0001144204-11-047291.txt : 20110815
0001144204-11-047291.hdr.sgml : 20110815
20110815163424
ACCESSION NUMBER: 0001144204-11-047291
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TENNENBAUM CAPITAL PARTNERS LLC
CENTRAL INDEX KEY: 0001169553
IRS NUMBER: 954759860
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11240
FILM NUMBER: 111036904
BUSINESS ADDRESS:
STREET 1: 2951 28TH STREET
STREET 2: SUITE 1000
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
BUSINESS PHONE: 3105661000
MAIL ADDRESS:
STREET 1: 2951 28TH STREET
STREET 2: SUITE 1000
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
FORMER COMPANY:
FORMER CONFORMED NAME: SPECIAL VALUE INVESTMENT MANAGEMENT LLC
DATE OF NAME CHANGE: 20020320
13F-HR
1
v231457_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number: ______
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Tennenbaum Capital Partners, LLC
Address: 2951 28th Street, Suite 1000
Santa Monica, California 90405
Form 13F File Number: 28-11240
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Paul L. Davis
Title: Chief Financial Officer
Phone: (310) 566-1000
Signature, Place, and Date of Signing:
/s/ Paul L. Davis Santa Monica, California August 15, 2011
---------------------- ---------------------------- -----------------
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: $192,706
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
BUCYRUS INTL INC NEW COM 118759109 9,166 100,000 SH SOLE 100,000
CEPHALON INC COM 156708109 2,956 37,000 SH SOLE 37,000
CMS ENERGY CORP NOTE 2.875% 12/0 125896AW0 5,636 3,675,000 PRN SOLE 3,675,000
COINSTAR INC NOTE 4.000% 12/0 19259PAF9 9,169 6,000,000 PRN SOLE 6,000,000
DIALOGIC INC COM 25250T100 9,211 2,046,899 SH SOLE 2,046,899
DORAL FINL CORP COM NEW 25811P886 11,250 5,739,988 SH SOLE 5,739,988
EMS TECHNOLOGIES INC COM 26873N108 1,649 50,000 SH SOLE 50,000
EXIDE TECHNOLOGIES FRNT 9/1 302051AL1 2,403 2,690,000 SH SOLE 2,690,000
GLOBAL CROSSING LTD SHS NEW G3921A175 2,715 70,750 SH SOLE 70,750
GOODRICH PETE CORP NOTE 5.000%10/0 382410AC2 8,786 9,000,000 PRN SOLE 9,000,000
GSI GROUP INC CDA NEW COM NEW 36191C205 17,258 1,432,171 SH SOLE 1,432,171
HYPERCOM CORP COM 44913M105 3,342 340,014 SH SOLE 340,014
JAZZ TECHNOLOGIES INC NOTE 8.000% 12/3 47214EAA0 2,000 2,000,000 PRN SOLE 2,000,000
LAWSON SOFTWARE INC NEW COM 52078P102 3,366 300,000 SH SOLE 300,000
LEVEL 3 COMMUNICATIONS INC NOTE 6.500% 10/0 52729NBR0 5,403 2,550,000 PRN SOLE 2,550,000
LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 4,283 4,000,000 PRN SOLE 4,000,000
LUBRIZOL CORP COM 549271104 8,728 65,000 SH SOLE 65,000
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 19,131 1,953,743 SH SOLE 1,953,743
MASSEY ENERGY CO NOTE 3.250% 8/0 576203AJ2 5,320 5,000,000 PRN SOLE 5,000,000
NATIONAL SEMICONDUCTOR CORP COM 637640103 5,537 225,000 SH SOLE 225,000
ON SEMICONDUCTOR CORP NOTE 2.625% 12/1 682189AG0 1,206 1,000,000 PRN SOLE 1,000,000
ONLINE RES CORP COM 68273G101 12,425 3,811,400 SH SOLE 3,811,400
RADISYS CORP NOTE 2.750% 2/1 750459AE9 2,413 2,500,000 PRN SOLE 2,500,000
SANDISK CORP NOTE 1.000% 5/1 80004CAC5 3,872 4,000,000 PRN SOLE 4,000,000
SANDISK CORP NOTE 1.500% 8/1 80004CAD3 3,186 3,000,000 PRN SOLE 3,000,000
TECH DATA CORP DBCV 2.750% 12/1 878237AE6 7,660 7,353,000 PRN SOLE 7,353,000
TIMBERLAND CO CL A 887100105 1,074 25,000 SH SOLE 25,000
TTM TECHNOLOGIES INC NOTE 3.250% 5/1 87305RAC3 6,328 5,000,000 PRN SOLE 5,000,000
UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 6,361 4,000,000 PRN SOLE 4,000,000
VARIAN SEMICONDUCTOR EQUIPMN COM 922207105 1,540 25,066 SH SOLE 25,066
VERIGY LTD NOTE 5.250% 7/1 92345XAB4 8,285 6,581,000 PRN SOLE 6,581,000
VIASYSTEMS GROUP INC COM PAR$.01 92553H803 225 10,000 SH SOLE 10,000
WARNER MUSIC GROUP CORP COM 934550104 822 100,000 SH SOLE 100,000