0001168705-12-000008.txt : 20121126 0001168705-12-000008.hdr.sgml : 20121126 20121126150647 ACCESSION NUMBER: 0001168705-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121126 DATE AS OF CHANGE: 20121126 EFFECTIVENESS DATE: 20121126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRENCOURT ADVISORS LLC CENTRAL INDEX KEY: 0001168705 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10167 FILM NUMBER: 121224222 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123139743 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 brencourt09302012.txt BRNC13F092012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Brencourt Advisors, LLC Address: 280 Park Avenue, 30th Fl New York, NY 10017 13F File Number: 028-10167 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Shaker Choudhury Title: Chief Compliance Officer Phone: 212-313-9723 Signature, Place, and Date of Signing: /s/Shaker Choudhury New York, NY November 21, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 22 Form 13F Information Table Value Total: $55,804 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 1708 1211388 SH SOLE 951122 260266 AMERICAN RLTY CAP TR INC COM 02917L101 117 10000 SH SOLE 0 10000 AUTHENTEC INC COM 052660107 4008 500000 SH CALL SOLE 393500 106500 CEDAR FAIR L P DEPOSITRY UNIT 150185106 308 9200 SH SOLE 0 9200 DUN & BRADSTREET CORP/THE COM 26483E100 3981 50000 SH PUT SOLE 38700 11300 GENCORP INC COM 368682100 95 10000 SH SOLE 6950 3050 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 319 8800 SH SOLE 6168 2632 HERTZ GLOBAL HOLDINGS INC COM 42805T105 357 26000 SH SOLE 18460 7540 ISHARES TR HIGH YLD CORP 464288513 23075 250000 SH PUT SOLE 196800 53200 J ALEXANDERS CORP COM 466096104 1014 69927 SH SOLE 58325 11602 JAMES RIVER COAL CO NOTE 4.500%12/0 470355AF5 800 2000000 PRN SOLE 1560000 440000 MERU NETWORKS INC COM 59047Q103 128 37300 SH CALL SOLE 29400 7900 MIPS TECHNOLOGIES INC COM 604567107 1581 213900 SH CALL SOLE 166800 47100 NEWCASTLE INVT CORP COM 65105M108 83 11000 SH SOLE 0 11000 NQ MOBILE INC ADR REPSTG CL A 64118U108 693 86600 SH PUT SOLE 67500 19100 OCZ TECHNOLOGY GROUP INC COM 67086E303 675 194600 SH CALL SOLE 150600 44000 POWERWAVE TECHNOLOGIES INC NOTE 3.875%10/0 739363AF6 1225 10000000 PRN SOLE 7870000 2130000 PULSE ELECTRONICS CORP COM 74586W106 1079 1315378 SH SOLE 1035202 280176 SUNOCO INC COM 86764P109 4680 99945 SH SOLE 83954 15991 THQ INC COM PAR $.01 872443601 2493 673871 SH SOLE 533759 140112 THQ INC NOTE 5.000% 8/1 872443AB2 7015 12094000 PRN SOLE 9651000 2443000 VALEANT PHARMACEUTICALS INTL COM 91911K102 370 6700 SH SOLE 4690 2010