0001140361-14-021538.txt : 20140515
0001140361-14-021538.hdr.sgml : 20140515
20140515154450
ACCESSION NUMBER: 0001140361-14-021538
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGMA CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167507
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10113
FILM NUMBER: 14846841
BUSINESS ADDRESS:
STREET 1: C/O S.A.C. CAPITAL ADVISORS, L.P.
STREET 2: 72 CUMMINGS POINT ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 2038902094
MAIL ADDRESS:
STREET 1: C/O S.A.C. CAPITAL ADVISORS, L.P.
STREET 2: 72 CUMMINGS POINT ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001167507
XXXXXXXX
03-31-2014
03-31-2014
SIGMA CAPITAL MANAGEMENT LLC
C/O S.A.C. CAPITAL ADVISORS, L.P.
72 CUMMINGS POINT ROAD
STAMFORD
CT
06902
13F HOLDINGS REPORT
028-10113
Y
* Positions that are exempt from reporting under Special Instruction 9 to the Form 13F are excluded. However, positions that would not be exempt when aggregated with positions of the same security held by (i) the Other Included Managers or (ii) certain affiliates of the Reporting Manager which include the Reporting Manager as an Other Included Manager on their own Forms 13F, are listed herein.
Peter Nussbaum
Authorized Person
203-890-2094
Peter Nussbaum
Stamford
CT
05-15-2014
1
163
1954995
false
1
0001451928
028-13297
SAC Capital Advisors LP
INFORMATION TABLE
2
form13fInfoTable.xml
AARONS INC
PUT
002535300
1512
50000
SH
Put
DFND
1
0
50000
0
ABBVIE INC
COM
00287Y109
13107
255000
SH
DFND
1
0
255000
0
ALASKA AIR GROUP INC
COM
011659109
4199
45000
SH
DFND
1
0
45000
0
ALTERA CORP
COM
021441100
3080
85000
SH
DFND
1
0
85000
0
AMAZON COM INC
CALL
023135106
26922
80000
SH
Call
DFND
1
0
80000
0
AMAZON COM INC
COM
023135106
37017
110000
SH
DFND
1
0
110000
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
3504
189200
SH
DFND
1
0
189200
0
ANNIES INC
COM
03600T104
13464
335000
SH
DFND
1
0
335000
0
APOLLO ED GROUP INC
CALL
037604105
3424
100000
SH
Call
DFND
1
0
100000
0
APPLIED MATLS INC
COM
038222105
1838
90000
SH
DFND
1
0
90000
0
ARROWHEAD RESH CORP
COM NEW
042797209
6568
400000
SH
DFND
1
0
400000
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
14922
230000
SH
DFND
1
0
230000
0
ATMEL CORP
COM
049513104
3010
360000
SH
DFND
1
0
360000
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
3865
60000
SH
DFND
1
0
60000
0
BAIDU INC
CALL
056752108
53333
350000
SH
Call
DFND
1
0
350000
0
BAIDU INC
SPON ADR REP A
056752108
48152
316000
SH
DFND
1
0
316000
0
BAKER HUGHES INC
COM
057224107
48765
750000
SH
DFND
1
0
750000
0
BIOGEN IDEC INC
COM
09062X103
9788
32000
SH
DFND
1
0
32000
0
BLOOMIN BRANDS INC
COM
094235108
33138
1375000
SH
DFND
1
0
1375000
0
BLUEBIRD BIO INC
COM
09609G100
1137
50000
SH
DFND
1
0
50000
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
32657
835000
SH
DFND
1
0
835000
0
BUNGE LIMITED
COM
G16962105
1002
12600
SH
DFND
1
0
12600
0
CABOT OIL & GAS CORP
COM
127097103
10078
297458
SH
DFND
1
0
297458
0
CANADIAN SOLAR INC
COM
136635109
1121
35000
SH
DFND
1
0
35000
0
CARMAX INC
CALL
143130102
18720
400000
SH
Call
DFND
1
0
400000
0
CARMAX INC
COM
143130102
22230
475000
SH
DFND
1
0
475000
0
CAVIUM INC
COM
14964U108
1119
25600
SH
DFND
1
0
25600
0
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
265
15000
SH
DFND
1
0
15000
0
CF INDS HLDGS INC
COM
125269100
521
2000
SH
DFND
1
0
2000
0
CHANNELADVISOR CORP
COM
159179100
21701
575000
SH
DFND
1
0
575000
0
CHEESECAKE FACTORY INC
COM
163072101
11908
250000
SH
DFND
1
0
250000
0
CHESAPEAKE ENERGY CORP
COM
165167107
9351
365000
SH
DFND
1
0
365000
0
CHIQUITA BRANDS INTL INC
COM
170032809
1930
155000
SH
DFND
1
0
155000
0
CIENA CORP
COM NEW
171779309
1251
55000
SH
DFND
1
0
55000
0
CIMAREX ENERGY CO
COM
171798101
25762
216288
SH
DFND
1
0
216288
0
CLIFFS NAT RES INC
COM
18683K101
3026
147900
SH
DFND
1
0
147900
0
CLOVIS ONCOLOGY INC
COM
189464100
1385
20000
SH
DFND
1
0
20000
0
CONCHO RES INC
COM
20605P101
9800
80000
SH
DFND
1
0
80000
0
CONSTELLIUM NV
CL A
N22035104
2336
79600
SH
DFND
1
0
79600
0
COOPER TIRE & RUBR CO
COM
216831107
4639
190905
SH
DFND
1
0
190905
0
CUMMINS INC
COM
231021106
2980
20000
SH
DFND
1
0
20000
0
CYTOKINETICS INC
COM NEW
23282W605
5225
550000
SH
DFND
1
0
550000
0
DANA HLDG CORP
COM
235825205
3179
136600
SH
DFND
1
0
136600
0
DEL FRISCOS RESTAURANT GROUP
COM
245077102
22320
800000
SH
DFND
1
0
800000
0
DELTA AIR LINES INC DEL
COM NEW
247361702
6106
176208
SH
DFND
1
0
176208
0
DEVON ENERGY CORP NEW
COM
25179M103
20079
300000
SH
DFND
1
0
300000
0
DEVRY ED GROUP INC
COM
251893103
51292
1210000
SH
DFND
1
0
1210000
0
DIAMOND FOODS INC
COM
252603105
29167
835000
SH
DFND
1
0
835000
0
DIAMONDBACK ENERGY INC
COM
25278X109
3366
50000
SH
DFND
1
0
50000
0
DOVER CORP
COM
260003108
3969
48550
SH
DFND
1
0
48550
0
DRIL-QUIP INC
COM
262037104
12331
110000
SH
DFND
1
0
110000
0
DSW INC
CALL
23334L102
10758
300000
SH
Call
DFND
1
0
300000
0
DSW INC
CL A
23334L102
25999
725000
SH
DFND
1
0
725000
0
EAGLE MATERIALS INC
COM
26969P108
30597
345100
SH
DFND
1
0
345100
0
ENCANA CORP
COM
292505104
4704
220000
SH
DFND
1
0
220000
0
EOG RES INC
COM
26875P101
26483
135000
SH
DFND
1
0
135000
0
ERICSSON
ADR B SEK 10
294821608
2399
180000
SH
DFND
1
0
180000
0
EXELIS INC
COM
30162A108
2789
146734
SH
DFND
1
0
146734
0
FAMILY DLR STORES INC
CALL
307000109
11602
200000
SH
Call
DFND
1
0
200000
0
FIBRIA CELULOSE S A
SP ADR REP COM
31573A109
1051
95000
SH
DFND
1
0
95000
0
FIRST SOLAR INC
COM
336433107
2119
30366
SH
DFND
1
0
30366
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
28404
675000
SH
DFND
1
0
675000
0
FORUM ENERGY TECHNOLOGIES IN
COM
34984V100
2324
75000
SH
DFND
1
0
75000
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
2
75
SH
DFND
1
0
75
0
GAP INC DEL
PUT
364760108
8012
200000
SH
Put
DFND
1
0
200000
0
GENERAL DYNAMICS CORP
COM
369550108
3039
27900
SH
DFND
1
0
27900
0
GILEAD SCIENCES INC
COM
375558103
1772
25000
SH
DFND
1
0
25000
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
8380
824812
SH
DFND
1
0
824812
0
GREEN PLAINS RENEWABLE ENERG
COM
393222104
2397
80000
SH
DFND
1
0
80000
0
GUESS INC
COM
401617105
4140
150000
SH
DFND
1
0
150000
0
HALLIBURTON CO
COM
406216101
7656
130000
SH
DFND
1
0
130000
0
HESS CORP
COM
42809H107
25693
310000
SH
DFND
1
0
310000
0
HEWLETT PACKARD CO
COM
428236103
2751
85000
SH
DFND
1
0
85000
0
HOMEAWAY INC
CALL
43739Q100
3767
100000
SH
Call
DFND
1
0
100000
0
HOMEAWAY INC
COM
43739Q100
30136
800000
SH
DFND
1
0
800000
0
JDS UNIPHASE CORP
COM PAR $0.001
46612J507
1820
130000
SH
DFND
1
0
130000
0
JOHNSON CTLS INC
COM
478366107
5205
110000
SH
DFND
1
0
110000
0
KAR AUCTION SVCS INC
CALL
48238T109
4553
150000
SH
Call
DFND
1
0
150000
0
KAR AUCTION SVCS INC
COM
48238T109
41731
1375000
SH
DFND
1
0
1375000
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
1704
100000
SH
DFND
1
0
100000
0
KODIAK OIL & GAS CORP
COM
50015Q100
4492
370000
SH
DFND
1
0
370000
0
LAM RESEARCH CORP
COM
512807108
4131
75100
SH
DFND
1
0
75100
0
LINEAR TECHNOLOGY CORP
COM
535678106
3165
65000
SH
DFND
1
0
65000
0
LKQ CORP
COM
501889208
6867
260602
SH
DFND
1
0
260602
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
28140
300000
SH
DFND
1
0
300000
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2103
23648
SH
DFND
1
0
23648
0
MACROGENICS INC
COM
556099109
1392
50000
SH
DFND
1
0
50000
0
MAGNA INTL INC
COM
559222401
6655
69100
SH
DFND
1
0
69100
0
MANNKIND CORP
CALL
56400P201
804
200000
SH
Call
DFND
1
0
200000
0
MARATHON OIL CORP
COM
565849106
5328
150000
SH
DFND
1
0
150000
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
335
14210
SH
DFND
1
0
14210
0
MASTERCARD INC
CL A
57636Q104
29880
400000
SH
DFND
1
0
400000
0
MATTEL INC
PUT
577081102
22301
556000
SH
Put
DFND
1
0
556000
0
MCDONALDS CORP
CALL
580135101
39212
400000
SH
Call
DFND
1
0
400000
0
MCDONALDS CORP
COM
580135101
31860
325000
SH
DFND
1
0
325000
0
MOVADO GROUP INC
COM
624580106
17555
385400
SH
DFND
1
0
385400
0
MOVE INC
COM NEW
62458M207
14739
1275000
SH
DFND
1
0
1275000
0
MRC GLOBAL INC
COM
55345K103
5392
200000
SH
DFND
1
0
200000
0
NIKE INC
CALL
654106103
7386
100000
SH
Call
DFND
1
0
100000
0
NIKE INC
CL B
654106103
35084
475000
SH
DFND
1
0
475000
0
NOKIA CORP
SPONSORED ADR
654902204
2936
400000
SH
DFND
1
0
400000
0
NXP SEMICONDUCTORS N V
COM
N6596X109
4117
70000
SH
DFND
1
0
70000
0
PANERA BREAD CO
CL A
69840W108
35294
200000
SH
DFND
1
0
200000
0
PAPA JOHNS INTL INC
COM
698813102
32587
625357
SH
DFND
1
0
625357
0
PARKER HANNIFIN CORP
COM
701094104
4250
35500
SH
DFND
1
0
35500
0
PATTERSON UTI ENERGY INC
COM
703481101
10131
319787
SH
DFND
1
0
319787
0
PHILLIPS 66
COM
718546104
5271
68400
SH
DFND
1
0
68400
0
PILGRIMS PRIDE CORP NEW
COM
72147K108
941
45000
SH
DFND
1
0
45000
0
PIONEER NAT RES CO
COM
723787107
6550
35000
SH
DFND
1
0
35000
0
POLARIS INDS INC
CALL
731068102
6986
50000
SH
Call
DFND
1
0
50000
0
POLARIS INDS INC
COM
731068102
27243
195000
SH
DFND
1
0
195000
0
POST HLDGS INC
COM
737446104
16536
300000
SH
DFND
1
0
300000
0
PRECISION DRILLING CORP
COM 2010
74022D308
23199
1938100
SH
DFND
1
0
1938100
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
1562
15000
SH
DFND
1
0
15000
0
QUALCOMM INC
COM
747525103
3154
40000
SH
DFND
1
0
40000
0
RALPH LAUREN CORP
CALL
751212101
9656
60000
SH
Call
DFND
1
0
60000
0
RALPH LAUREN CORP
CL A
751212101
56326
350000
SH
DFND
1
0
350000
0
REGENERON PHARMACEUTICALS
COM
75886F107
3003
10000
SH
DFND
1
0
10000
0
RENT A CTR INC NEW
PUT
76009N100
2660
100000
SH
Put
DFND
1
0
100000
0
RETROPHIN INC
COM
761299106
6487
305000
SH
DFND
1
0
305000
0
RF MICRODEVICES INC
COM
749941100
1261
160000
SH
DFND
1
0
160000
0
ROCK-TENN CO
CL A
772739207
1113
10546
SH
DFND
1
0
10546
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
16368
300000
SH
DFND
1
0
300000
0
RPC INC
COM
749660106
7862
385000
SH
DFND
1
0
385000
0
SANDERSON FARMS INC
COM
800013104
1099
14000
SH
DFND
1
0
14000
0
SANGAMO BIOSCIENCES INC
COM
800677106
904
50000
SH
DFND
1
0
50000
0
SCHLUMBERGER LTD
COM
806857108
26813
275000
SH
DFND
1
0
275000
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
1966
35000
SH
DFND
1
0
35000
0
SHERWIN WILLIAMS CO
COM
824348106
21684
110000
SH
DFND
1
0
110000
0
SKYWORKS SOLUTIONS INC
COM
83088M102
3940
105000
SH
DFND
1
0
105000
0
SODASTREAM INTERNATIONAL LTD
PUT
M9068E105
19845
450000
SH
Put
DFND
1
0
450000
0
SOLARCITY CORP
COM
83416T100
1002
16000
SH
DFND
1
0
16000
0
SONIC CORP
COM
835451105
31906
1400000
SH
DFND
1
0
1400000
0
SOUTHWESTERN ENERGY CO
COM
845467109
11963
260000
SH
DFND
1
0
260000
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
3806
135000
SH
DFND
1
0
135000
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
30646
385000
SH
DFND
1
0
385000
0
SUNEDISON INC
COM
86732Y109
2826
150000
SH
DFND
1
0
150000
0
SUNESIS PHARMACEUTICALS INC
COM NEW
867328601
2115
320000
SH
DFND
1
0
320000
0
SUSSER HLDGS CORP
PUT
869233106
3124
50000
SH
Put
DFND
1
0
50000
0
SYNAPTICS INC
COM
87157D109
1501
25000
SH
DFND
1
0
25000
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
2202
110000
SH
DFND
1
0
110000
0
TEKMIRA PHARMACEUTICALS CORP
COM NEW
87911B209
6449
300109
SH
DFND
1
0
300109
0
TESLA MTRS INC
COM
88160R101
2180
10460
SH
DFND
1
0
10460
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
2906
55000
SH
DFND
1
0
55000
0
TEXAS ROADHOUSE INC
COM
882681109
18871
723581
SH
DFND
1
0
723581
0
TEXTRON INC
COM
883203101
4322
110000
SH
DFND
1
0
110000
0
TILE SHOP HLDGS INC
COM
88677Q109
15025
972479
SH
DFND
1
0
972479
0
TRIQUINT SEMICONDUCTOR INC
COM
89674K103
4419
330000
SH
DFND
1
0
330000
0
TYSON FOODS INC
CL A
902494103
1056
24000
SH
DFND
1
0
24000
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
31681
325000
SH
DFND
1
0
325000
0
ULTRA PETROLEUM CORP
COM
903914109
5378
200000
SH
DFND
1
0
200000
0
VALERO ENERGY CORP NEW
COM
91913Y100
3452
65000
SH
DFND
1
0
65000
0
VERIZON COMMUNICATIONS INC
COM
92343V104
4043
85000
SH
DFND
1
0
85000
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
34720
2000000
SH
DFND
1
0
2000000
0
WESTERN DIGITAL CORP
COM
958102105
3221
35082
SH
DFND
1
0
35082
0
WESTLAKE CHEM CORP
COM
960413102
2079
31420
SH
DFND
1
0
31420
0
WHITING PETE CORP NEW
COM
966387102
12837
185000
SH
DFND
1
0
185000
0
WHOLE FOODS MKT INC
COM
966837106
32962
650000
SH
DFND
1
0
650000
0
WYNDHAM WORLDWIDE CORP
COM
98310W108
32954
450000
SH
DFND
1
0
450000
0
XILINX INC
COM
983919101
1899
35000
SH
DFND
1
0
35000
0
YAHOO INC
CALL
984332106
35900
1000000
SH
Call
DFND
1
0
1000000
0
ZILLOW INC
PUT
98954A107
4405
50000
SH
Put
DFND
1
0
50000
0
ZYNGA INC
CL A
98986T108
1032
240000
SH
DFND
1
0
240000
0