0001209191-13-047207.txt : 20131003 0001209191-13-047207.hdr.sgml : 20131003 20131003164450 ACCESSION NUMBER: 0001209191-13-047207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131001 FILED AS OF DATE: 20131003 DATE AS OF CHANGE: 20131003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2 CRESCENT PLACE CITY: OCEANPORT STATE: NJ ZIP: 07757-0900 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 2 CRESCENT PLACE CITY: OCEANPORT STATE: NJ ZIP: 07757-0900 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West David R CENTRAL INDEX KEY: 0001374598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 131134271 MAIL ADDRESS: STREET 1: 2 CRESCENT PLACE CITY: OCEANPORT STATE: NJ ZIP: 07757 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-10-01 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001374598 West David R 2 CRESCENT PLACE OCEANPORT NJ 07757 0 1 0 0 SVP, Mkt & Bus. Development Common Stock 2013-10-01 2013-10-01 4 M 0 5895 16.53 A 39617 D Common Stock 2013-10-01 2013-10-01 4 S 0 5895 90.00 D 33722 D Common Stock 2013-10-02 2013-10-02 4 F 0 104 88.20 D 33618 D Options to Purchase Common Stock 16.53 2013-10-01 2013-10-01 4 M 0 5895 16.53 D 2019-07-15 Common Stock 5895 9105 D This transaction has taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted stock units. Represents average sale price. The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Warren H. Mondschein, Attorney-in-Fact 2013-10-03