0001062993-14-006755.txt : 20141117 0001062993-14-006755.hdr.sgml : 20141117 20141117121703 ACCESSION NUMBER: 0001062993-14-006755 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141117 DATE AS OF CHANGE: 20141117 EFFECTIVENESS DATE: 20141117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 141226995 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 09-30-2014 09-30-2014 RAFFLES ASSOCIATES LP

ONE PENN PLAZA SUITE 1628 NEW YORK NY 10119

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 Paul H. O'Leary New York NY 11-13-2014 0 63 112940 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE AIRCASTLE LTD COM G0129K104 495 30254 SH SOLE 30254 0 0 AERCAP HOLDINGS NV SHS N00985106 4815 117723 SH SOLE 117723 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 1016 200000 SH SOLE 200000 0 0 ALBANY MOLECULAR RESH INC COM 012423109 552 25000 SH SOLE 25000 0 0 ALEXCO RESOURCE CORP COM 01535P106 166 251914 SH SOLE 251914 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 2737 115000 SH SOLE 115000 0 0 ARMOUR RESIDENTIAL REIT INC COM 042315101 1733 450000 SH SOLE 450000 0 0 AVALON HLDGS CORP CL A 05343P109 800 214969 SH SOLE 214969 0 0 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 1800 49000 SH SOLE 49000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 3118 100000 SH SOLE 100000 0 0 B2GOLD CORP COM 11777Q209 1475 725000 SH SOLE 725000 0 0 CIFC CORP COM 12547R105 2562 283048 SH SOLE 283048 0 0 CHARTER FINL CORP MD COM 16122W108 1528 142800 SH SOLE 142800 0 0 CHEVIOT FINL CORP NEW COM 16677X105 892 70000 SH SOLE 70000 0 0 COASTWAY BANCORP INC COM 190632109 1899 177000 SH SOLE 177000 0 0 CONSOL ENERGY INC COM 20854P109 1136 30000 SH SOLE 30000 0 0 COWEN GROUP INC NEW CL A 223622101 844 225000 SH SOLE 225000 0 0 ELDORADO GOLD CORP NEW COM 284902103 4133 613385 SH SOLE 613385 0 0 EMERALD OIL INC COM NEW 29101U209 3056 496843 SH SOLE 496843 0 0 FARMERS NATL BANC CORP COM 309627107 1501 187827 SH SOLE 187827 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 1717 134063 SH SOLE 134063 0 0 GASTAR EXPL INC NEW COM 36729W202 5738 977582 SH SOLE 977582 0 0 GOODRICH PETE CORP COM NEW 382410405 2223 150000 SH SOLE 150000 0 0 GULFPORT ENERGY CORP COM NEW 402635304 534 10000 SH SOLE 10000 0 0 HALCON RES CORP COM NEW 40537Q209 1584 400000 SH SOLE 400000 0 0 HECLA MNG CO COM 422704106 496 200000 SH SOLE 200000 0 0 INVESTORS BANCORP INC NEW COM 46146L101 5572 550000 SH SOLE 550000 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 843 17878 SH SOLE 17878 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 1680 35756 SH SOLE 35756 0 0 MACKINAC FINL CORP COM 554571109 339 30000 SH SOLE 30000 0 0 MAG SILVER CORP COM 55903Q104 3219 433100 SH SOLE 433100 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 696 125000 SH SOLE 125000 0 0 MALVERN BANCORP INC COM 561409103 2744 240900 SH SOLE 240900 0 0 MAYS J W INC COM 578473100 2726 49120 SH SOLE 49120 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 140 25000 SH SOLE 25000 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 880 187186 SH SOLE 187186 0 0 NAUGATUCK VY FINL CORP MD COM 63906P107 2270 290321 SH SOLE 290321 0 0 NEVSUN RES LTD COM 64156L101 405 100000 SH SOLE 100000 0 0 OLD NATL BANCORP IND COM 680033107 2469 190382 SH SOLE 190382 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 2224 97300 SH SOLE 97300 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 1132 1281450 SH SOLE 1281450 0 0 PROVIDENT FINL HLDGS INC COM 743868101 7054 483500 SH SOLE 483500 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 762 62303 SH SOLE 62303 0 0 RANGE RES CORP COM 75281A109 1017 15000 SH SOLE 15000 0 0 RED LION HOTELS CORP COM 756764106 5317 934487 SH SOLE 934487 0 0 REIS INC COM 75936P105 4369 185209 SH SOLE 185209 0 0 RIVER VY BANCORP COM 768475105 268 12500 SH SOLE 12500 0 0 SILVER WHEATON CORP COM 828336107 997 50000 SH SOLE 50000 0 0 SONDE RES CORP COM NEW 835426206 252 1804597 SH SOLE 1804597 0 0 SOUTHERN MO BANCORP INC COM 843380106 5848 162979 SH SOLE 162979 0 0 STAAR SURGICAL CO COM PAR $0.01 852312305 239 22500 SH SOLE 22500 0 0 TRIBUNE PUBG CO COM 896082104 303 15000 SH SOLE 15000 0 0 TURQUOISE HILL RES LTD COM 900435108 1503 400000 SH SOLE 400000 0 0 U S GLOBAL INVS INC CL A 902952100 128 36118 SH SOLE 36118 0 0 UNITED BANCORP INC OHIO COM 909911109 121 15000 SH SOLE 15000 0 0 U S ENERGY CORP WYO COM 911805109 659 206470 SH SOLE 206470 0 0 VISHAY PRECISION GROUP INC COM 92835K103 924 61865 SH SOLE 61865 0 0 VOLT INFORMATION SCIENCES IN COM 928703107 458 50000 SH SOLE 50000 0 0 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 1161 94005 SH SOLE 94005 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 2134 105900 SH SOLE 105900 0 0 WILLIS LEASE FINANCE CORP COM 970646105 804 39169 SH SOLE 39169 0 0 WOLVERINE BANCORP INC COM 977880103 1534 65700 SH SOLE 65700 0 0 YAMANA GOLD INC COM 98462Y100 1199 200000 SH SOLE 200000 0 0