-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QGk52u4jXVSDjziPapkeuCDMSxCFY+bhbzoIbf+L7PXRhiDmIn0eOFkTG2D05UIr LSzZqrZGWIAbTCxfNoaRLw== 0001172661-08-000629.txt : 20081017 0001172661-08-000629.hdr.sgml : 20081017 20081016214439 ACCESSION NUMBER: 0001172661-08-000629 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20081017 DATE AS OF CHANGE: 20081016 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPDR INDEX SHARES FUNDS (Formerly streetTRACKS Index Shares Funds) CENTRAL INDEX KEY: 0001168164 IRS NUMBER: 421537593 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79116 FILM NUMBER: 081128278 BUSINESS ADDRESS: STREET 1: C/O STATE STREET BANK AND TRUST STREET 2: ONE LINCOLN STREET, LCC 6 CITY: BOSTON STATE: MA ZIP: 02111 BUSINESS PHONE: 617-662-3909 MAIL ADDRESS: STREET 1: C/O STATE STREET BANK AND TRUST STREET 2: ONE LINCOLN STREET, LCC 6 CITY: BOSTON STATE: MA ZIP: 02111 FORMER COMPANY: FORMER CONFORMED NAME: STREETTRACKS INDEX SHARES FUNDS (Formerly Fresco Index Shares Funds) DATE OF NAME CHANGE: 20041202 FORMER COMPANY: FORMER CONFORMED NAME: FRESCO INDEX SHARES FUNDS DATE OF NAME CHANGE: 20020225 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Windward Investment Management Inc CENTRAL INDEX KEY: 0001310377 IRS NUMBER: 043247857 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: SUITE 3600 CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-241-8600 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: SUITE 3600 CITY: BOSTON STATE: MA ZIP: 02109 SC 13G/A 1 rwx113007a1.txt SCHEDULE 13G HOLDINGS REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) SPDR DJ Wilshire Intnl Real Estate (Name of Issuer) Exchange Traded Fund (Title of Class of Securities) 78463X863 (CUSIP Number) November 30, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 78463X863 1. Names of Reporting Person Windward Investment Management, Inc. I.R.S. Identification Nos. of above person: 04-3247857 2. Check the Appropriate Box if a Member Of a Group [ ] (a) [ ] (b) 3. SEC Use Only 4. Citizenship or Place of Organization Massachusetts, United States 5. Sole Voting Power: 440,795 Number of Shares 6. Shared Voting Power: 0 Beneficially Owned by 7. Sole Dispositive Power: 440,795 Each Reporting Person With 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 440,795 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 2.50% 12. Type of Reporting Person IA Item 1. (a) Issuer: SPDR DJ Wilshire Intnl Real Estate Address: State Street Bank & Trust CO One Lincoln Center Boston, MA 02211 Item 2. (a) Name of Person Filing: Windward Investment Management, Inc. (b) Address of Principal Business Offices: 60 State Street, Suite 3600 Boston, MA 02109 United States (c) Citizenship: Please refer to Item 4 on each cover sheet for each filing person (d) Title of Class of Securities Exchange Traded Fund (e) CUSIP Number: 78463X863 Item 3. Windward Investment Management, Inc. is an investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E). Item 4. Ownership Please see Items 5 - 9 and 11 for each cover sheet for each filing separately Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 16, 2008 Windward Investment Management, Inc. By: /s/ Denise Kampf -------------------------- Name: Denise Kampf Title: Chief Compliance Officer -----END PRIVACY-ENHANCED MESSAGE-----