0001144204-11-064552.txt : 20111114 0001144204-11-064552.hdr.sgml : 20111111 20111114170341 ACCESSION NUMBER: 0001144204-11-064552 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEANE CAPITAL MANGEMENT INC CENTRAL INDEX KEY: 0001169347 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10739 FILM NUMBER: 111204075 BUSINESS ADDRESS: STREET 1: 6302 FAIRVIEW ROAD SUITE 450 CITY: CHARLOTTE STATE: NC ZIP: 28210 BUSINESS PHONE: 7043643250 13F-HR 1 v240509_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment |_|; Amendment Number: ----------------------- This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Keane Capital Management, Inc. Address; 3440 Torringdon Way, Suite 308 Charlotte, North Carolina 28277 Form 13F File Number: 28-10739 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Ted Slack Title: Controller & Chief Compliance Officer Phone: (704) 973-4022 Signature, Place, and Date of Signing: /S/ TED SLACK Charlotte, North Carolina November 14, 2011 --------------------- ------------------------- ----------------- Signature City, State Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 68 Form 13F Information Table Value Total: 115,284 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None Keane Capital Management, Inc. Form 13F Information Table 30-Sep-11
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 ---------------------------------------------------------------------------------------------------------------------------------- Title of Value SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY Name of Issuer Class Cusip (XS1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ACCURIDE CORP COM 00439T206 370 72,343 SHS Sole 72,343 ACCURIDE CORP COM 00439T206 608 118,821 SHS Sole 118,821 ALLIANCE FIBER OPTIC PRODUCT COM 18680306 427 59,895 SHS Sole 59,895 ALLIANCE FIBER OPTIC PRODUCT COM 18680306 713 99,923 SHS Sole 99,923 ALLIANCE ONE INTERNATIONAL COM 18772103 287 117,598 SHS Sole 117,598 ALLIANCE ONE INTERNATIONAL COM 18772103 472 193,278 SHS Sole 193,278 AMERICAN AXLE & MFG HOLDINGS COM 24061103 885 115,983 SHS Sole 115,983 AMERICAN AXLE & MFG HOLDINGS COM 24061103 1,484 194,505 SHS Sole 194,505 AMERICAN EQUITY INVT LIFE HL COM 25676206 1,236 141,305 SHS Sole 141,305 AMERICAN EQUITY INVT LIFE HL COM 25676206 2,074 237,074 SHS Sole 237,074 APOLLO INVESTMENT CORP COM 03761U106 730 97,103 SHS Sole 97,103 APOLLO INVESTMENT CORP COM 03761U106 1,224 162,897 SHS Sole 162,897 AUDIOCODES LTD COM M15342104 449 143,820 SHS Sole 143,820 AUDIOCODES LTD COM M15342104 737 236,198 SHS Sole 236,198 AVIS BUDGET GROUP INC COM 53774105 456 47,112 SHS Sole 47,112 AVIS BUDGET GROUP INC COM 53774105 764 78,991 SHS Sole 78,991 AXT INC COM 00246W103 376 74,705 SHS Sole 74,705 AXT INC COM 00246W103 630 125,295 SHS Sole 125,295 BIOSCRIP INC COM 09069N108 1,327 208,617 SHS Sole 208,617 BIOSCRIP INC COM 09069N108 2,226 349,991 SHS Sole 349,991 BLUEGREEN CORP COM 96231105 31 14,634 SHS Sole 14,634 BLUEGREEN CORP COM 96231105 51 24,330 SHS Sole 24,330 BOISE INC COM 09746Y105 434 83,951 SHS Sole 83,951 BOISE INC COM 09746Y105 713 137,979 SHS Sole 137,979 BPZ RESOURCES INC COM 55639108 1,192 430,330 SHS Sole 430,330 BPZ RESOURCES INC COM 55639108 2,000 721,986 SHS Sole 721,986 CASELLA WASTE SYSTEMS INC-A COM 147448104 606 115,221 SHS Sole 115,221 CASELLA WASTE SYSTEMS INC-A COM 147448104 1,017 193,303 SHS Sole 193,303 CEC ENTERTAINMENT INC COM 125137109 1,017 35,738 SHS Sole 35,738 CEC ENTERTAINMENT INC COM 125137109 1,697 59,624 SHS Sole 59,624 CENVEO CORPCVO 7 7/8 12/01/13 COM 15671BAA9 199 284,000 SHS Sole 284,000 CENVEO CORPCVO 7 7/8 12/01/13 COM 15671BAA9 326 466,000 SHS Sole 466,000 CENVEO INC COM 15670S105 947 314,623 SHS Sole 314,623 CENVEO INC COM 15670S105 1,589 527,835 SHS Sole 527,835 CHINA ADVANCED CONSTRUCTION COM 169365103 165 106,404 SHS Sole 106,404 CHINA ADVANCED CONSTRUCTION COM 169365103 271 174,894 SHS Sole 174,894 CHINA CERAMICS CO LTD COM G2113X100 359 129,235 SHS Sole 129,235 CHINA CERAMICS CO LTD COM G2113X100 590 212,199 SHS Sole 212,199 CHINA GERUI ADVANCED MATERIA COM G21101103 476 173,151 SHS Sole 173,151 CHINA GERUI ADVANCED MATERIA COM G21101103 782 284,283 SHS Sole 284,283 CHINACAST EDUCATION CORP COM 16946T109 438 118,577 SHS Sole 118,577 CHINACAST EDUCATION CORP COM 16946T109 730 197,823 SHS Sole 197,823 CIBER INC COM 17163B102 180 59,459 SHS Sole 59,459 CIBER INC COM 17163B102 302 99,762 SHS Sole 99,762 CIRRUS LOGIC INC COM 172755100 291 19,767 SHS Sole 19,767 CIRRUS LOGIC INC COM 172755100 478 32,454 SHS Sole 32,454 COMPLETE PRODUCTION SERVICES COM 20453E 10 9 143 7,581 SHS Sole 7,581 COMPLETE PRODUCTION SERVICES COM 20453E 10 9 234 12,419 SHS Sole 12,419 CYS INVESTMENTS INC COM 12673A108 282 23,330 SHS Sole 23,330 CYS INVESTMENTS INC COM 12673A108 473 39,140 SHS Sole 39,140 DAWSON GEOPHYSICAL CO COM 239359102 307 13,040 SHS Sole 13,040 DAWSON GEOPHYSICAL CO COM 239359102 516 21,880 SHS Sole 21,880 DFC GLOBAL CORP COM 23324T107 1,720 78,810 SHS Sole 78,810 DFC GLOBAL CORP COM 23324T107 2,826 129,522 SHS Sole 129,522 ENCORE CAPITAL GROUP INC COM 292554102 566 25,909 SHS Sole 25,909 ENCORE CAPITAL GROUP INC COM 292554102 929 42,536 SHS Sole 42,536 ENERGY PARTNERS LTD COM 29270U303 849 76,658 SHS Sole 76,658 ENERGY PARTNERS LTD COM 29270U303 1,424 128,593 SHS Sole 128,593 FREIGHTCAR AMERICA INC COM 357023100 422 29,275 SHS Sole 29,275 FREIGHTCAR AMERICA INC COM 357023100 705 48,925 SHS Sole 48,925 FSI INTL INC COM 302633102 536 285,122 SHS Sole 285,122 FSI INTL INC COM 302633102 880 468,160 SHS Sole 468,160 FUSHI COPPERWELD INC COM 36113E 10 7 370 74,717 SHS Sole 74,717 FUSHI COPPERWELD INC COM 36113E 10 7 620 125,283 SHS Sole 125,283 GEOKINETICS INC COM 372910307 344 142,041 SHS Sole 142,041 GEOKINETICS INC COM 372910307 565 233,439 SHS Sole 233,439 IMPERIAL HOLDINGS INC COM 452834104 298 124,014 SHS Sole 124,014 IMPERIAL HOLDINGS INC COM 452834104 489 203,671 SHS Sole 203,671 INTEGRAMED AMERICA INC COM 45810N302 1,094 140,313 SHS Sole 140,313 INTEGRAMED AMERICA INC COM 45810N302 1,826 234,084 SHS Sole 234,084 KID BRANDS INC COM 49375T100 230 86,964 SHS Sole 86,964 KID BRANDS INC COM 49375T100 385 145,890 SHS Sole 145,890 KINGOLD JEWELRY INC COM 49579A204 431 344,507 SHS Sole 344,507 KINGOLD JEWELRY INC COM 49579A204 722 577,970 SHS Sole 577,970 KIT DIGITAL INC COM 482470200 892 106,234 SHS Sole 106,234 KIT DIGITAL INC COM 482470200 1,466 174,540 SHS Sole 174,540 KKR FINANCIAL HOLDINGS LLC COM 48248A306 1,462 196,775 SHS Sole 196,775 KKR FINANCIAL HOLDINGS LLC COM 48248A306 2,439 328,225 SHS Sole 328,225 KRONOS WORLDWIDE INC COM 50105F105 200 12,411 SHS Sole 12,411 KRONOS WORLDWIDE INC COM 50105F105 328 20,399 SHS Sole 20,399 LIBBEY INC COM 529898108 20 1,916 SHS Sole 1,916 LIBBEY INC COM 529898108 33 3,146 SHS Sole 3,146 LIHUA INTERNATIONAL INC COM 532352101 548 126,058 SHS Sole 126,058 LIHUA INTERNATIONAL INC COM 532352101 901 207,202 SHS Sole 207,202 LIONBRIDGE TECHNOLOGIES INC COM 536252109 572 232,591 SHS Sole 232,591 LIONBRIDGE TECHNOLOGIES INC COM 536252109 960 390,230 SHS Sole 390,230 LOJACK CORPORATION COM 539451104 638 201,115 SHS Sole 201,115 LOJACK CORPORATION COM 539451104 1,047 330,325 SHS Sole 330,325 MATTSON TECHNOLOGY INC COM 577223100 616 526,907 SHS Sole 526,907 MATTSON TECHNOLOGY INC COM 577223100 1,034 883,825 SHS Sole 883,825 MERITOR INC COM 59001K100 775 109,759 SHS Sole 109,759 MERITOR INC COM 59001K100 1,273 180,241 SHS Sole 180,241 MINES MANAGEMENT INC COM 603432105 201 123,158 SHS Sole 123,158 MINES MANAGEMENT INC COM 603432105 335 205,466 SHS Sole 205,466 MULTIBAND CORP COM 62544X209 433 176,070 SHS Sole 176,070 MULTIBAND CORP COM 62544X209 711 289,190 SHS Sole 289,190 NETQIN MOBILE INC - ADR COM 64118U108 659 172,042 SHS Sole 172,042 NETQIN MOBILE INC - ADR COM 64118U108 1,082 282,487 SHS Sole 282,487 NORTH AMERICAN ENERGY PARTNE COM 656844107 1,123 192,925 SHS Sole 192,925 NORTH AMERICAN ENERGY PARTNE COM 656844107 1,862 319,915 SHS Sole 319,915 OLIN CORP COM 680665205 941 52,276 SHS Sole 52,276 OLIN CORP COM 680665205 1,546 85,844 SHS Sole 85,844 PACER INTERNATIONAL INC COM 69373H106 1,708 455,342 SHS Sole 455,342 PACER INTERNATIONAL INC COM 69373H106 2,864 763,678 SHS Sole 763,678 PANTRY INC COM 698657103 1,372 113,147 SHS Sole 113,147 PANTRY INC COM 698657103 2,302 189,813 SHS Sole 189,813 PARKER DRILLING CO COM 701081101 1,284 292,457 SHS Sole 292,457 PARKER DRILLING CO COM 701081101 2,153 490,415 SHS Sole 490,415 PATTERSON-UTI ENERGY INC COM 703481101 262 15,130 SHS Sole 15,130 PATTERSON-UTI ENERGY INC COM 703481101 431 24,870 SHS Sole 24,870 PENNANTPARK INVESTMENT CORP COM 708062104 805 90,299 SHS Sole 90,299 PENNANTPARK INVESTMENT CORP COM 708062104 1,344 150,648 SHS Sole 150,648 PIKE ELECTRIC CORP COM 721283109 525 77,488 SHS Sole 77,488 PIKE ELECTRIC CORP COM 721283109 872 128,812 SHS Sole 128,812 PRGX GLOBAL INC COM 69357C503 1,237 261,988 SHS Sole 261,988 PRGX GLOBAL INC COM 69357C503 2,033 430,723 SHS Sole 430,723 PROVIDENCE SERVICE CORP COM 743815102 915 85,924 SHS Sole 85,924 PROVIDENCE SERVICE CORP COM 743815102 1,527 143,349 SHS Sole 143,349 QUATERRA RESOURCES INC COM 747952109 393 480,103 SHS Sole 480,103 QUATERRA RESOURCES INC COM 747952109 659 804,982 SHS Sole 804,982 REGAL ENTERTAINMENT GROUP-A COM 758766109 679 57,795 SHS Sole 57,795 REGAL ENTERTAINMENT GROUP-A COM 758766109 1,138 96,905 SHS Sole 96,905 RICK'S CABARET INTL INC COM 765641303 924 139,008 SHS Sole 139,008 RICK'S CABARET INTL INC COM 765641303 1,518 228,272 SHS Sole 228,272 STAMPS.COM INC COM 852857200 465 22,741 SHS Sole 22,741 STAMPS.COM INC COM 852857200 764 37,374 SHS Sole 37,374 STONERIDGE INC COM 86183P102 334 63,996 SHS Sole 63,996 STONERIDGE INC COM 86183P102 549 105,090 SHS Sole 105,090 TECUMSEH PRODUCTS CO-CLASS A COM 878895200 159 21,841 SHS Sole 21,841 TECUMSEH PRODUCTS CO-CLASS A COM 878895200 262 35,890 SHS Sole 35,890 WABASH NATIONAL CORP COM 929566107 478 100,285 SHS Sole 100,285 WABASH NATIONAL CORP COM 929566107 802 168,164 SHS Sole 168,164 WET SEAL INC/THE-CLASS A COM 961840105 1,461 326,040 SHS Sole 326,040 WET SEAL INC/THE-CLASS A COM 961840105 2,400 535,760 SHS Sole 535,760 YONGYE INTERNATIONAL INC COM 98607B106 756 168,050 SHS Sole 168,050 YONGYE INTERNATIONAL INC COM 98607B106 1,269 281,950 SHS Sole 281,950