
TURQUOISE HILL RES LTD
COM
900435108
2476
800000
SH
SOLE
800000
0
0
U S ENERGY CORP WYO
COM
911805109
318
214570
SH
SOLE
214570
0
0
U S GLOBAL INVS INC
CL A
902952100
112
36118
SH
SOLE
36118
0
0
UNITED BANCORP INC OHIO
COM
909911109
121
15000
SH
SOLE
15000
0
0
VISHAY PRECISION GROUP INC
COM
92835K103
753
43865
SH
SOLE
43865
0
0
VOLT INFORMATION SCIENCES IN
COM
928703107
537
50000
SH
SOLE
50000
0
0
WAYNE SVGS BANCSHARES INC NE
COM
94624Q101
1260
94005
SH
SOLE
94005
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
2262
105900
SH
SOLE
105900
0
0
WILLIS LEASE FINANCE CORP
COM
970646105
858
39169
SH
SOLE
39169
0
0
WOLVERINE BANCORP INC
COM
977880103
1574
65700
SH
SOLE
65700
0
0