-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SW5fV2cr/VfXulLaaF7rGcqwf+1hxfA9zSgPTZbQDw67pqX7I/f9VdRoLGwp6RmS EOlEBCZ+ke3S/onY90vCeA== 0000909012-06-001341.txt : 20061220 0000909012-06-001341.hdr.sgml : 20061220 20061219181102 ACCESSION NUMBER: 0000909012-06-001341 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061220 DATE AS OF CHANGE: 20061219 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ULURU INC. CENTRAL INDEX KEY: 0001168220 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 412118656 STATE OF INCORPORATION: NV FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79412 FILM NUMBER: 061287691 BUSINESS ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-905-5145 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD VENTURES INC DATE OF NAME CHANGE: 20020225 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRENCOURT ADVISORS LLC CENTRAL INDEX KEY: 0001168705 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123139743 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 t302996.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- Under the Securities Exchange Act of 1934 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 ULURU INC. -------------------- (Name of Issuer) Common Stock, $.001 par value per share --------------------------------------- (Title of Class of Securities) 90403T100 ------------ (CUSIP Number) December 6, 2006 ------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) Page 1 of 2 Pages SCHEDULE 13G CUSIP No. 90403T100 Page 2 of 7 Pages - ------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BRENCOURT ADVISORS, LLC EIN # 13-4137530 - ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- 5) SOLE VOTING POWER NUMBER 7,894,736 OF -------------------------------------------------- SHARES 6) SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------- REPORTING 7) SOLE DISPOSITIVE POWER PERSON WITH 7,894,736 -------------------------------------------------- 8) SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,894,736 - ------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 13.18% - ------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON IA - ------------------------------------------------------------------------------- CUSIP No. 90403T100 Page 3 of 7 Pages - ------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WILLIAM L. COLLINS EIN # ###-##-#### - ------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| - ------------------------------------------------------------------------------- 3) SEC USE ONLY - ------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------- 5) SOLE VOTING POWER NUMBER 59,062 OF -------------------------------------------------- SHARES 6) SHARED VOTING POWER BENEFICIALLY OWNED BY 0 EACH -------------------------------------------------- REPORTING 7) SOLE DISPOSITIVE POWER PERSON WITH 59,062 -------------------------------------------------- 8) SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 59,062 - ------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| - ------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.10% - ------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON IA CUSIP No. 90403T100 Page 4 of 7 Pages - -------------------------------------------------------------------------------- Schedule 13G Item 1(a). Name of Issuer: Uluru, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 4452 Beltway Drive Addison, TX 75001 Item 2(a). Name of Persons Filing: Brencourt Advisors, LLC William L. Collins Item 2(b). Address of Principal Business Office or, if None, Residence: The principal office of Brencourt Advisors, LLC is: 600 Lexington Avenue 8th Floor New York, NY 10022 The principal office of William L. Collins is: c/o Brencourt Advisors, LLC 600 Lexington Avenue 8th Floor New York, NY 10022 Item 2(c). Citizenship: Brencourt Advisors, LLC is a Delaware limited liability company William L. Collins is a United States citizen Item 2(d). Title of Class of Securities: Common Stock, $0.01 par value per share Item 2(e). CUSIP Number: 90403T100 CUSIP No. 90403T100 Page 5 of 7 Pages - -------------------------------------------------------------------------------- Item 3. If this statement is filed pursuant to ss.ss. 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or Dealer Registered Under Section 15 of the Act (15 U.S.C. 78o) (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) (c) |_| Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) (d) |_| Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) |X| Investment Adviser in accordance with ss. 240.13d-1(b)(1)(ii)(E) (f) |_| Employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F) (g) |_| Parent Holding Company or control person in accordance with ss.240.13d-1(b)(ii)(G) (h) |_| Savings Association as defined in ss.3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) |_| Church plan that is excluded from the definition of an investment company under ss.3(c)(15) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) |_| Group, in accordance with ss.240.13d-1(b)(ii)(J) Item 4. Ownership. (a) Amount beneficially owned: See Item 9 of cover pages (b) Percent of class: See Item 11 of cover pages (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: See Item 5 of cover pages (ii) Shared power to vote or to direct the vote: See Item 6 of cover pages (iii) Sole power to dispose or to direct the disposition of: See Item 7 of cover pages (iv) Shared power to dispose or to direct the disposition of: See Item 8 of cover pages Brencourt Advisors, LLC, a Delaware limited liability company, serves as investment manager to multiple Delaware limited partnerships, Bermuda corporations, and managed accounts (collectively, the "Funds"), and as such, has investment discretion with respect to the Funds. William L. Collins serves as chief executive officer of Brencourt Advisors, LLC and has investment discretion with respect to securities held by the Funds. Brencourt Advisors, LLC and Mr. Collins (other than the shares he owns individually) disclaim beneficial ownership of the securities included in this report and this report shall not be deemed an admission that either Brencourt Advisors, LLC or Mr. Collins is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. - --------------- (1) Percentages are based on 59,896,939 shares of Common Stock outstanding as of December 6, 2006 (as set forth on the Issuer's Form 8-K, filed on December 6, 2006 with the Securities and Exchange Commission). CUSIP No. 90403T100 Page 6 of 7 Pages - -------------------------------------------------------------------------------- Item 5. [ ] Ownership of Five Percent or Less of a Class. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. CUSIP No. 90403T100 Page 7 of 7 Pages - -------------------------------------------------------------------------------- SIGNATURE ---------- After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, complete and correct. Dated as of December 19, 2006 Brencourt Advisors, LLC By: Michael Palmer Chief Financial Officer By: /s/ Michael Palmer -------------------------------------- /s/ William L. Collins -------------------------------------- William L. Collins -----END PRIVACY-ENHANCED MESSAGE-----